Relays, signals, actuality: a return to Focillon
Review of:
Annamaria Ducci, Henri Focillon en son temps. La liberté des forms, Strasbourg:
Presses Universitaires de Strasbourg, 2021, 391 pp., 20 col. plates, 10 b. & w.
illus, 26,00 €, ISBN 979-10-344-0079-9.
Jae Emerling
Le passé ne sert qu’à connaître l’actualité. Mais l’actualité m’échappe. Qu’est-ce que donc que
l’actualité?
—Henri Focillon
Among the notes for his ‘Über den Begriff der Geschichte’ we find Walter Benjamin
writing not only about Baudelaire, Marx, Ranke, and Brecht, but also clarifying his
understanding of the ‘messianic cessation of happening’ by citing the twentiethcentury French art historian Henri Focillon. Benjamin shares Focillon’s idea of art as
a ‘rupture’ within the very ‘life of forms’. As a close reader of Focillon, Benjamin
knew that this idea has nothing to do with Hegelian teleology, historicism, or even
psychoanalysis for that matter. It is, on the contrary, a nuanced and complex
attempt to understand the relationship between art and life as an aesthetic and
historiographic event. More specifically, as an immanent event that transfigures
with an agency and affect rarely accounted for by art historicism. This holds even if
the event itself barely registers on the scales of historicist judgment. Thus
Benjamin’s notes emphasise that his concept of ‘messianic interruption’—the citation
à l’ordre du jour—is understandable through Focillon’s words on art, life, and
temporality: ‘a brief, perfectly balanced instant of complete possession of forms…a
pure, quick delight, like the ἀκμή of the Greeks, so delicate that the pointer of the
scale scarcely trembles…I look at it…to see, within the miracle of that hesitant
immobility, the slight, imperceptible tremor that indicates life’.1 Benjamin deeply
admires and shares the definition of a work of art as a ‘phenomenon of rupture’ that
he reads in Focillon.
Henri Focillon, The Life of Forms, translated by Charles Beecher Hogan and George Kubler,
New York: Zone Books, 1992, p. 55. Walter Benjamin, Gesammelte Schriften I:3, edited by Rolf
Tiedemann and Hermann Schweppenhäuser, Frankfurt am Main: Suhrkamp, 1991, p. 1229.
Cornelia Zumbusch has written a fine essay on Benjamin and Focillon; see her ‘The Life of
Forms: Art and Nature in Walter Benjamin and Henri Focillon’, Aisthesis, VIII.2 (2015):
https://www.readcube.com/articles/10.13128%2Faisthesis-17569. The epigraph above is
relayed by George Kubler; see The Shape of Time: Remarks on the History of Things, New
Haven: Yale University Press, 2008, p. 14.
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Journal of Art Historiography Number 27 December 2022
Jae Emerling
Relays, signals, actuality: a return to Focillon
It is one of the undeniable strengths of Annamaria Ducci’s new work that
Focillon appears as a mediator and rival to many of the proper names of twentiethcentury art history: Wölfflin, Panofsky, Riegl, Kracauer, Chastel, Berenson, and
others. Ducci has given us a work of intellectual and cultural history of the highest
order. For me, it is archival research in the mode Michel Foucault desired: that is,
research into the very structure or governing rules of a given discourse in order to
locate its points of inflection, compression, and contradiction. Within the discourse
of art historiography Ducci foregrounds Focillon’s archival presence within our
discourses on formalism, materialism, and aesthetic autonomy despite his work
remaining illusive, haunting, and misunderstood. She possesses an unrivalled and
astute knowledge of her subject that underlies her to brilliant readings of Focillon’s
work within the discourse of European and Anglo-American art history in the
second half of the twentieth century.
Such insights make us keenly aware of our own misreading or, worse still,
acceptance of a stock version of Focillon as an art historian with no future, with no
clear articulation of his concept of form, with no ability to complicate the discourses
that have come to occupy our attention in the present. Ducci’s scholarship
dismantles these misconceptions. She presents Focillon not as ‘the last great apostle
of pure visibility’ as Christopher Wood does in his A History of Art History (2019),
but rather as a thinker of form as neither scared nor dogmatic. Although she
traverses the life and work of Focillon, Ducci refuses to let the inherent limitations of
biographical research have the last word. So while she addresses and is open to
speculate on what Focillon and Panofsky may have talked about in the gardens of
Maranville in the summer of 1933, Ducci insists that we become attentive to
Focillon’s ideas in order to address and, perhaps, redress how this work has been
received and misread. For the fact remains that Focillon’s own attentiveness to the
modalities of an artwork’s historical existence, as we witness in his writing on
Piranesi, Hokusai, and medieval art, is presented through an art historical writing
that is at once creative and critical. This writing reads less as an historical artifact in
the way that Valéry can and more as an experimental mode through which
Focillon’s thinking on history (‘secret ties’ and ‘affinities’), materialism (‘undulating
continuity’), formal ‘vocation’, and temporality (as ‘multiplicity’ and ‘becoming’)
unfolds and refolds. Such thought problematizes systematic histories,
periodization, and the logic of stylistic evolution.2 As Ducci tells us, perhaps more
My introduction to Focillon came via Tom Conley’s stellar foreword to Gilles Deleuze’s The
Fold: Leibniz and the Baroque, translated by Tom Conley, Minneapolis: University of
Minnesota Press, 1993. Conley argues that ‘Focillon calls into question the rationale of
periodization’ because ‘an “experimental” [Focillon’s term] beginning seeks solutions to
problems that a “classical” moment discovers and exploits. A “radiating” (rayonnant) period
refines the solutions of the former to a degree of preciosity, while a “Baroque” phase at once
sums up, contorts, and narrates the formulas of all the others. The Baroque thus does not
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Jae Emerling
Relays, signals, actuality: a return to Focillon
than other art historians, Focillon experimented with art historical research and
theory by giving real attention to artistic creation, that is, to how artists think
through problematics to arrive at contingent yet never final solutions, especially if
these problematics are transhistorical and transcultural.
Most of us are well aware that in 1934 Focillon published an inspired,
confident, and confounding text entitled Vie des formes. But very few of us have read
that text recently. Ducci’s work sent me rushing back to Focillon with an urgent
desire to re-read him, to think him anew with the insights and interpretations she
presents. With her ideas in mind, traversing the complexities and contradictions of
art historical and aesthetic discourse that we currently face, Focillon’s opening
words to Vie des formes appear visionary and overdrawn, lucid and yet sibylline in
their condensed breadth. I am tempted to relay the entirety of Focillon’s opening
chapter here, but I will restrain myself and offer only these two passages:
Whenever we attempt to interpret a work of art, we are at once
confronted with problems that are as perplexing as they are
contradictory. A work of art is an attempt to express something that
is unique, it is an affirmation of something that is whole, complete,
absolute. But it is likewise an integral part of a system of highly
complex relationships. A work of art results from an altogether
independent activity: it is the translation of a free and exalted dream.
But flowing together within it the energies of many civilizations may
be plainly discerned. And a work of art is (to hold for the moment to
an obvious contradiction) both matter and mind, both form and
content…but life itself, furthermore, is essentially a creator of forms.
Life is form and form is the modality of life (…)
Now, that these new values and new systems should retain their
alien quality is a fact to which we submit with a very poor grace. We
are always tempted to read into form a meaning other than its own,
to confuse the notion of form with that of image and sign…For form
is surrounded by a certain aura: although it is our most strict
definition of space, it also suggests to us the existence of other forms.
It prolongs and diffuses itself throughout our dreams and fancies: we
regard it, as it were, as a kind of fissure through which crowds of
images aspiring to birth may be introduced into some indefinite
comprise what we associate with Bernini, Borromini, or Le Brun’. He concludes by citing
Focillon himself: ‘The Baroque state reveals identical traits existing as constants within the
most diverse environments and periods of time’. It is an involutive event rather than a
developmental-regressive evolutionary period. With Focillon we could call it a ’nomadic’
experimental process.
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Jae Emerling
Relays, signals, actuality: a return to Focillon
realm – a realm which is neither that of physical extent nor that of
pure thought.3
Within these passages it is impossible not to sense how Henri Bergson is being
transmitted here: the relation of matter and memory, time as durational becoming,
the immanent and implicated folding of actual (historical time, appearance,
image/sign) and virtual (as temporal becoming, an ‘indefinite realm’). Both Focillon
and Benjamin were marked by their reading of Bergson.4 Thus, we also read
through Benjamin’s eyes that line about aura as well as anticipate D’Arcy
Thompson’s later On Growth and Form (1961), let alone George Kubler’s The Shape of
Time (1962). It is not the veracity or absolute clarity of Focillon’s thoughts that
matters ultimately. Instead, it is their ability to refocus us on the artwork itself and
its capabilities to magnetize content both within and without its historical milieu.
Focillon’s real interest in the concept of a milieu and in the artwork’s ability to
escape this originary context remains contemporary for us in ways that we have yet
to fully articulate.5 He challenges us to think and write through problematics, to
experiment with both aesthetic agency and historical reception; to create new
linkages between art and life, history and becoming, along the ἀκμή of the vie des
formes—conceiving an artwork as a past-future event, as a ‘great ensemble’.
It would be wise to acknowledge the supposed outmoded nature of
Focillon’s thinking: it has been received by contemporary art historical practice as
empty formalism, as wilfully apolitical, Eurocentric despite his broad interests, and
thus irrelevant for any attempt to rethink our practice. It is my hope that Ducci’s
Focillon, The Life of Forms, pp. 31, 34.
Note the excellent work by Andrei Molotiu on Focillon and Bergson that also extends to
Jacques Derrida; see ‘Focillon’s Bergsonian Rhetoric and the Possibility of Deconstruction’,
Invisible Culture (Jan. 2000): https://ivc.lib.rochester.edu/focillons-bergsonian-rhetoric-andthe-possibility-of-deconstruction/. Focillon and Bergson are also addressed by Kim Grant,
All About Process: The Theory and Discourse of Modern Artistic Labor, University Park:
Pennsylvania State University Press, 2017.
5 Our ‘return to Bergson’ has important precursors. Notably, the 1995 Louvre conference
that resulted in the collection of texts Relire Focillon, Paris: Musée du Louvre et École normale
supérieure des Beaux-Arts, 1998. Here texts by Kubler, Walter Cahn, Jacques Thuillier, and
others are accompanied by three previously unpublished texts by Focillon. Another major
inflection point in our ‘return’ is Christian Briend and Alice Thomine’s edited volume La Vie
des Formes: Henri Focillon et arts, Paris: INHA, 2004. Ducci has a remarkable piece in this
volume; Relire Focillon is key for her as well. To this line of return I would also like to
emphasize Cahn’s essay addressing Meyer Shapiro’s critiques of Focillon; see ‘Shapiro and
Focillon’, Gesta 41.1 (2002): 129-36; and C. Oliver O’Donnell, Meyer Shapiro’s Critical Debates:
Art Through a Modern American Mind, University Park: Pennsylvania State University Press,
2019, pp. 37-45. See also Emerling, ‘An Art Historical Return to Bergson’, Bergson and The
Art of Immanence: Painting, Photography, Film, eds. John Ó Maoilearca and Charlotte de Mille,
Edinburgh: Edinburgh University Press, 2015, pp. 260-271.
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Jae Emerling
Relays, signals, actuality: a return to Focillon
work on Focillon will put an end to this assumption. Moreover, for me, Ducci
instigates an art history to come because she frames her relire of Focillon as a delire of
Focillon, that is, as a call to understand the work of art as an event that interrupts
and reorganizes both the life of forms and the world in which that putatively useless
life takes place. Our rereading of Focillon today will have been as delirious as the
reception of Gilles Deleuze return to Henri Bergson in the mid-1950s, when Bergson
was considered passé, outmoded, irrelevant. Deleuze’s ‘return to Bergson’
culminated in his inventive Bergsonism (1966), which taught us that any return
worth its salt must be untimely and multiple because there is no faithful return, but
only critical and creative ones that transmit the subject anew, otherwise,
transfigured. As Focillon himself says, we desire ‘strange fictions and paradoxes’.6
So there will be no simple return to Focillon. Rather, with Ducci, we desire art
historical and philosophical thinking that transmits Focillon’s concepts by passing
them through the theoretical, historical, aesthetic, and socio-political discourses that
have transformed the history of art and rendered it contemporary. This includes a
refashioned debate about formalism, delimiting socio-political critique, and an
intensified focus on the ontological and anthropological function of artworks.
Refocusing on Focillon’s positions, including his aporias and inconsistencies, is not
only vital art historiographic work, but a means to construct an aesthetic and
epistemic passage beyond the moralistic and instrumental approaches that threaten,
yet again, to consign cultural history and the humanities as anaemic, otiose,
cancelled, or privileged in the worst sense.
So not only do Focillon’s ranging interests intersect our discussions of key
art historical figures (Adrian Stokes, Aby Warburg), but also those of philosophers
such as Deleuze (who addresses him in his work on Francis Bacon), Jacques Derrida,
and even Alain Badiou. Focillon posits that if the work of art is an event, then
history is a modulated and controlled form of time as such, which itself is an actualvirtual movement or ‘becoming’. Ontologically art ‘goes further than…illustrate
history’, he argues, which is why art historians must learn to encounter ‘modalities
of life’ in order to write about how it creates ‘worlds’.7 Compare this to Badiou’s
definition of art as ‘a signifying formal organization of the sensible, within which it
obeys its own events, its own rhythms, and produces its own historicity’.8 The
Maoist radical Badiou and the supposedly apolitical Focillon share a threshold
wherein the event of art is what matters most, that is, the capacities of a given
formal property to harness and magnetize forces within and outside of itself in
order to render humanist and post-humanist forces perceptible, sensible, and
thinkable.
Focillon, The Life of Forms, p. 65.
Focillon, The Life of Forms, pp. 32-3.
8 Alain Badiou, Cinema, edited by Antoine de Baecque, translated by Susan Spitzer,
Cambridge: Polity, 2013, p. 115.
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Jae Emerling
Relays, signals, actuality: a return to Focillon
Further complex understandings of such form-formalism are present in
recent remarkable work by Caroline Levine, Eugenie Brinkema, and Sam Rose.9
Even my own work is an attempt to experiment with aesthetic history not as
timeless, but as comprised of durational, contingent, feral artworks that enact senseevents that render other lines of time, other past-futures possible; art offers us
another ‘promise of happiness’, at once sensible and intelligible, ontological and
historiographic, time and again.10 It is my hope that Ducci’s book will reintroduce
Focillon’s thought into these current debates as well as others about contextualism,
presentism, affect, and agency in art.
For example, Matthew Rampley, with his usual acumen, has identified
within the pages of this journal the paradoxes within some work on agency, affect,
and intentionality in art history, sociology, and anthropology by Horst Bredekamp,
Caroline van Eck, Alfred Gell, Georges Didi-Huberman, and others. He offers this
critical and pressing challenge for us:
theories of pictorial agency that seek to replace circumstantial,
historical, explanations with naturalistic accounts, and in particular,
give a fundamental significance to affect, run into difficulties. This
applies not only to the understanding of image response, it also raises
broader questions to do with the shape of art history. While the idea
of artworks having a transhistorical aesthetic impact offers a
seductive vision of an intellectual landscape unrestrained by the
drudgery of compiling chronological sequences and historical
relations as envisaged by Didi-Huberman (which is, any case, a
caricature of art history), there are considerable problems when it is
based on the idea of a certain power or agency on the part of
artworks. Not only is it questionable whether or how the
transmission of affect – if it occurs at all – might figure in art
historical interpretation role; it is doubtful, too, whether works of art
can be meaningfully said to be able to exercise agency. And even if
they could, this would not obviate the need for a theory of reception,
in other words, an explanation of how and why agency has such
different effects at individual times and places.11
Caroline Levine, Forms: Whole, Rhythm, Hierarchy, Network, Princeton: Princeton University
Press, 2015; Eugenie Brinkema, Life-Destroying Diagrams, Durham: Duke University Press,
2022; Sam Rose, Art and Form: From Roger Fry to Global Modernism, University Park:
Pennsylvania State University Press, 2019. Andrei Pop has written an excellent review of
Rose’s book in The British Journal of Aesthetics 60.4 (2020): 502-506.
10 Jae Emerling, Transmissibility: Writing Aesthetic History, London: Routledge, 2023.
11 Rampley, ‘Agency, affect and intention in art history: some observations’, Journal of Art
Historiography 24 (June 2021):
https://arthistoriography.files.wordpress.com/2021/05/rampley.pdf
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Jae Emerling
Relays, signals, actuality: a return to Focillon
A possible response could be offered by Focillon, one that resonates with the real
gift that Ducci has given us in arguing for the future of his art historical thought:
It may seem that I have laid down a far too unwieldy determinism in
underlining with such insistence that various principles that rule the
life of forms and that so react upon nature, man and history…It may
seem that I want to isolate works of art from human life, and
condemn them to a blind automatism and to an exactly predictable
sequence. This is by no means so (…) If a work of art creates formal
environments that impose themselves on any definition of human
environments; if families of the mind have a historical and
psychological reality that is as fully manifest as is that in linguistic
and ethnic groups, then a work of art is an event. It is, in other
words, a structure, a defining of time. All these families,
environments and events that are called forth by the life of forms act
in their turn on the life of forms itself, as well as on strictly historical
life…For within this great imaginary world of forms, stand on the
one hand the artist and on the other form itself. Even as the artist
fulfills his function of geometrician and mechanic, of physicist an
chemist, of psychologist and historian, so does form, guided by the
play and interplay of metamorphoses.12
Jae Emerling is a Professor of modern and contemporary art in the College of Arts
+Architecture at the University of North Carolina, Charlotte. He is the author
of Theory for Art History (second edition 2019), Photography: History and Theory (2012),
and Transmissibility: Writing Aesthetic History (2023). He is a member of the Editorial
Group of the Journal of Visual Culture. https://uncc.academia.edu/JaeEmerling
j.emerling@uncc.edu
This work is licensed under a Creative Commons AttributionNonCommercial 4.0 International License
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Focillon, The Life of Forms, pp. 61-2, 156.
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