Politics, Religion & Ideology
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Two models of political leader cults: Propaganda
and ritual
Xavier Márquez
To cite this article: Xavier Márquez (2018): Two models of political leader cults: Propaganda and
ritual, Politics, Religion & Ideology, DOI: 10.1080/21567689.2018.1510392
To link to this article: https://doi.org/10.1080/21567689.2018.1510392
Published online: 21 Aug 2018.
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POLITICS, RELIGION & IDEOLOGY
https://doi.org/10.1080/21567689.2018.1510392
Two models of political leader cults: Propaganda and ritual*
Xavier Márquez
Political Science and International Relations Programme, Victoria University of Wellington, Wellington, New
Zealand
ABSTRACT
Personality cults of political leaders can be conceptualized in one of
two different ways: as propaganda that portrays the leader
positively, or as rituals of leader worship. The first model stresses
the forms of communication that make possible the
transformation of bureaucratic state power into charismatic (extrabureaucratic) authority, while the second emphasizes the forms of
participation that make possible the construction of charismatic
authority in micro-interaction contexts. These two ideal types are
not mutually exclusive, since leader-focused propaganda and
rituals of leader worship can interact and amplify each other. But
each of these ideal types has distinctive origins and political
consequences. Moreover, each conceptualization leads to
distinctive scholarly emphases: on the persuasive aspects of cult
messages, on the one hand, or on the diversity of reasons for
participation in rituals and the signaling function of such
participation, on the other hand. In this paper I argue for a greater
focus on the signaling and ritual aspects of leader cults, and show
how it pays dividends in understanding these multifaceted
phenomena. I illustrate this argument with a case study of the cult
of Hugo Chávez in Venezuela.
Introduction
Ruler cults, personality cults, cults of personality, leader cults: these are all terms for poorly
defined but striking phenomena involving the apparent worship of political leaders.1 Such
cults are not uncommon in history—practices of ruler worship can be found in many premodern monarchies—but they are puzzling when they occur in modern contexts that
stress the equality of citizens and the role of the people as the only source of legitimacy
for political order, as happened in much of the Communist world during the twentieth
century. And despite a great deal of historical scholarship on these phenomena, we lack
general models of their emergence and development.
CONTACT Xavier Márquez
xavier.marquez@vuw.ac.nz
Political Science and International Relations Programme,
Victoria University of Wellington, Wellington, New Zealand
*An earlier version of this paper, under a slightly different title, was presented at the ‘Ruler Personality Cults’ workshop at
the Aarhaus Institute for Advanced Studies in June 2017. My thanks to the participants in this workshop for constructive
and useful feedback.
1
For a history of the modern terminology of ‘personality cults’, with its roots in the Romantic ‘cult of genius’, see the useful
discussion in Jan Plamper, ‘Introduction: Modern Personality Cults’ in Klaus Heller and Jan Plamper (eds) Personality Cults
in Stalinism—Personenkulte Im Stalinismus (Göttingen: V & R unipress, 2004), pp. 13–42, pp. 22–33.
© 2018 Informa UK Limited, trading as Taylor & Francis Group
2
X. MÁRQUEZ
In this paper, I describe and evaluate two implicit models of modern leader cults found
in both scholarly and popular writing: a ‘propaganda’ model and a ‘ritual’ model. Many
accounts of modern leader cults stress their propagandistic aspects: the construction of
images of the leader, the saturation of public space with these images, the hyperbolic
praise of the leader in official print or broadcast media. They focus on the processes
through which leader representations are produced and the effects they are designed to
have in particular contexts.2
From this point of view, the essential functions of a leader cult are, loosely speaking,
persuasive or rhetorical. They are political ‘marketing’ activities to ensure that a population has a high degree of affective attachment to a leader, and they are carefully
crafted to communicate a specific image of the leader stressing his or her legitimacy as
a ruler.3 Accordingly, leader cults are meant to transform bureaucratic power—the
power to direct propaganda departments, hire artists, plaster entire cities with posters,
commission biographies and textbooks, mass-produce and sell leader busts, and censor
unapproved representations—into a sort of ersatz charisma by multiplying the positive
representations of the leader, producing displays of praise, and preventing the production
of alternative representations or displays of displeasure. Leader cults are thus to be primarily analyzed as strategies of symbolic legitimation for particular regimes and their leaders.4
But there is a different way of thinking about leader cults that stresses their cult character:
as a set of rituals of leader worship or veneration, ranging from great mass meetings to regular
ceremonies in schools or workplaces and improptu events where people display their loyalty
to the leader. From this point of view, what is most striking about leader cults is not the production or over-production of particular positive representations of the leader, the exclusion
of alternative images, or even the excessive praise addressed to the leader in official media, but
the degree to which many people participate in rituals of leader worship, where they are
expected not merely to consume leader propaganda passively but to act in ways that credibly
indicate high levels of respect, or even adoration, for the leader. Here, as we shall see, the key
function of a leader cult as a political strategy is coordination, and the main question of interest concerns the way in which participation in such rituals signals support or enhances commitments to the leader or some larger group, including the state.
These two conceptualizations of leader cults are not mutually exclusive. Leader propaganda and rituals of leader worship have coexisted and interacted in complex ways in particular historical examples, as we shall see below in more detail. Leader images and forms
2
For an account of the construction of Stalin’s image in the 1930s, primarily in the visual arts, in the 1930s, see Jan Plamper,
The Stalin Cult: A Study in the Alchemy of Power (Stanford; New Haven: Hoover Institution; Yale University Press, 2012). For
scholarly accounts of the cult of Kim Il Sung and Kim Jong Il in North Korea using the ‘propaganda’ model, see Fyodor
Tertitskiy, ‘The Ascension of the Ordinary Man: How the Personality Cult of Kim Il-Sung was Constructed (1945–1974)’,
Acta Koreana, 18:1 (2015), pp. 209–231. and B.R. Myers, The Cleanest Race: How North Koreans See Themselves and Why It
Matters (Melville House, 2010). For similar ‘propaganda’ accounts of the cults of the leaders of the Soviet Union and the
Eastern European Communist regimes, see many of the essays in Balázs Apor et al., eds, The Leader Cult in Communist
Dictatorships (Houndmills: Palgrave Macmillan, 2004).
3
Some scholars even speak of cults in terms of ‘branding’ strategies for a regime. See, on the early Mao cult, Daniel Leese, Mao
Cult: Rhetoric and Ritual in China’s Cultural Revolution (Cambridge: Cambridge University Press, 2011), p. 17, and on the cults of
the fascist dictators, Steven Heller, Iron Fists: Branding the 20th-Century Totalitarian State (New York: Phaidon Press Inc., 2008).
4
On cults as forms of symbolic legitimation, see E.A. Rees, ‘Leader Cults: Varieties, Preconditions and Functions’ in Balázs
Apor et al. (eds) The Leader Cult in Communist Dictatorships: Stalin and the Eastern Bloc (Houndmills: Palgrave Macmillan,
2004), pp. 3–26; Plamper, ‘Introduction’; Carol Strong and Matt Killingsworth, ‘Stalin the Charismatic Leader?: Explaining
the ‘Cult of Personality’ as a Legitimation Technique’, Politics, Religion & Ideology, 12:4 (2011), pp. 391–411, https://doi.
org/10.1080/21567689.2011.624410; and Yves Cohen, ‘The Cult of Number One in an Age of Leaders’, Kritika: Explorations
in Russian and Eurasian History, 8:3 (2007), pp. 597–634, https://doi.org/10.1353/kri.2007.0032.
POLITICS, RELIGION & IDEOLOGY
3
of propaganda characteristic of personality cults need not be produced in a centralized
way, or as part of a conscious political strategy, but may instead emerge from rituals of
worship. Conversely, rituals of worship have often been intentionally produced as part
of strategies of symbolic legitimation, and served as forms of persuasive communication
to audiences within and beyond them. Much scholarly work is increasingly sensitive to
the ritual dimensions of leader cults.5 But cults as propaganda and cults as ritual are nevertheless analytically distinct phenomena, with different logics, origins and consequences. In
particular, propaganda models of leader cults entail a (primarily, though not exclusively)
‘top-down’ logic of social agency, whereas ritual models of leader cults put greater stress on
the participation of the ‘cult public’ in the process of cult construction.6 I argue in this
paper that greater attention to the differences between propaganda and ritual, as well as
a greater emphasis on the study of the ritual aspects of leader cults, is warranted, and illustrate the payoffs of this approach to the study of leader cults with examples from several
twentieth- and twenty-first-century political leaders.
Some (partial and incomplete) evidence for two more specific claims about the functions and mechanisms of leader cults is also advanced. First, I suggest that, by itself,
increases in leader-focused propaganda often indicate little more than the consolidation
of a leader’s power within a narrow elite, and need not produce genuine popular legitimation. I hypothesize that while such propaganda can have a marginal effect on popular
attachment to a leader or a regime, in general transformations of bureaucratic power
into charismatic authority appear to be remarkably inefficient; their main outcome in
the absence of rituals of worship seems to be ‘preference falsification,’7 not emotional connection and popular legitimation. By contrast, I hypothesize that the widespread emergence of rituals of worship typically signals a more profound change in the relationship
between regime and society. And while ‘cults as propaganda’ are typically found only in
highly authoritarian regimes, ‘cults as ritual’ can develop even in relatively open political
contexts.8
5
Scholarly work that is particularly sensitive to the ritual dimensions of personality cults include: Nina Tumarkin, Lenin Lives!
The Lenin Cult in Soviet Russia (Cambridge: Harvard University Press, 1983); Alexey Tikhomirov, ‘Symbols of Power in
Rituals of Violence: The Personality Cult and Iconoclasm on the Soviet Empire’s Periphery (East Germany, 1945–61)’,
Kritika, 13 (2012), pp. 47–88; Leese, Mao Cult; as well as many of the essays in Apor et al., The Leader Cult in Communist
Dictatorships and Klaus Heller and Jan Plamper, eds, Personality Cults in Stalinism—Personenkulte Im Stalinismus (Göttingen: V & R unipress, 2004).
6
To be sure, rituals can be created ‘from above’; for example, studies of Soviet celebration and ritual have shown that many
Soviet rituals were created by specialists. See Malte Rolf, Soviet Mass Festivals, 1917–1991 (Pittsburgh: University of Pittsburgh Press, 2013); Karen Petrone, Life Has Become More Joyous, Comrades: Celebrations in the Time of Stalin (Bloomington: Indiana University Press, 2000); and Christel Lane, The Rites of Rulers: Ritual in Industrial Society (Cambridge; New York:
Cambridge University Press, 1981). But rituals, unlike mere propaganda, which can be consumed passively, require active
participation from ordinary people.
7
The term ‘preference falsification’ (the idea that people’s ‘public’ preferences may differ from their ‘private’ preferences
due to coercive social pressures, especially in authoritarian regimes) comes from Timur Kuran, Private Truths, Public Lies:
The Social Consequences of Preference Falsification (Cambridge: Harvard University Press, 1997). But the idea is of course
much older; Vaclav Havel spoke of much the same phenomena in his classic ‘The Power of the Powerless’ essay; see
Vaclav Havel, ‘The Power of the Powerless’ in Paul Wilson (ed.) Open Letters: Selected Writings, 1965–1990, 1st Vintage
Books (New York: Vintage Books, 1992), pp. 125–214.
8
Most of the evidence for these claims comes from historical studies of cults of leaders of the ‘left’, though evidence from
the cults of fascist leaders is also discussed. This is partly because these cults have been extensively studied, but I do not
mean to suggest that left-wing regimes are uniquely prone to the emergence of cults, or that the cults of right-wing
leaders are produced by different processes (though they have often been easier to justify ideologically). On the contrary,
I assume that cults in both right-wing and left-wing regimes can emerge via similar processes: campaigns of propaganda
to legitimate the regime, or signals of support produced by participation in rituals.
4
X. MÁRQUEZ
The paper is structured as follows. In the first section, I describe the propaganda model
of leader cults. I then provide evidence for the idea that leader propaganda is generally
inefficient at transforming bureaucratic power into mass legitimacy on a ‘charismatic’
basis. To the extent that it is adopted as a conscious political strategy, it seems to
operate by increasing the pressures to ‘signal’ support for the leader and accentuating
coordination problems among potential opponents, without producing much by way of
genuine attachments. I then show how the notion of ‘signaling’ links models of cults as
propaganda to models of cults as rituals, since propaganda messages can help coordinate
costly signals of support for leaders within rituals of worship. In the ‘ritual’ model, a cult is
a set of interaction rituals focused on leader symbols, whose widespread emergence tends
to be associated with social upheavals that provide incentives for people to clearly identify
with particular groups. The final section illustrates the argument through an examination
of the cult of Hugo Chávez in Venezuela.
Cults as propaganda
By propaganda I mean the systematic production and dissemination of representations of
the world by powerful agents for the explicit purpose of changing the beliefs of a large
group of people. Propaganda differs from other forms of persuasive communication
insofar as it is intended to affect the beliefs of large groups of people through the manipulation of information. Propaganda in this sense is also typically (but not exclusively) produced and disseminated by agents of the state and meant to be consumed passively instead
of being part of a two-way process of communication.9
Leader cults can be conceptualized as forms of propaganda designed to legitimize
both a leader and a regime that emerge when official agencies produce and disseminate
(or encourage the production and dissemination of) an unusually high volume of carefully-crafted representations of a leader as a charismatic figure. The mere presence of
leader propaganda is typically insufficient to speak of a cult, since almost all stable political regimes produce or encourage the production of positive images of their leaders.
The ‘cult as propaganda’ model requires that such representations (1) dominate the
public space to an unusual extent (‘high volume’) and (2) give the leader an atypically
high and positive status relative to the rest of society, that is, portray the leader with
qualities that are supposed to grant him ‘charisma’ in the Weberian sense: a set of exceptional, even superhuman qualities that, if believed by the audience, grant the leader
authority.10
At present, we do not have good measures of when the production of positive propaganda about a leader by state agents shades into the production of a ‘cult’, and it is possible
9
Xavier Márquez, ‘Propaganda’ in Fathali Moghaddam (ed.) The Sage Encyclopedia of Political Behavior, (London: Sage,
2017).
10
The production of leader representations is not always tightly controlled by the state (even if, in authoritarian contexts,
it is at least sanctioned by it). See, e.g. the production of Putin cult objects in a ‘free market’ context, described in Julie
A. Cassiday and Emily D. Johnson, ‘A Personality Cult for the Postmodern Age’ in Helena Goscilo (ed.) Putin as Celebrity
and Cultural Icon (Abingdon: Routledge, 2013), pp. 37–64. Relatively free markets in cult objects (likenesses of the
leader, for example) can also be found in many other contemporary cases (e.g. Venezuela – see last section) and in
historical examples: Kaiser Wilhelm II, as described in Eva Giloi, Monarchy, Myth, and Material Culture in Germany
1750–1950 (Cambridge: Cambridge University Press, 2011); Queen Victoria, as described in J. Plunkett, Queen Victoria:
First Media Monarch (Oxford: Oxford University Press, 2003); and Tsar Nicholas II, as noted in Malte Rolf, Soviet Mass
Festivals, 1917–1991, p. 18.
POLITICS, RELIGION & IDEOLOGY
5
that no such measures exist, since what counts as ‘excessive’ glorification may well depend
on contingent cultural and historical factors. Nevertheless, simple measures of the degree
to which a leader monopolizes specific forms of media (e.g. number of mentions of the
leader in newspaper headlines) and of the ‘sentiment’ associated with these mentions
have been used as a proxy for what we might call the ‘propaganda effort’ on behalf of a
leader. For example, the number of headlines mentioning the rulers of North Korea
(Kim Il Sung, Kim Jong Il, and Kim Jong Un) on the Japanese-hosted website of the
Korean Central News Agency (KCNA) during the 1997–2014 period was not only
orders of magnitude larger than the number of headlines mentioning any other political
leaders, but comprise a high absolute percentage of the total number of headlines (more
than 20% of all headlines over this entire period), all of them highly positive in sentiment.11 Similar quantitative evidence of ‘cultic’ propaganda (though not always nearly
as strong) could be adduced regarding the number the mentions of Mao in Chinese
media during the 1960s,12 pictures of Stalin in Pravda during the 1929–1953 period,13
mentions of Mobutu in Zairian newspapers, especially during 1974–1975 (when ‘for
one period of several weeks in early 1975 official media were forbidden to mention by
name any other figure but Mobutu’),14 or mentions of Franco in Arriba (the newspaper
of the Falange) in the early 40s.15
In all these instances, the term ‘cult’ is used by scholars due not only to the unusual
degree of prominence of representations of a political leader in diverse media, but also
to the high status these representations give him. This is most obvious in the case of communist leaders, whose status in propagandistic representations seemed to be prima facie
incompatible with the theoretical basis of communist ideology, as indeed many communists recognized, leading to attempts to rationalize their cults in terms compatible with
Marxism-Leninism.16 Indeed, most republican systems of rule have difficulty accommodating theoretically leaders of unusual status and prominence. By contrast, in most
non-republican political systems the ruler (the king, emperor, emir, tsar, etc.) already possesses a singular status; whether, therefore, it is useful to speak of a ‘leader cult’ in such
contexts might depend more on the existence of rituals of veneration (see below) than
on the presence (even the omnipresence) of positive representations of the ruler.
The basis for the high status of the leader in these representations varies.17 All these representations nevertheless attribute qualities to the leader that are typically extraordinary,
and thus represent the (alleged) basis of the leader’s charisma (the ‘gift of grace’ legitimating
his authority). On the conception of the cult as a form of legitimizing propaganda, however, it
is necessary to ask the question of whether these portrayals of the leader are persuasive: in what
11
Xavier Márquez, ‘Propaganda as Literature: A Distant Reading of the Korean Central News Agency’s Headlines’, 2017,
https://xmarquez.github.io/KCNA/Reading_KCNA_headlines.html.
Leese, Mao Cult, p. 130.
13
Plamper, The Stalin Cult, pp. 227–233.
14
Crawford Young and Thomas Turner, The Rise and Decline of the Zairian state (Maddison: University of Wisconsin Pres,
1985), p. 169.
15
In 2014 I collected some data on mentions of Franco in the headlines of Arriba during 1939–1947 at the Biblioteca Nacional de España. Franco is clearly mentioned very frequently relative to other political leaders (his only rival in this respect is
the dead founder of the Falange, José Antonio Primo de Rivera), though he is not mentioned nearly as frequently as the
Kims are mentioned in KCNA.
16
Plamper, ‘Introduction’, pp. 25–33.
17
For a thorough discussion of the varieties of cult representation among communist leaders, see Kevin Morgan, International Communism and the Cult of the Individual: Leaders, Tribunes and Martyrs Under Lenin and Stalin (London:
Springer, 2016).
12
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X. MÁRQUEZ
sense, and under what conditions, must regime propaganda be credible to its audience if it is to
successfully produce the charisma of the leader and thus legitimate the regime?
The inefficiency of cult propaganda for legitimation
A simple functional theory of leader cults as legitimizing propaganda would suggest that
political elites invest resources in such propaganda to the extent that it actually does legitimate the leader and the regime for specific target audiences, that is, enhances their normative commitments to accept the authority of political elites. Indeed, in studies of leader
cults the claim is sometimes made that ‘states beset by economic failure and by social
conflict invariably respond by seeking to strengthen symbolic legitimation.’18 To this
extent, regime propaganda about the leader must be at least credible and in fact believed
by some fraction of the intended audience in order to actually legitimate the regime,
especially if other sources of legitimation are not producing the desired effects.19 By the
same token, this functional theory implies that regime propaganda should not be generally
unbelievable or ridiculous, and leaders will attempt to discourage cult manifestations that
are easily disproved or ‘over the top’, since leader propaganda that is not actually believed
or internalized by enough of the target audience cannot legitimate the regime.
There is evidence that at least some cult-building efforts responded to legitimation crises.
For example, the beginning of Stalin’s cult is conventionally dated to his 50th birthday celebrations in December 1929, at the height of the collectivization drive, when the legitimacy
of the regime would have been imperiled but before Stalin’s authority was fully consolidated
within the Politburo.20 The Mao cult in the 1960s seems to have been in part a reaction to the
disasters of the Great Leap Forward and the failures of the ‘Hundred Flowers’ campaign,
which damaged the legitimacy of both Mao and the regime he led.21 And the Franco cult
in the 1940s emerged under conditions of severe scarcity after the Civil War.
Moreover, in at least some prominent historical cases, leaders tried to limit the more
ridiculous manifestations of the cult,22 and the kinds of leader representations that
many cults authorized were not immediately falsifiable, tending towards the identification
of the leader with vague narratives of national unity.23 And while systematic public
opinion data is non-existent for most regimes where we can speak of leader cults, historians’ qualitative judgments do suggest that at least some of these leaders became genuinely
popular, probably partly as a result of their positive representations in multiple media.24
18
Rees, ‘Leader Cults’, p. 4. An anonymous referee of this paper notes that cult production requires real resources that
would have to be diverted from other efforts, which suggests that cult-building efforts for legitimation purposes will
be more likely to happen after the immediate ‘legitimation crisis’ has passed.
19
Xavier Márquez, ‘The Irrelevance of Legitimacy’, Political Studies, 64:1, suppl (2016), https://doi.org/10.1111/1467-9248.
12202.
20
On the dating of Stalin’s cult, see Plamper, ‘Introduction’, p. 21. On the dating of the consolidation of Stalin’s personal
power, see Oleg V. Khlevniuk, ‘Stalin as Dictator: The Personalisation of Power’ in Sarah Davies and James R. Harris (eds)
Stalin: A New History (Cambridge: Cambridge University Press, 2005), pp. 108–121.
21
Leese, Mao Cult, chapter 4.
22
Stalin’s ‘editorial’ interventions in his own cult typically tried to tamp down some of the more ‘over the top’ language; see
Sarah Davies, ‘Stalin and the Making of the Leader Cult in the 1930s’ in Balázs Apor et al. (eds) The Leader Cult in Communist Dictatorship: Stalin and the Eastern Bloc (London: Palgrave Macmillan, 2004), pp. 29–46.
23
For example, leader propaganda in North Korea tends to associate the leader with the unity of the nation; see Myers, The
Cleanest Race: How North Koreans See Themselves and Why It Matters.
24
See, e.g. on Hitler Ian Kershaw, The ‘Hitler Myth’: Image and Reality in the Third Reich (Oxford; New York: Clarendon Press,
1987). Kershaw’s explanation for Hitler’s popularity is nevertheless more complex than a simple functional theory of legitimation via propaganda would indicate.
POLITICS, RELIGION & IDEOLOGY
7
One key assumption of this simple model of symbolic legitimation is that most people
exposed to cult rhetoric find the representations of the leader embodied in such messages
credible, even when the leader acts in ways that are detrimental to their interests or when
the representations of the leader are highly implausible, perhaps because they are not
exposed to alternative messages or frames, or because they trust the source of the
message. But the psychology and political science literature on persuasion and belief
change contains only limited evidence for such ‘strong gullibility.’25 Most experimental
research on persuasion suggests that individuals tend to reject information that does
not fit their prior beliefs and do not blindly accept implausible messages, especially if
accepting such messages implies engaging in costly behaviors that go against their interests. In particular, trust in messages from authority figures (including the state) is reduced
when these messages do not fit people’s experience or strongly held prior beliefs. We
should thus expect cult propaganda to be limited in its ability to ‘legitimate’ a leader in
the absence of specific achievements that can be plausibly attributed to the leader.
Accordingly, wherever systematic evidence of the effectiveness of ‘legitimizing propaganda’ in authoritarian states exists, it typically finds that its direct effects are small or
non-existent. For example, careful survey work in contemporary China suggests that
people more exposed to regime propaganda are not more likely to support the regime
than people who are less exposed, though they may be more likely to think that the government is ‘strong’ (and hence not worth opposing).26 More generally, people living in authoritarian regimes do not necessarily trust the source of ‘legitimating’ messages; indeed, the
need to induce trust in the government’s messages is a recurrent problem for authoritarian
systems where the default assumption is that the government can lie with impunity.27 And
in any case many people can misinterpret,28 ignore, or tune out the content of these messages as boring, formulaic, or simply inaccessible as they have been doing since ancient times:
much propaganda is ‘without viewers’, as the historian Paul Veyne once noted, and hence
simply cannot ‘legitimate’ anything in any interesting sense.29
The qualitative historical evidence of the effectiveness of leader propaganda in legitimating leaders across a broad fraction of the population is in any case at best mixed.30
25
See the extensive review by Hugo Mercier, ‘How Gullible Are We? A Review of the Evidence from Psychology and Social
Science’, Review of General Psychology 21:2 (2017), pp. 103–122, https://doi.org/10.1037/gpr0000111. Mercier discusses
not only studies of gullibility in the laboratory but also some of the historical evidence of susceptibility to demagoguery
and propaganda in a wide variety of contexts, and finds that in most cases audiences are not gullible and reject implausible claims made in propaganda campaigns.
26
Haifeng Huang, ‘Propaganda as Signaling’, Comparative Politics, 47:4 (2015), pp. 419–444; Xueyi Chen and Tianjian Shi, ‘Media
Effects on Political Confidence and Trust in the People’s Republic of China in the Post-Tiananmen Period’, East Asia, 19:3 (2001),
84–118. Similarly, a recent experimental study finds that exposure to leader iconography in the United Arab Emirates has no
meaningful effects on political support for the regime; see Sarah Sunn Bush et al., ‘The Effects of Authoritarian Iconography’,
Comparative Political Studies, 49:13 (2016), pp. 1704–1738, https://doi.org/10.1177/0010414016633228.
27
Xavier Márquez, Non-Democratic Politics: Authoritarianism, Dictatorship, and Democratization (London: Palgrave Macmillan, 2016), pp. 137–141.
28
The propaganda symbols of a cult are not unambiguous, and they can be interpreted very differently by different audiences. For some striking examples of the multivalent reception of cult symbols (e.g. the placement of Soviet leaders on
the reviewing stand, or the carrying of leader ‘icons’ during demonstrations), see Petrone, Life Has Become More Joyous,
Comrades, chapter 2, especially pp. 41–45.
29
Paul Veyne, ‘Conduct Without Belief and Works of Art Without Viewers’, Diogenes, 36:143 (1988), pp. 1–22. Some propaganda is also self-legitimation, designed to reassure the rulers of their own right to rule, without much affecting what
their subjects think; see Rodney Barker, Legitimating Identities: The Self-presentations of Rulers and Subjects (Cambridge:
Cambridge University Press, 2001).
30
See, e.g. on Syria: Lisa Wedeen, Ambiguities of Domination: Politics, Rhetoric, and Symbols in Contemporary Syria (University
Of Chicago Press, 1999); on Stalin: Davies, ‘Stalin and the Making of the Leader Cult in the 1930s’; Sarah Davies, ‘The
8
X. MÁRQUEZ
Where cult representations conflict with lived experience (such as, for example, in 1980s
Romania, or in the countryside in 1930s Russia, where the realities of economic privation
and the brutal policies of collectivization could not but conflict with the symbolic legitimation of the leaders as great and caring geniuses), they seem to be less effective.31 When
Stalin declared in 1935 that ‘life has become better, comrades, life has become more cheerful,’ this could not have improved the overall credibility of cult rhetoric among those for
whom life had not become better.32 And there is only limited evidence that Mao was able
to use his ‘charismatic’ authority to direct the course of events during the Cultural Revolution; everyone referred to Mao’s extraordinary gifts but did not necessarily behave in ways
contrary to their own perception of their interests.33
Even charismatic leaders (in the sense of leaders with a talent for generating emotional
connections in mass situations, or what Randall Collins has called ‘frontstage’ charisma)
require real successes (‘success’ charisma) if they are to maintain high levels of support;
pure propaganda cannot easily substitute for general improvements in living standards,
victory in war, or other visible achievements. Even support for Hitler seems to have
ebbed after the final defeat of the German armies at Stalingrad.34 Conversely, there is
some evidence that Stalin’s cult was more successful in the 40s due to his association
with Soviet victory in the war.35 Charisma, as Max Weber argued, is in part due to perceptions of genuine success, and the ability to saturate the public space with representations of
the leader cannot compensate for a lack of such successes.36 Cult propaganda by itself, in the
absence of other sources of support, thus at best enhances the appeal of existing sources of
legitimation, but seems to be ineffectual when it conflicts with existing values too much.37
Cult propaganda and the production of flattery
Propaganda can nevertheless induce behavioral conformity—and in particular, signals of
support or adherence to the regime—without ‘belief’ in its content. In particular, both
Leader Cult: Propaganda and its Reception in Stalin’s Russia’ in John Channon (ed.) Politics, Society, and Stalinism in the
USSR (London: Routledge, 1998), pp. 115–137; on Mussolini’s Italy: Paul Corner, ‘Fascist Italy in the 1930s: Popular Opinion
in the Provinces’ in Paul Corner (ed.) Popular Opinion in Totalitarian Regimes: Fascism, Nazism, Communism (Oxford;
New York: Oxford University Press, 2009), pp. 122–146. and Paul Corner, ‘Italian Fascism: Organization, Enthusiasm,
Opinion’, Journal of Modern Italian Studies, 15:3 (2010), 378–389, https://doi.org/10.1080/13545711003768584; on East
Germany and Poland: Jan Behrends, ‘Exporting the Leader: The Stalin Cult in Poland and East Germany (1944/45–56)’
in Balázs Apor et al. (eds) The Leader Cult in Communist Dictatorships: Stalin and the Eastern Bloc (Houndmills: Palgrave
Macmillan, 2004), pp. 161–178; on East Germany: Tikhomirov, ‘Symbols of Power in Rituals of Violence: The Personality
Cult and Iconoclasm on the Soviet Empire’s Periphery (East Germany, 1945–61)’; on Bierut in Poland: Izabella Main, ‘President of Poland or ‘Stalin’s Most Faithful Pupil’? The Cult of Bolesław Bierut in Stalinist Poland’ in Balázs Apor et al. (eds)
The Leader Cult in Communist Dictatorships: Stalin and the Eastern Bloc (Houndmills: Palgrave Macmillan, 2004), pp. 179–
193. Cult reception is an intrinsically difficult thing to measure, however, especially in totalitarian contexts, so we should
take both the historical evidence of enthusiastic agreement with cult rhetoric and of rejection of cult symbols with a grain
of salt.
31
Vladimir Tismaneanu, ‘The Tragicomedy of Romanian Communism’, East European Politics & Societies, 3:2 (1989), pp. 329–
376, https://doi.org/10.1177/0888325489003002007; Davies, ‘Stalin and the Making of the Leader Cult in the 1930s’.
32
Sheila Fitzpatrick, Everyday Stalinism: Ordinary Life in Extraordinary Times: Soviet Russia in the 1930s (Oxford; New York:
Oxford University Press, 2000), p. 188.
33
Shaoguang Wang, Failure of Charisma: The Cultural Revolution in Wuhan (Oxford: Oxford University Press, 1995), esp.
chapter 12.
34
Kershaw, The ‘Hitler Myth’, pp. 189–193.
35
Elena Zubkova, Russia After the War: Hopes, Illusions and Disappointments, 1945–1957 (New York: ME Sharpe, 1998), pp. 2–
4.
36
Max Weber, Economy and Society (Berkeley: University of California Press, 1978), pp. 241–246.
37
E.g. in the GDR or Poland, where the Soviet Union was generally perceived as an occupying power. See Behrends, ‘Exporting the Leader’.
POLITICS, RELIGION & IDEOLOGY
9
rational-choice and computational (agent-based) models suggest that if enough people
have motivations to conform with norms others seem to accept (e.g. if they expect punishment for violating the norm), only a small minority needs to believe for everyone to act ‘as
if’ they believed.38 From this point of view, not much genuine legitimation needs to be produced by explicit leader propaganda in order for nearly unanimous signals of support to be
expressed by a target audience.
Propaganda here serves less a persuasive than a coordination function: it describes what
people need to be seen to believe to avoid social sanction, and thus the kinds of signals of
support for the leader that need to be produced by particular audiences in response to propaganda. Moreover, propaganda can itself be produced as a signal of support for a leader
by elites who have reason to fear that others will denounce them for insufficient loyalty.39
Not all signals of support for a leader should be described as propaganda (since they are
not necessarily produced in a centralized way or by agents of the state), though if they are
public and pervasive they amplify ‘official’ propaganda messages, and they can establish
norms for others to follow in producing their own signals of support.
These signals of support can be called ‘flattery’, given their typically insincere and excessive character. Rulers therefore have good reason to distrust them.40 In order to be credible
as a signal of loyalty, flattery needs to be costly, binding the flatterer reliably to the leader in
ways that cannot be easily disclaimed, even if this cost is measured only in terms of a loss
of status for the flatterer.41 We should therefore expect that when power is highly personalized and intra-party competition for leadership-allocated resources is fierce, flattery will
tend to become even more excessive and insincere, since the fact that everyone else is
flattering the leader means that ‘ordinary’ praise tends to be devalued as ‘cheap talk’
and discounted accordingly. Flattery ‘inflation’ should lead to typical cultic phenomena.42
In accordance with this expectation, much cult production in both the Soviet Union
and China seems to have been driven by incentives to flatter leaders in the context of
poorly institutionalized party structures riven by patronage. Career concerns and intra38
The terminology of ‘as if’ belief is from Wedeen, Ambiguities of Domination: Politics, Rhetoric, and Symbols in Contemporary Syria. A rational choice model of conformity without (much) belief is presented in Andrew T. Little, ‘Propaganda and Credulity’, Games and Economic Behavior, 102 (2017), pp. 224–232, https://doi.org/10.1016/j.geb.2016.
12.006. An agent-based model of conformity can be found in Damon Centola, Robb Willer, and Michael Macy,
‘The Emperor’s Dilemma: A Computational Model of Self-Enforcing Norms’, American Journal of Sociology, 110:4
(2005), pp. 1009–1040.
39
For example, Kaganovich was one of the first members of the Politburo to produce extravagant public eulogies to Stalin, a
practice apparently disliked by other members of the politburo, but which nevertheless they felt compelled to follow. See
Benno Ennker, ‘‘Struggling for Stalin’s Soul’: The Leader Cult and the Balance of Social Power in Stalin’s Inner Circle’ in
Klaus Heller and Jan Plamper (eds) Personality Cults in Stalinism—Personenkulte Im Stalinismus (Göttingen: V & R unipress,
2004), pp. 161–195, p. 181. Both Ordzhonikidze and Mikoian appear to have preferred the previous norm of equal treatment, but they did not actively resist the new norm.
40
Consider Mao’s advice to Ho Chi Minh in 1966: ‘I advise you, not all of your subjects are loyal to you. Perhaps most of them
are loyal but maybe a small number only verbally wish you “long live”, while in reality they wish you a premature death.
When they shout “long live”, you should beware and analyze [the situation]. The more they praise you, the less you can
trust them. This is a very natural rule’. Quoted in Leese, Mao Cult, p. 186.
41
A paper by Shih (Victor Chung Hon Shih, ‘“Nauseating” Displays of Loyalty: Monitoring the Factional Bargain through
Ideological Campaigns in China’, The Journal of Politics, 70:4 (2008), 1177–1192, https://doi.org/10.1017/
S0022381608081139) is especially interesting in this respect, since it argues convincingly that it is precisely the existence
of a norm against cults of personality in today’s China (an informal but powerful understanding, post-Mao, to preserve
collective leadership) that makes flattery from subordinates credible as a signal of support for particular patrons. In these
circumstances, the stigma of violating the norm (and being known as a groveller) is a sufficient cost to ensure that the
‘praise’ really is a credible signal of loyalty to a patron.
42
The term ‘flattery inflation’ comes from Aloys Winterling, Caligula: A Biography (Berkeley: University of California Press,
2011), p. 188. Winterling describes how this process worked to push Senators to deify the emperor Caligula.
10
X. MÁRQUEZ
party competition drove (and still, in some cases, drive) lower-level cadres to compete in
offering ever more elaborate flattery to superiors.43 They had multiple reasons (ranging
from fear of denunciation for insufficient loyalty to expectations of patronage) to send telegrams of congratulation on birthdays, rename factories or cities,44 produce monumental
statues, display portraits of the leader in visible spaces or wear badges bearing the image of
the leader,45 give ‘stormy and prolonged applause’ during official speeches by the leader,46
and so on. Individual, decentralized flattery thus helped to construct the leader cult in its
most typical manifestations.
The need for credibly signaling support under conditions of incomplete information
about the beliefs and motivations of others also explains some otherwise puzzling features
of at least some personality cults, in particular the use of propaganda that is literally
absurd, or praise for the leader so over the top that it cannot be believed. For example,
Hafiz al-Assad was said by cult propagandists to be the country’s ‘premier pharmacist,’47
while Rodong Sinmun published an article in 2006 claiming that Kim Jong-il had mastered
teleportation to avoid being tracked by American satellites,48 and in Zaire in 1975, Mobutu
was hailed as a new ‘Prophet’ and ‘Messiah’, and proposals were made to replace crucifixes
with his image.49 While such propaganda should be counterproductive from the point of
view of mass legitimation (since it is, ex hypothesi, unbelievable or ridiculous), creating and
repeating extreme representations of the leaders serves as a relatively costly and very
public signal of support for the regime, if only to the extent that the person making
such extravagant claims suffers a loss of dignity.
Moreover, the fact that the regime can compel such displays in turn serves as a credible
signal of the strength of the leader, and induces others to engage in similar displays to
avoid being seen as disloyal. For example, flattery of both Stalin and Mao ramped up as
they increasingly consolidated power within the top leadership, and decreased whenever
43
See, on Mao-era China: Daniel Leese, ‘The Mao Cult as Communicative Space’, Totalitarian Movements and Political Religions, 8:3–4 (2007), 623–639, https://doi.org/10.1080/14690760701571247; James Kai Sing Kung and Shuo Chen, ‘The
Tragedy of the Nomenklatura: Career Incentives and Political Radicalism during China’s Great Leap Famine’, American
Political Science Review, 105:1 (2011), 27–45, https://doi.org/10.1017/s0003055410000626; on the Stalin cult: Ennker,
‘Struggling for Stalin’s Soul’ and Malte Rolf, ‘The Leader’s Many Bodies: Leader Cults and Mass Festivals in Voronezh,
Novosibirsk, and Kemerovo in the 1930s’ in Klaus Heller and Jan Plamper (eds) Personality Cults in Stalinism—Personenkulte Im Stalinismus (Göttingen: V & R unipress, 2004), pp. 197–206; on leader cults in the Soviet Union more generally:
Graeme Gill, ‘The Soviet Leader Cult: Reflections on the Structure of Leadership in the Soviet Union’, British Journal of
Political Science, 10:2 (1980), pp. 167–186, https://doi.org/10.1017/S0007123400002088; Graeme Gill, ‘Personality Cult,
Political Culture and Party Structure’, Studies in Comparative Communism 17:2 (1984), pp. 111–121, https://doi.org/
http://dx.doi.org/10.1016/0039-3592(84)90008-5; on leader cults in modern-day China: Shih, ‘“Nauseating” Displays of
Loyalty: Monitoring the Factional Bargain through Ideological Campaigns in China’.
44
For a discussion of renaming practices in the Soviet Union in the 1930s, see Rolf, ‘The Leader’s Many Bodies’. Rolf rightly
notes the degree to which many of these practices were driven by the desire for patronage or protection.
45
For a discussion of the inflationary dynamics of Mao-badge-wearing during the Cultural Revolution, see Leese, Mao Cult,
pp. 216–217.
46
Solzhenitsyn tells one well-known story about these expectations in Gulag Archipielago: Aleksandr Solzhenitsyn, The
Gulag Archipielago, 1918–1956, trans. Thomas P. Whitney, vols. I-II (New York: Harper & Row, 1973), pp. 69–70. While
the Solzhenitsyn story is perhaps not literally true, there is reason to believe this concern was not groundless. Davies,
for example, documents several instances of Stalin’s annoyance with the practice of excessive clapping during his
speeches, suggesting that many people ‘over-clapped’ to avoid being seen as out of step with others. See Davies,
‘Stalin and the Making of the Leader Cult in the 1930s’, pp. 35, 40.
47
Wedeen, Ambiguities of Domination: Politics, Rhetoric, and Symbols in Contemporary Syria, pp. 1, 12.
48
Ralph Hassig and Kongdan Oh, The Hidden People of North Korea: Everyday Life in the Hermit Kingdom (Lanham: Rowman &
Littlefield Publishers, 2009), p. 55.
49
Young and Turner, The Rise and Decline of the Zairian state, p. 169.
POLITICS, RELIGION & IDEOLOGY
11
their position came under threat.50 In both cases, the intensification of the cults was promoted primarily by figures within the top leadership of the party (Kaganovich in the Soviet
case, Lin Biao in the Chinese case) as part of struggles for position, and used (especially in
the Chinese case) to eliminate potential opponents (by accusing them of insufficient
loyalty to Mao Zedong thought, for example). But this strategy was made possible
because the leader’s position was becoming unassailable at the time; the lack of any plausible alternatives for leadership meant that ‘loyalty to the leader’ could be used as a weapon
in intra-party struggle.
Increases in leader-focused propaganda thus need not stem from the need for mass
legitimation in conditions of social conflict (though this may, of course, also happen,
even simultaneously), but can occur when factional conflicts within the top leadership
of a political regime are resolved by coordinating on a single figure as having the
highest status. Such cult propaganda is best understood less as an attempt to legitimate
the regime than as itself a signal that power is becoming consolidated in a particular
figure.51
The view of cults as produced by decentralized flattery is nevertheless incomplete, since
it assumes that threats of state coercion or career concerns within ruling parties always
provide the main mechanism for the production of cult symbols or praise. But the production of cult paraphernalia—Leniniana, Staliniana, Putiniana, Chaveziana, and the
like—or cult rituals is in many cases not controlled or directed by state agents, and at
least some forms of cult participation are not driven by fear of social or official sanction,
or by expectations of patronage in exchange for loyalty. Many of the cults of the leaders of
communist parties in Western Europe in the first half of the twentieth century,52 or the
posthumous cults of Tito in parts of the former Yugoslavia and of Thälmann in East
Germany, cannot be fully explained by these signaling mechanisms. As we shall see in
more detail in the discussion of the cult of Hugo Chávez below in the mid-2000s,
leader cults can emerge in relatively open political systems, where the signaling mechanisms discussed here do not seem to apply. This is where the ‘cults as ritual’ view provides
additional analytic power.
Cults as ritual and the amplification of emotion
Following Randall Collins,53 I understand a ritual as any practice involving (1) a group
of co-present people who (2) interact while jointly focusing on some particular object or
symbol and (3) generally having common knowledge of their attentional focus. ‘Ritual’
50
Benno Ennker, ‘The Stalin Cult, Bolshevik Rule and Kremlin Interaction in the 1930s’ in Balázs Apor et al. (eds) The Leader
Cult in Communist Dictatorships: Stalin and the Eastern Bloc (Houndmills: Palgrave Macmillan, 2004), pp. 83–101; Ennker,
‘Struggling for Stalin’s Soul’; and Leese, Mao Cult, especially chapters 4 and 5. Plamper notes that the peak number of
pictures of Stalin in Pravda was reached in 1939, after the Great Terror, when Stalin had fully consolidated his power; see
Plamper, The Stalin Cult, p. 228.
51
For a particularly strong statement of this position, see Milan Svolik, The Politics of Authoritarian Rule (Cambridge;
New York: Cambridge University Press, 2012), pp. 80–81.
52
These cults, including the cult of Maurice Thorez (leader of the PCF) in France, Harry Pollitt (leader of the CPGB) in Britain,
and Palmiro Togliatti (leader of the PCI) in Italy, are ably discussed in Morgan, International Communism and the Cult of
the Individual.
53
Randall Collins, Interaction Ritual Chains (Princeton, NJ: Princeton University Press, 2004), pp. 7ff. Collins synthesizes
Goffman’s notion of ‘interaction ritual’ with Durkheim’s account of ritual and ‘collective effervescence’. See Erving
Goffman, ‘Interaction Ritual: Essays on Face-to-Face Interaction’, (New York: Routledge, 1967); Emile Durkheim, The
Elementary Forms of the Religious Life, trans. Karen E. Field (New York: Free Press, 1995).
12
X. MÁRQUEZ
here has thus a much broader meaning than formal ceremony; many informal practices
qualify as rituals, from everyday conversation to sports games and work meetings. In
contrast to other definitions of ritual, this account thus does not emphasize the
‘formal’ character of a practice,54 but the extent to which a group interacts while
jointly focusing their attention on some particular set of symbols. To be sure, actual
rituals may vary in the degree to which participants have common knowledge of
their attentional focus; participants may be distracted, or they may be too young to
fully understand what is going on around them. Some rituals are also partly mediated
(e.g. broadcast over television), preventing complete joint interaction. The definition is
thus presented as an ‘ideal type’, which individual rituals may approach to a greater or
lesser extent.
From this point of view, a leader cult exists wherever there are frequent, if not necessarily regular or fully formalized, rituals of worship or veneration focused on the leader or
on leader-related symbols. These rituals can be very diverse, ranging from mass gatherings
(e.g. the Nuremberg rallies, the eight ‘Mass Receptions’ of the Red Guards in Beijing) to
regular ceremonies at work or school (e.g. the workplace ritual of ‘asking for instructions’
of a picture of Mao at the height of the Cultural Revolution) to small-scale occasional
rituals of adoration. All of them, however, express the exalted status of the leader in relatively public ways, and they constitute ‘chains’ of interaction where leader-related symbols
circulate in a variety of media as focal points of attention.
The fact that leader cult rituals publicly affirm the exalted status of the leader means
that participants by definition signal support for him, but not all signals of support (for
example, writing a leader’s biography or sending congratulatory messages) are expressed
in ritual settings, even if they are ‘ritualized’ in the sense that there may be rigid norms
governing how or when to send such signals. By the same token, leader cult rituals are distinctive less because of the signals of support for the leader that are expressed there than
because participation in rituals also signals membership in a particular community and
such rituals act as amplifiers of emotion relative to a set of leader symbols. We might
say that leader cult rituals can constitute particular communities united around leader
symbols that come to be charged with significance through their being the focal points
of interaction.55
Not all rituals ‘work’; rituals can misfire and produce boredom or alienation, and participation can be seen as a burdensome duty. But when rituals do work, they produce a
sense of belonging in a community united around a set of symbols, occasionally
accompanied by experiences of sufficient emotional intensity and significance to be
54
For example, Rappaport defines ritual in terms of ‘formal acts’ (‘the performance of more or less invariant sequences of
formal acts and utterances not entirely encoded by the performers’), and connects it with religion more directly: Roy
A. Rappaport, Ritual and Religion in the Making of Humanity (Cambridge: Cambridge University Press, 1999), p. 24. Rappaport’s stress on formality, invariance, and the like does not necessarily fit many leader cult practices involving ephemeral
and not fully formalized performances; consider, for example, the ritual practices that emerged in the worship of ‘Mao’s
mangoes’ during the Cultural Revolution, described in Adam Yuet Chau, ‘Mao’s Travelling Mangoes: Food as Relic in
Revolutionary China’, Past & Present, 206:suppl 5 (2010), pp. 256–275, https://doi.org/10.1093/pastj/gtq020. Nevertheless,
as noted below, at least some leader cult rituals do fit Rappaport’s definition, and his view is not generally incompatible
with a description of many leader cult practices as ‘rituals’.
55
The idea that rituals constitute communities and generate worldviews of significance is common in the literature on
ritual, even if the specific mechanism of integration is not always dependent on joint attention and emotional amplification. See, among others, Rappaport, Ritual and Religion in the Making of Humanity; Victor Turner, The Ritual Process: Structure and Anti-Structure (Ithaca: Cornell University Press, 1969); and of course Durkheim, The Elementary Forms of the
Religious Life.
POLITICS, RELIGION & IDEOLOGY
13
called ‘sacred.’56 Processes of rhythmic entrainment operating at the physiological level
produce, if the ritual ‘works’, what Durkheim called ‘collective effervescence,’57 enhancing
the ‘emotional charge’ of the focal symbols of the ritual, and perhaps even increasing dispositions to cooperate afterwards with members of the group.58 Leader rituals are not an
exception here, as at least some modern leader cult rituals have produced such feelings and
experiences.59
Cult rituals can be designed, and to that extent they can be conceptualized as a form of
‘active’ propaganda, whose explicit messages can also be broadcast to non-participants.60
And they can also be made compulsory, insofar as state agents are able to monitor participation or encourage attendance. For example, participation in the rituals of mourning
after the death of Kim Jong Il and Kim Il Sung was reportedly ensured by members of
the Inmiban (neighborhood committees),61 and at least some people who did not feel particularly well disposed towards the dead leaders felt enormous compulsion to participate,
to the point of forcing themselves to cry for the sorts of signaling reasons discussed in the
previous section.62 During the Stalin era, Communist Party cadres exhorted factories and
schools to send participants to mass festivals (including cult rituals) and monitored
absences, even if sometimes ineffectively.63 And a wide range of pressures, from purely
social sanctions to the threat of formal denunciation, could be applied to people to participate in the ‘quotation gymnastics’ or ‘loyalty dances’ (both unofficial rituals of loyalty to
Mao) during the Cultural Revolution.64
But compulsory participation in regime-designed rituals does not appear to be always
effective as a mechanism of emotional amplification and community integration. Though
the historical evidence is unclear, it seems reasonable to conclude that most coerced ritual
participation does not fundamentally change the attachments of citizens to leaders, even as
they publicly establish status conventions that citizens learn to respect. The more spontaneous rituals of veneration for Lenin in the early 1920s seem to have expressed more
genuine attachments to the leader than the more compulsory ceremonies of the 1930s,
even if the latter were not without emotional power for at least some people.65 Without
56
Rappaport, Ritual and Religion in the Making of Humanity, pp. 3, 27. It is worth noting that the fact that rituals can produce
‘sacred’ experiences does not necessarily entail a sharp distinction between the sacred and the profane.
57
Dimitris Xygalatas et al., ‘Quantifying Collective Effervescence: Heart-Rate Dynamics at a Fire-Walking Ritual’, Communicative & Integrative Biology, 4:6 (2011), pp. 735–738.
58
Martin Lang et al., ‘Lost in the Rhythm: Effects of Rhythm on Subsequent Interpersonal Coordination’, Cognitive Science,
40:7 (2015), pp. 1797–1815, https://doi.org/10.1111/cogs.12302.
59
Anecdotes about reactions to Stalin’s death suggest the degree to which his image had become ‘sacred’ for some people;
see Plamper, The Stalin Cult, pp. xiii–xiv. Nazi rituals seem to have been explicitly designed to produce ecstatic experiences of belonging in a pure ‘German’ community unified around loyalty to the Führer, and occasionally succeeded; see
Rolf, Soviet Mass Festivals, 1917–1991, p. 162. And descriptions of Cultural Revolution rituals sometimes bring out the
degree to which leader symbols were experienced as sacred; see Michael Dutton, ‘Mango Mao: Infections of the
Sacred’, Public Culture, 16:2 (2004), pp. 161–187.
60
As Rolf and Petrone note, Soviet rituals were explicitly designed to ‘educate’ the population, and thus as part of an overall
propaganda strategy; see Rolf, Soviet Mass Festivals, 1917–1991, chapter 2, and Petrone, Life Has Become More Joyous,
Comrades, chapter 1.
61
Barbara Demick, Nothing to Envy: Ordinary Lives in North Korea (New York: Spiegel & Grau, 2009), p. 101.
62
Ibid., p. 90.
63
Rolf, Soviet Mass Festivals, 1917–1991.
64
Leese, Mao Cult, pp. 202–208.
65
Several scholars have noted the greater ‘spontaneity’ of Soviet ritual in the early 1920s and its increasing control in the
late 1920s and early 1930s; see, on Lenin cult rituals, Richard Stites, Revolutionary Dreams: Utopian Vision and Experimental
Life in the Russian Revolution (Oxford: Oxford University Press, 1988), pp. 120–121 and Tumarkin, Lenin Lives! The Lenin
Cult in Soviet Russia, chapters 4–5.
14
X. MÁRQUEZ
voluntary participation, the represented charisma of leader iconography may remain inert
in ritual settings; in a sense it is only in successful rituals that the charisma of the leader is
actually recognized by followers.
Nevertheless, people sometimes participate in regime rituals (compulsory or not) with
enthusiasm, and if the ritual is routinely successful, it produces experiences of belonging to
a community united around a series of symbols. Moreover, ritual participation can
enhance ‘conformity motivations’ even among those who do not feel particularly drawn
to the leader. Because rituals involve emotional amplification, they can enhance the positive affect of free participants towards the focal point of the ritual, viz., the leader in a cult
of personality. Thus, for those people who are predisposed to attachment to a particular
leader, regular participation in such rituals enhances and strengthens their commitments
to the leader and the group for which the leader is a focal point of interaction.
This sort of integrative effect is especially clear in the veneration rituals of the leaders of
Western communist parties in relatively open societies. For example, the cult of Maurice
Thorez (leader of the French Communist Party [PCF]) in the post-war years cannot be
explained simply in terms of the need for party members to produce flattery to avoid
strong social sanctions, or to legitimize a ruling group in the eyes of a population,
simply because the PCF was not in power, the main sanction for violating cult norms
would have been exclusion from the community, and Thorez could not legitimate the
PCF in France (especially given his absence from France during the war years). Instead,
participation in cult rituals seems to have been driven by the fact that the PCF was an
‘oppositional microsociety’ within France,66 whose integration depended in part on
rituals of loyalty to the leader figure. By participating in such rituals, party members
affirmed their belonging together in the face of a hostile external environment.
We do not have a systematic theory about the circumstances in which free participation
in leader-focused rituals gives rise to a leader cult. But it seems plausible to think that in
moments of crisis certain leader symbols ‘resonate’ with larger sections of a population
(for example, if the leader is credibly seen as the destroyer of a discredited establishment),
so that the leader is therefore recognized as ‘charismatic’ in the strict Weberian sense of the
term. What we call the ‘charisma’ of a leader is in this case simply the fact that the leader
comes to represent some important hope or value of a group of people (embodying the
party, the revolution, or the people); and this charisma may in turn be subject to a
process of emotional amplification for those who participate in rituals focused on the
leader. Leaders can in turn exploit these charismatic connections to try to change the
relationships between state and society (as Mao did during the Cultural Revolution, not
necessarily successfully), but they cannot simply create them out of whole cloth: charisma
is a social, not an individual phenomenon.
Whenever leaders come to represent deep hopes or other important values of particular
groups in society, cult rituals can emerge as mechanisms of group integration even in the
absence of sanctions for non-participation. Communists outside the Soviet Union and the
Eastern block ritually recognized Stalin’s authority as the leader of international communism on the occasion of his 70th birthday.67 Ritual practices focused on Mao (e.g. lighting
66
Morgan, International Communism and the Cult of the Individual, p. 8, citing Anne Kriegel. Morgan’s analysis stresses the
‘integrative’ role of Thorez for PCF members in the post-war years.
67
On the ritual recognition of Stalin on his 70th birthday in France and elsewhere, see Morgan, pp. 1–2.
POLITICS, RELIGION & IDEOLOGY
15
incense in front of a picture of Mao) continue today among small groups in today’s China,
despite a lack of official encouragement and no penalties for nonparticipation (and even
some embarrassment for participants).68 And even in reasonably democratic societies,
observers sometimes note that the levels of adoration bestowed on political leaders
during election rallies and other ritual occasions approach ‘cultic’ levels. What these practices have in common is the fact that leader symbols come to embody certain values or
hopes for particular communities even in the absence of substantial propaganda efforts
or sanctions by governments.
Cult rituals in Chávez’s Venezuela
The view of cults as rituals thus helps account, in conjunction with the signaling view, for
the emergence of personality cults in reasonably democratic contexts where the state
cannot fully control the media or uniquely provide benefits to participants for signaling
loyalty. Consider the case of Venezuela. Even before coming to power in 1993 Hugo
Chávez was nurturing a renewed cult of Simón Bolívar, the nineteenth-century leader
of Venezuela’s independence movement, on which he consciously modeled himself and
from which he drew some of his own self-legitimation.69 After being elected president,
Bolivarian symbols were put into renewed circulation through such actions as changing
the name of the country to ‘Bolivarian Republic of Venezuela,’ commissioning a new likeness of Bolívar, staging a mass ceremony where a large crowd repeated the words of a
famous oath by Bolívar, and disinterring Bolívar’s remains to conduct a televised
‘autopsy’ to determine whether or not Bolívar (who is thought to have died of tuberculosis)
had instead been murdered. Chávez presented himself as the legitimate heir of Bolívar, but
there were at first no obvious attempts to encourage a distinct cult of his own person, even
if his self-identification with Bolívar tended to promote a certain conflation of the two.
Nevertheless, the ritual context provided by constant campaigning (there were 13 major
elections in Chávez’ 14 years in power, including elections to a constitutional assembly, a
recall referendum, and a referendum on several important constitutional amendments),
and Chávez’ constant presence in the Venezuelan media (partly through his legal ability
to force private TV stations to air his broadcasts) inevitably put Chávez-related symbols
into circulation and amplified their emotional charge. Chávez was visible in shows such
as ‘Aló Presidente’ (a call-in show lasting sometimes as much as six hours, where
Chávez took calls from ordinary people, gave orders to his ministers, discussed ideas,
and sometimes sang or recited poetry); in his theatrical denunciations of other world
leaders in international forums, which attracted wide coverage in domestic and international media; on Twitter; and above all in the mass meetings typical of electoral campaigns. Some of these practices, such as ‘Aló Presidente’, had important ritual aspects
(including participation from both ordinary citizens and government officials) but also
amplified leader-focused propaganda (since they were broadcast widely).
Electoral rallies in particular are especially well-suited to producing charged symbols of
identity, especially in the hands of a skilled practitioner like Chávez, who was routinely
68
Hans Steinmüller, ‘How Popular Confucianism became Embarrassing: On the Spatial and Moral Center of the House in
Rural China’, Focaal, 2010:58 (2010), pp. 81–96, https://doi.org/10.3167/fcl.2010.580106.
69
For a historical account of the cult of Bolívar in Venezuelan history, including its uses by Chávez early in his career, see
Elías Pino Iturrieta, El Divino Bolívar (Caracas: Editorial Alfa, 2006).
16
X. MÁRQUEZ
described as ‘charismatic.’70 Chávez’ charisma, from our perspective here, was simply his
ability to reliably produce intense interaction rituals by drawing on pre-existing symbols of
communal identity and credibly embodying the hopes for change of large sections of the
Venezuelan electorate, who had come to see the existing political elite as terminally discredited. And as the focus of such rituals, he inevitably became an object of intense
affection, even adoration, among a subset of participants, especially after major crises
like the 2002 coup that nearly pushed him out of power.
Moreover, throughout its time in power, the Chávez government encouraged the formation of a number of popular organizations that, intentionally or not, provided a fertile
context for the emergence of Chávez-related interaction rituals. For example, early during
his time in office, Chávez called for the formation of ‘Círculos Bolivarianos’ (Bolivarian
Circles), each consisting of around 10–20 people (though some were much larger)
sworn to defend the revolution in light of the ideals of Simón Bolívar. These ‘Circles’
engaged in community work (e.g. brokering access to government services) as well as political work—demonstrations, participation in mass meetings, etc.—for Chávez, and most
members strongly identified with him; they joined in response to his call, and were unified
primarily by loyalty to him.71 Later on, similar groups known as the ‘Unidades de Batalla
Electoral’ and the ‘Battalions of the Miranda Campaign’ played an important role in the
2004 recall referendum and the 2006 presidential election, respectively.72 Members of
these groups did not typically control large patronage resources that could be used to
force others to participate in the cult, but observers did note very high levels of attachment
to Chávez-related symbols among group members,73 including the spontaneous use of
religious language to describe their relationship to Chávez.74
Ritual amplification interacted with material resources to promote the cult in a number
of other organizations created by the Chávez government, such as the well-known ‘Misiones’ (social programs) providing literacy classes (‘Misión Róbinson’) health services
(‘Misión Barrio Adentro’) and subsidized goods (‘Misión Mercal’). There is some evidence
that these goods were preferentially allocated to groups and areas that signaled loyalty to
Chávez. For example, Hawkins, Rosas, and Johnson report that the location of Misiones
was highly correlated with areas of electoral support for Chávez and the PSUV (and
not correlated with the socioeconomic status of potential recipients).75 Moreover, nonsupporters of Chávez were at the very least made to feel uncomfortable enough by committed participants to exclude themselves from participation in many of these programs.
Finally, most of the teachers in the ‘Misión Róbinson’ were committed supporters of
Chávez and the ‘Bolivarian revolution,’ and many used class time to promote the
70
Jennifer Merolla and Elizabeth Zechmeister, ‘The Nature, Determinants, and Consequences of Chávez’s Charisma: Evidence from a Study of Venezuelan Public Opinion’, Comparative Political Studies, 44:1 (2011), pp. 28–54, https://doi.
org/10.1177/0010414010381076.
71
Kirk Andrew Hawkins and David R. Hansen, ‘Dependent Civil Society: The Circulos Bolivarianos in Venezuela’, Latin American Research Review, 41:1 (2006), pp. 102–132, https://doi.org/10.1353/lar.2006.0008. One could also note here the role
of small group study rituals in promoting the cult of Mao within the PLA. See Leese, Mao Cult, pp. 97–102.
72
Margarita López Maya and Luis E. Lander, ‘Participatory Democracy in Venezuela: Origins, Ideas, and Implementation’ in
David Smilde and Daniel Hellinger (eds) Venezuela’s Bolivarian Democracy: Participation, Politics, and Culture under Chávez
(Durham: Duke University Press, 2011), pp. 58–79.
73
Ibid., p. 74.
74
Hawkins and Hansen, ‘Dependent Civil Society’, p. 120.
75
Kirk A. Hawkins, Guillermo Rosas, and Michael E. Johnson, ‘The Misiones of the Chávez Government’ in David Smilde and
Daniel Hellinger (eds) Venezuela’s Bolivarian Democracy: Participation, Politics, and Culture under Chávez (Durham: Duke
University Press, 2011), 186–218.
POLITICS, RELIGION & IDEOLOGY
17
movement, turning the program into another set of interaction rituals where Chávezrelated symbols circulated among an audience that was already predisposed to support
Chávez.
In other cases, cult displays grew as a result of signaling dynamics driven by the competition for scarce material goods. For example, community radio stations (whose formation was encouraged by the Chávez government after the 2002 coup) that aligned
themselves with the Chávez government (praising him and his movement) found it
easier to obtain resources from the state, while stations that maintained a non-partisan
attitude or welcomed non-Chavistas have been subject to social pressure, attacked as
‘escuálidos’ (‘squalid ones’, a derogatory term for opposition supporters) or simply
viewed with suspicion by other Chavista organizations.76 More generally, there is also evidence that at least some people who signed the recall referendum petition against Chávez
in 2004 were punished by the loss of jobs or the denial of state services,77 and some anecdotal evidence that in communities that benefited greatly from government programs,
expressions of gratitude to Chávez were expected, and people suspected of being opposition supporters found themselves socially pressured to show evidence of loyalty.
But it is worth noting that since the social programs in question already tended to target
likely Chávez supporters, and levels of coercion in the Venezuelan public sphere were not
very high (public criticism of Chávez and the ‘proceso’ was common; even among Chavistas criticism of Chávez’ government policies was possible and even common among some
sectors of the movement, though criticism of Chávez himself by self-identified Chavistas
was much harder to find), the growth of the Chávez cult was not driven primarily by the
need for the state to legitimate itself, or the signaling dynamics within a single party. With
free entry and exit into rituals, devoted supporters of Chávez tended to gravitate to precisely those organizations where Chávez-related symbols circulated with a positive
valence (and where their feelings for Chávez were further amplified), while people who
did not identify with Chávez and his revolution tended to gravitate to organizations
and ritual contexts where such symbols circulated with negative valence. The result was
polarization over the divisive Chávez symbols, not the monopoly over public space characteristic of the cults of Stalin or Mao, for example.
Nevertheless, after Chávez disclosed that he was sick with cancer in 2011, and especially
after he left for Havana on 10 December 2012 to seek treatment for the last time (after
winning the 2012 presidential election but before taking the oath of office), many observers
(including some people sympathetic to the broader goals of the Chavista movement, like
the Venezuelan historian Margarita López Maya) began to note that a process of ‘deification’ of Chávez seemed to be underway.78 There were videos in heavy rotation on state TV
where Chávez exclaimed that he ‘demands absolute loyalty’ because ‘he is not an individual, he is an entire people,’ or where people provided testimonials of their gratitude for
Chávez and identify themselves with him (‘yo soy Chávez’). United Socialist Party of
76
Sujatha Fernandes, ‘Radio Bemba in an Age of Electronic Media: The Dynamics of Popular Communication in Chávez’
Venezuela’ in David Smilde and Daniel Hellinger (eds) Venezuela’s Bolivarian Democracy: Participation, Politics, and
Culture under Chávez (Durham: Duke University Press, 2011), pp. 131–156.
77
Chang-Tai Hsieh et al., ‘The Price of Political Opposition: Evidence from Venezuela’s Maisanta’, American Economic Journal:
Applied Economics, 3:2 (2011), 196–214, https://doi.org/10.1257/app.3.2.196.
78
Sara Carolina Díaz, ‘López Maya: La diosificación de Chávez busca legitimar a Maduro’, Newspaper Article, 13 January
2013, http://www.eluniversal.com/nacional-y-politica/130113/lopez-maya-la-diosificacion-de-chavez-busca-legitimar-amaduro.
18
X. MÁRQUEZ
Venezuela (PSUV) militants (including senior party members, like Maduro, Disodado
Cabello [then president of the National Assembly], Tareck El Aissami [then Aragua
state governor], and Elías Jaua [then foreign minister]), issued statements declaring that
they were the sons and daughters of Chávez, that they owed everything to him, and
that they were eternally loyal to Chávez. Large numbers of ordinary Chavistas tweeted
their loyalty and concern for Chávez’ health, referring to him as ‘mi comandante’ (my
commander) and emphasizing their subordination and absolute loyalty. The government
even staged an entire ‘inauguration’ ceremony where thousands of Chavistas ‘took the
oath’ for the absent Chávez, symbolically embodying him; and, once Chávez died, the government organized a spectacular funeral where hundreds of thousands of people mourned
him. The mausoleum where Chávez is interred immediately became a site of pilgrimage,
with government encouragement; several public Chávez shrines appeared in Caracas,79
one of them in the headquarters of the state oil company; and statues of Chávez, previously
unknown, started appearing in many places.
The increase in Chávez-related propaganda was made possible, in part, by the much
greater ‘hegemony’ of the government over the media by 2013 relative to the earlier
part of Chávez’s time in office;80 but it also reflected the struggles over succession
taking place at the time. Many observers noted a division—the extent and nature of
which is a matter of some controversy—between different factions within Chavismo,
one of them conventionally associated with then-National Assembly president Cabello,
who had roots in the military wing of Chavismo and was seen as more pragmatic, and
another conventionally associated with now-president Maduro, who had connections to
the labor movement and the ‘civilian’ wings of the Chavista movement and was often
seen as more ideological. With Chávez incapacitated (and soon dead), a struggle was
underway to define the future of the movement and the aims of the revolution. But
under the circumstances, there was no one who could credibly arbitrate between potentially disparate goals and visions of socialism or revolution. The cult provided the only unifying framework for the party to maintain the support of the grassroots and prevent public
divisions; accordingly, all top militants had to dramatize their loyalty to Chávez in sometimes extreme ways.81
This was not, however, contrary to the conventional analysis offered in the Venezuelan
press and elsewhere, an attempt to secure the ‘legitimacy’ of Chávez’s successor Maduro,
whose legal claim to the office of President had been questioned by the opposition.
Chávez-related symbols were too divisive in Venezuelan society to secure any sort of
acceptance on the part of people who were not already committed to them, especially
given Chávez’ absence. Moreover, many of the manifestations of the Chávez cult—for
example, Chávez-themed mural painting in poorer areas, the creation of Chávez
chapels, visits to the Chávez mausoleum—seem to have been spontaneous, led by
people who renewed their commitments in rituals with Chávez at their center. The
79
Ultimas Noticias, ‘FOTOS: Inauguran Capilla ‘Santo Hugo Chávez’ en el 23 de enero’, Newspaper Article, 29 March 2013,
http://www.ultimasnoticias.com.ve/Noticias/Actualidad/Politica/FOTOS-Inauguran-capilla-Santo-Hugo-Chavez-en-el-23.
aspx.
80
Javier Corrales, ‘The Authoritarian Resurgence: Autocratic Legalism in Venezuela’, Journal of Democracy, 26:2 (2015), 37–
51, https://doi.org/10.1353/jod.2015.0031.
81
For a more general account of this process, illustrated with the example of the Castro succession in Cuba in 2006–2011,
see Andreas Schedler and Bert Hoffmann, ‘Communicating Authoritarian Elite Cohesion’, Democratization, 23:1 (2015),
93–117, https://doi.org/10.1080/13510347.2015.1095181.
POLITICS, RELIGION & IDEOLOGY
19
intensification of the cult was driven by the exogenous threat to group identity represented
by Chávez’ impending death and the intensified circulation of these symbols, but it could
not legitimate the regime among the 40 percent or so of society who rejected Chávez and
his ideological project. At best, it could marginally strengthen the identification of Chavistas with the government.
In sum, it is a mistake to see the emergence of the Chávez cult in the mid to late 2000s
primarily through the lens of propaganda. Though propaganda played a role for some
manifestations of the cult, in general Chávez worship was the result of processes of
ritual amplification at a time of social crisis. Signaling processes also played a role
(especially within the PSUV), but in the absence of large sanctions for violating cult
norms, people gravitated to rituals that supported their existing commitments, deepening
the polarization of Venezuelan society along pro- and anti-Chávez camps.
Cults as ritual vs. cults as propaganda
The propaganda and ritual aspects of leader cults can either complement or contradict
each other. Propaganda—in the sense of a conscious strategy for the saturation of
public space with images of a leader—can fuel the growth of rituals of leader worship
when the leader symbols credibly embody some form of group identity or important
social hopes, and these rituals in turn can increase the effectiveness of propaganda. But
propaganda can also dampen the success of such rituals if leader symbols do not credibly
embody any forms of group identity (as in late Soviet times, for example). The ‘success’ of
leader cults (from a pragmatic-political standpoint) thus turns on the credibility of their
‘representativeness’: leader charisma is effective insofar as it is a form of representation.
Moreover, we should be able to specify, in particular cases, the specific mechanism
driving the emergence of a leader cult: persuasion (in the pure propaganda model), signaling (in the context of quasi-coercive or socially sanctioned patronage relationships), ritual
amplification (when sanctions for conformity are weak), or some mixture of these. Scholarship on leader cults cannot be content with pointing out that leader cults as political
strategies attempt to legitimate leaders, but must also indicate the ways in which such legitimating strategies can fail, either because cults end up working primarily via signaling
mechanisms or because their growth has little to do with any conscious political strategy
and is instead due to the ‘bottom-up’ development of rituals of worship.
In particular, the distinction between cults as ritual (driven by both ritual amplification
and social signaling dynamics) and cults as propaganda (driven mainly by conscious strategies of legitimation) helps clarify the differences between phenomena like the Mao cult
during the Cultural Revolution, when spontaneous rituals of adoration developed in
response to pervasive social conflict and were further amplified by enormous social pressures to participate, and the so-called ‘cult’ of Xi Jinping in contemporary China,82 which is
essentially a byproduct of Xi’s consolidation of power within the CCP. Voluntary rituals of
worship are the fuel that helps cults grow in potency; in their absence, personality cults are
little more than advertising campaigns, even if these are sometimes accompanied by coercive mechanisms. Both conceptualizations of cults, however, put in doubt the too-easy
82
Luwei Rose Luqiu, ‘The Reappearance of the Cult of Personality in China’, East Asia, 33:4 (2016), 289–307, https://doi.org/
10.1007/s12140-016-9262-x.
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X. MÁRQUEZ
functional interpretation of cult phenomena as ‘legitimizing’ strategies: while cults can
legitimize, they sometimes work without legitimation, and can produce effects beyond
legitimation.
Disclosure statement
No potential conflict of interest was reported by the author.
Notes on contributor
Xavier Márquez is a Senior Lecturer in Political Science at Victoria University of Wellington. He is
the author of Non-democratic Politics: Authoritarianism, Dictatorship, and Democratization
(London: Palgrave, 2016).
ORCID
Xavier Márquez
http://orcid.org/0000-0001-7653-9334