Journal of Human Evolution 59 (2010) 321e339
Contents lists available at ScienceDirect
Journal of Human Evolution
journal homepage: www.elsevier.com/locate/jhevol
Taphonomic analysis of the Middle Stone Age faunal assemblage from
Pinnacle Point Cave 13B, Western Cape, South Africaq
Jessica C. Thompson
School of Social Science, University of Queensland, Brisbane, QLD 4072, Australia
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 26 May 2008
Accepted 2 July 2009
A detailed taphonomic analysis is provided for the mammalian and tortoise faunal assemblages from
Pinnacle Point Cave 13B (PP13B). It is the first of several reports on the fauna from this site, and must
necessarily precede analyses focused on higher level interpretations of Middle Stone Age (MSA) butchery,
transport, and hunting behavior. The taphonomic work shows that the faunal assemblage is well
preserved and there are discernable differences in the taphonomic pathways to which the fauna was
subjected at PP13B between the Middle and Late Pleistocene, between the front and back of the cave, and
between body size classes. The largest mammals (size classes 2e5, body weight >24 kg) were mainly
accumulated by MSA hominins. Size class 1 ungulates also exhibit a degree of hominin modification
consistent with some hominin accumulation of fresh carcasses, but this is more variable through time
and includes an observable degree of independent carnivore contribution. Basic taxonomic comparisons
reveal a low representation of small mammals, tortoises, and marine mammals at PP13B relative to larger
(>4.5 kg) terrestrial mammals. This is a different pattern from other MSA sites along the southwestern
coast of South Africa, where small mammals and tortoises are abundant. A microscopic study of the bone
surfaces confirms that MSA hominins exploited these small faunal components opportunistically, while
focusing most heavily on large terrestrial ungulates. All faunal components show evidence of carnivore
scavenging of hominin food debris and a high degree of density mediated destruction. Raptors are at no
point implicated as major accumulators of any fauna. The study demonstrates that the full spectrum of
MSA faunal exploitation can only be understood when the large mammal, small mammal, and tortoise
components of fossil assemblages have all been subjected to comprehensive taphonomic analyses.
Ó 2010 Published by Elsevier Ltd.
Keywords:
Zooarchaeology
Taphonomy
Introduction
Faunal exploitation strategies during the Middle Stone Age
(MSA) and Middle Paleolithic have figured prominently in discussions of the timing and nature of the origins of modern human
behavior (Stiner, 1993; Marean and Assefa, 1999; McBrearty and
Brooks, 2000). These exchanges have focused on ability to hunt
large or dangerous ungulates (Klein, 1976, 1989; Binford, 1984;
Milo, 1998; Marean et al., 2000; Clark and Plug, 2008; Faith,
2008), ability to make intensive use of seasonal resources (Klein
et al., 1987), and capacity to exploit flying and swimming animals
(Klein, 1975). In addition to epistemological complications with this
list making approach (Henshilwood and Marean, 2003), there are
also persistent methodological problems in the collection and
analysis of zooarchaeological data that have interfered with the
ability of researchers to make confident interpretations about MSA
faunal exploitation behavior.
q This article is part of ‘The Middle Stone Age at Pinnacle Point Site 13B, a Coastal
Cave near Mossel Bay (Western Cape Province, South Africa)’ Special Issue.
E-mail address: jessica.thompson@uq.edu.au.
0047-2484/$ e see front matter Ó 2010 Published by Elsevier Ltd.
doi:10.1016/j.jhevol.2010.07.004
Most conclusions have been based on assemblages that have
had no or limited published taphonomic analyses (Klein, 1975,
1976, 1977, 1978a,b; Binford, 1984; Milo, 1998; Klein et al., 1999;
Henshilwood et al., 2001; Clark and Plug, 2008). Without such
analyses unjustified attribution of patterning in zooarchaeological
data may be made to hominin behavior. In order to avoid such an
issue, this paper provides the necessary first component of an
overall zooarchaeological analysis of the fossil assemblage recovered from Pinnacle Point Cave 13B (PP13B) during the 2000e2006
excavations. Through analyses of bone preservation, fragmentation,
differential destruction, and surface modification it reconstructs
the taphonomic pathways undergone by different species and body
size classes of animals during different time periods. The analyses
provide a basis for understanding the timing and agencies of bone
accumulation and modification. They reveal the roles played by
different faunal components in MSA diet and recommend adjustments that are necessary before proceeding to higher level inferences about hominin behavior.
This is the first taphonomic study of an MSA faunal assemblage
in southern Africa to be presented using methods identical to those
from the more recent MSA site of Die Kelders Cave 1 (DK1; Marean
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
et al., 2000). Explicit comparisons are now possible between these
two assemblages, but until similar studies are done for other sites
only general comparisons can be made to other important collections such as Blombos Cave (BBC), Boomplaas (BPS), Klasies River
(KR), and Ysterfontein 1 (YS1; Fig. 1). This study is also the first to
undertake a comprehensive microscopic analysis of the small
mammal and tortoise components of an MSA assemblage, thus
offering a more comprehensive picture of MSA faunal exploitation.
Fish and birds were present in the sample, but were in such small
quantities that they are not considered here (n ¼ 19 and n ¼ 57,
respectively). Because of space limitations, separate papers will
present more detailed interpretations of hominin butchery, transport, and hunting at PP13B through analyses of cut marks,
percussion marks, and skeletal element representation.
Background to Pinnacle Point Cave 13B
PP13B is a large coastal cave located near the modern town of
Mossel Bay, Western Cape Province, South Africa. The site is within
a few minutes walk of several other caves containing MSA deposits
and is to date the most intensively studied of these (Nilssen and
Marean, 2002; Marean et al., 2004b, 2007; Brown et al., 2009).
Although PP13B is a cavity cut by wave action into cliffs of quartzitic
Table Mountain Sandstone, a capping calcrete at the top has
contributed to the good preservation of fossil fauna at the site. The
artifactual assemblage is dominated by unretouched flakes and
flake blades on quartzite, although very early examples of bladelet
technology are also present on both quartzite and silcrete in older
consolidated deposits at the site (Marean et al., 2007). Ochre is not
abundant but is present and was clearly being transported to PP13B
for pigment extraction by rubbing or grinding (Marean et al., 2007).
The archaeological deposits likely began between 174 ka and
153 ka, although a small amount of anthropogenic deposit below
the location of this age estimate can only be maximally dated to the
same age as the non-anthropogenic layers at the base of the
sequence at 349 ka (Jacobs, 2010; Marean et al., 2010). External
dune formation invaded and blocked the mouth of the cave,
precluding human occupation between ca. 91 and 39 ka, after
which the cave reopened (Marean et al., 2010). Optically stimulated
luminescence (OSL) and uranium-series dates from PP13B indicate
that there was not much reoccupation at the site after the cave
reopened. Therefore, the majority of fossils reported here, began
their depositional history with the cold period of early Marine
Isotope Stage (MIS) 6, continued through the very warm MIS 5e,
and eventually ended near the close of a cooler MIS 5b.
Most sediment at PP13B is unconsolidated, except for sections
along the sides of the cave where Lightly Cemented MSA (LC-MSA)
deposits capped by a flowstone have been attached to the walls.
Excavations have sampled relatively shallow (less than 1 m)
deposits at the front (Eastern area) of the cave and the deeper
deposits at the rear (Western area) of the cave. The LC-MSA units
are also located at the front of the cave. Both the front and back
contain deposits that date to MIS 6 and to MIS 5, enabling both
spatial and chronological evaluations of the faunal assemblagedalthough the sample of fragments from MIS 6 at the back of
the cave is so small (n ¼ 120) it limits some analyses.
Fig. 1. Location of PP13B relative to sites discussed in the text.
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Methods
The faunal assemblage reported here consists of both piece
plotted specimens and specimens that have been recovered from
the 10 mm and 3 mm screens. It does not include pieces of
trabecular bone, bits of cortical bone with no evidence of having
a medullary cavity or having otherwise come from a long bone, or
fragments of cortical bone with no facets, diagnostic shape, or
muscle markings that could indicate even an approximate location
in the skeleton. The analyzed assemblage does include less identifiable fragments such as pieces of enamel, long bone, crania, and
tortoise carapace/plastron that are not assignable to a specific
element. No size cut off was used. All specimens were cleaned with
fresh water and given individual numbers for a total Number of
Identified Specimens (NISP) of 18,590 larger mammals (>4.5 kg live
weight), 407 small mammals, and 4418 tortoises.
Some of this material came from disturbed or filled areas, recent
surface sediments, or non-anthropogenic basal layers. Unless
otherwise indicated all data analyzed here are from only well-dated
and well-provenienced sediments (NISP ¼ 12,889 larger mammals,
281 small mammals, and 2822 tortoises). The stratigraphic aggregates as defined by Marean et al. (2010) have been divided into
eight well-understood analytical units. These underlie all analyses
of the fauna from PP13B (Table 1). Because many analyses focus on
subcomponents of the assemblage for which sample sizes are
small, some results are presented in larger terms of MIS 5
(a warmer period <128 ka) versus MIS 6 (a colder period >128 ka).
These cases are identified in the text.
All data collection was conducted at Iziko: South African
Museums of Cape Town. Each numbered specimen was entered as
an individual record into a customized Microsoft Access database.
Attributes such as element, side, taxon, and body size were entered
along with macroscopically visible taphonomic attributes such as
fragmentation (Villa and Mahieu, 1991) and burning (used here in
terms of present/absent and based on basic color changes such as
carbonization or calcination). Each specimen was then examined
under a 10e40 binocular zoom light microscope for more subtle
taphonomic indicators such as weathering (Behrensmeyer, 1978),
rodent gnawing, and post-depositional surface destruction
(Thompson, 2005). Tooth, percussion, and cut marks were identified using the criteria of Blumenschine et al. (1996), for which the
author has taken blind tests on specimens modified by known
agents. These data were collected during the publication of arguments regarding the revision of criteria for distinguishing between
carnivore tooth marks and geochemical etching and bioerosion
(Domínguez-Rodrigo and Barba, 2006, 2007; Blumenschine et al.,
2007). As such, only high confidence marks of any kind are presented here.
Each fragment that could be identified to element and confidently placed on a template of that element was drawn into a GIS
image analysis program developed by Marean et al. (2001) and
linked by specimen number to the external database created in
Access. The minimum number of elements (MNE) was estimated
from these GIS images on the principle of overlaps: where two
fragments overlap on a given element they cannot be from the
same individual (Marean et al., 2001). This technique provides
a way to rapidly and effectively estimate MNE values from any given
subset of data without manually revisiting the collection, but as
with any method of estimating MNE values it may miss an overlap
or indicate a very slight overlap (in terms of pixels) where one is
lacking (Lyman, 2008). All images produced by the program were,
therefore, inspected for areas where the MNE value may have been
inflated in this way, and the smallest number of definite overlaps
was the one recorded as the MNE.
The digital fragment records underlying each image were used
to quantitatively evaluate the relationship between bone portion
representation and bone density using the long bone zones
described by Abe et al. (2002). The area represented within each
zone was calculated and multiplied by its MNE value. For
example, if the distal shaft zone was represented by some areas
with an MNE of one, some with an MNE of two, and some with an
MNE of three, these areas were tabulated and multiplied by one,
two, and three, respectively. These were then added to obtain the
total area count (in pixels) within that zone. The proportion of the
total area that falls within the five zones was then expressed as
a percentage. Once quantified, these proportions were input as
the y-axis into a regression analysis with density as the x-axis
(density values are from computed tomography [CT] scans of
a sheep skeleton in Lam et al. [1998]). Spearman’s Rho was then
used to assess the degree of correlation between bone portion
density and representation (Thompson and Marean, 2009), as this
non-parametric test is less susceptible to small sample sizes and
influence by outlying points.
Three other statistical tests were employed in analysis. A
Chi-square test was used to examine the likelihood of independence between two nominal or ordinal variables (e.g., body size and
analytical unit). Fisher’s Exact Test was used on two-way tables of
data where small sample sizes made a Chi-square test inappropriate. This provided a way to assess if a given proportion of data in
one analytical unit was statistically different from the proportion of
data in another analytical unit. The 95% confidence limits were
determined using Wald’s adjusted method (Agresti and Coull, 1998)
for proportional data for which large numbers of analytical units
required comparison (e.g., proportion of fracture angles that are
right or proportion of shaft fragments bearing a percussion mark).
Where these confidence intervals overlapped, two proportions
Table 1
Minimum and maximum ages of sediments and NISP from analytical units used in the PP13B faunal analysisa
MIS
Overall climate
Min age (ka)
Max age (ka)
PP13B Analytical unit
Lg. mamm.
Sm. mamm.
Tortoise
3
5b
5b
5c
5b & 5d
5c
5d
5e
6
6
Cold
Cool
Cool
Warm
Cool
Warm
Cool
Very Warm
Cold
Cold
38.9
91.6
91
91
94
91
106
120
164 (94)
153
38.9
91.6
94
102
134
98
114
130
159 (349)
174
Re-opening of cave
Initial sealing of cave
Light Brown Sand 1 (Western)
Upper Dark Brown Sand Units (Western)
Light Brown Gray Sand (Western)b
Shelly Brown Sand/Upper Roof Spall (Eastern)
Lower Roof Spall (Eastern)
LC-MSA Middle/Lower Dune
Lower Dark Brown Sand Units (Western)c
LC-MSA Lower
N/A
N/A
639
2449
1161
4423
1283
277
120
2537
N/A
N/A
9
54
22
101
49
3
2
41
N/A
N/A
245
536
114
701
292
65
24
845
a
b
c
Ages and stratigraphic assignments are summarized from U-series and OSL data in Marean et al. (2010) and Jacobs (2010).
Includes at least two occupations (at w98 and w122) with a hiatus or truncation between.
Most likely ages based on context with radiometric minima and maxima given in brackets.
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
were determined to be statistically indistinguishable and differences between the two may be attributed to sampling error.
Basic assemblage description
Overall taxonomic abundances
Taxonomic representation at PP13B is heavily weighted in favor
of larger mammals using Brain’s (1981) size classes 1e5 (>4.5 kg
live weight). Relative to other MSA faunal accumulations in the
Western Cape, the collection from PP13B is impoverished in small
fauna (Klein and Cruz-Uribe, 2000; Henshilwood et al., 2001;
Halkett et al., 2003; Klein et al., 2004). By NISP, a full 80% of the
total identifiable fragments are large mammals, while only 2% are
small mammals such as hares (Lepus spp.), hyraxes (Procaviidae),
and small carnivores. The remaining 18% are tortoises such as the
angulate tortoise (Chersina angulata) and the pancake tortoise
(Homopus areolatus).
Table 2 shows the relative abundances of small mammals, large
mammals, and tortoises for the entire sample of fauna from PP13B
in comparison to other MSA sites in the Cape Provinces of South
Africa. Small fauna are further broken down by genus and species
where available. Unfortunately, only counts for the Minimum
Number of Individuals (MNI) are available for KR and BPS (Klein,
1976, 1978a). This is problematic because MNI values cannot be
accurately added for all the layers of a site for a grand total, and MNI
values based on separate layers are often so small that they are
relatively meaningless (Klein, 1976; Grayson, 1984; Lyman, 2008).
The totals given here for KR and BPS are therefore to be used as
a rough measure of comparison only.
Two values are reported for PP13B in Table 2. The first is a true
value of the NISP of each category, with ID specimens referring to
those taxonomically identifiable to the order level or below. The
second is an adjusted value to ensure the data from PP13B are
comparable to other MSA sites. At these sites mammal counts are
based on epiphyseal portions of elements, horn core tips and bases,
and teeth identifiable to the family level or below (Klein and CruzUribe, 1984). The adjusted values for tortoises in Table 2 represent
only complete distal humeri, following the reporting methods used
at other MSA sites (Klein and Cruz-Uribe, 2000; Henshilwood et al.,
2001; Klein et al., 2004).
PP13B is the first site for which complete tortoise NISP data are
available for all elements, including less identifiable carapace/
plastron fragments. Because very tiny fragments of tortoise bone
can easily be identified as such, a straight NISP comparison to
identifiable large mammalian fauna should show inflation of
tortoise representation. Small mammal fragments may also be
better represented than large mammals because small absolute
fragment sizes can still preserve a large portion of identifiable bone
morphology. This makes the relative paucity of small mammal and
tortoise remains at PP13B even more striking.
Taxonomic abundances of large mammals
Because of the relatively small numbers of fragments that could
be reliably identified to species or even genus, all large mammal
data are given here in terms of body size and general taxonomic
category at the family level or above. This is a standard way to
present important basic taxonomic data in African zooarchaeology,
where the diversity of ungulates, particularly bovids, makes it
difficult to identify the species based on fragmented bone (Brain,
1981; Klein and Cruz-Uribe, 1984). Some examples of species
from each body size class that were identified from the same
sample (Rector and Reed, 2010) include, but are not limited to:
grysbok/steenbok (Raphicerus spp., size 1), springbok (Antidorcas
spp., size 2), wildebeest (Connochaetes spp., size 3), eland (Taurotragus oryx, size 4), and hippopotamus (Hippopotamus amphibius,
size 5).
Table 3 shows a summary by NISP of the sizes 1e5 mammals
from the eight well-understood analytical units at PP13B. It is
immediately apparent that the site has low representation of
marine versus terrestrial mammal bone. Marine mammals lack
long bones with a medullary cavity that is surrounded by a dense
cortical shaft. Relative to terrestrial mammals, this may reduce the
degree of differential density throughout the skeleton, resulting
in fewer outstandingly dense element portions in the long
bonesdalthough this has not been quantified using the same
density measures as for terrestrial mammal bones (Lam et al., 1998,
2003). Relative proportions of dental fragments, which are among
some of the densest elements in the skeleton, show that of the 136
tooth fragments identifiable beyond the generic ‘Mammal’ category
only one is from a marine mammal (a seal). If there was no reason
that terrestrial mammal crania were transported more often than
marine mammal crania, then the very low proportion of marine
mammals is not an artifact of a high degree of differential
destruction.
Reported proportions of marine mammals relative to large
terrestrial mammals by NISP are also low at other coastal MSA sites,
Table 2
NISP of large mammals, small mammals, and tortoises at PP13B compared to data from nearby MSA sitesa,b
Taxon
Carnivora
Lepus spp.
Procaviidae
Bathyergus suillus
Erinaceus frontalis
Hystrix africaeaustralis
Chersina angulata
Homopus areolatus
N/A
N/A
N/A
N/A
N/A
a
b
c
d
Common name
Carnivores
Hares
Hyraxes
Cape dune mole rat
Hedgehog
Porcupine
Angulate tortoise
Pancake tortoise
Small Mammal (indet.)
Tortoise (indet.)
Total ID Small Mammal
Total ID Tortoise
Total ID Large Mammal
Middle Stone Age site
PP13B Raw
PP13B Adjusted
YF1
DK1
BBC
KR1c
KR1Ac
BPSc
5
14
33
0
0
0
349
158
355
3911
52
507
2576
5
12
31
0
0
0
5
4
N/A
1
48
10
1596
0
1
0
172
0
4
N/A
N/A
N/A
N/A
177
34
101
352
16,128
2753
150,167
69
25
N/A
N/A
N/A
N/A
169,494
4213
30,199
35
72
767
890
20
2
N/A
N/A
N/A
N/A
1786
620
2323
21
1
51
7d
0
22
N/A
N/A
N/A
N/A
102
N/A
530
6
0
33
0
0
4
N/A
N/A
N/A
N/A
43
N/A
216
1
5
0
0
0
0
N/A
N/A
N/A
N/A
6
N/A
174
Klein, 1976, 1978a; Klein and Cruz-Uribe, 2000; Henshilwood et al., 2001; Halkett et al., 2003; Klein et al., 2004.
YF1 ¼ Ysterfontein 1, DK1 ¼ Die Kelders Cave 1, BBC ¼ Blombos Cave, KR ¼ Klasies River, BPS ¼ Boomplaas.
These sites are only reported by the minimum number of individuals (MNI).
Only Cape mole rats (Georychus capensis) are reported from this site.
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Table 3
Basic taxonomic and body size representation by NISP for each analytical unit
Body size
Analytical unit
MIS 5
Class Mammalia
Terrestrial mammal
Marine mammal
Order Carnivora
Family Hyenidae
Family Otariidae/Phocidae
Order Primates
Superorder ungulata
Order Artiodactyla
Family Bovidae
Family Suidae
Family Hippopotamidae
Order Perissodactyla
Family Equidae
Family Rhinocerontidae
1
2
3
4
5
Indet.
1
2
3
4
5
Indet.
1
2
3
5
Indet.
1
2
3
2
1
2
3
2
1
2
3
4
5
Indet.
1
2
3
4
5
1
2
3
4
5
Indet.
2
5
4
4
5
MIS 6
LB Sand 1
Upper DBS
LBG Sand
SB Sand/Upper RS
Lower RS
LC-MSA
Middle/Lower Dune
Lower
DBS
LC-MSA
Lower
32
20
15
6
3
198
49
44
56
10
4
72
1
1
0
0
1
0
2
0
0
0
0
0
1
5
4
7
9
0
1
0
3
0
0
0
21
22
19
11
4
17
0
0
0
1
0
144
77
76
31
14
779
168
162
206
74
13
192
4
0
3
0
5
0
2
0
0
1
7
1
0
14
23
39
12
4
10
4
4
2
0
0
75
101
87
40
1
70
1
1
0
1
1
27
26
23
8
3
483
39
56
106
23
3
118
0
0
1
0
0
4
3
0
2
1
1
1
1
4
6
15
9
5
3
0
3
2
1
0
30
40
34
11
4
60
1
0
1
3
0
294
167
147
38
3
1145
410
405
495
102
13
221
5
4
3
0
7
8
6
2
0
0
7
4
0
34
47
46
17
2
7
9
16
11
1
0
188
173
175
16
2
192
0
0
0
1
0
88
38
20
5
1
469
134
128
74
9
3
113
0
0
0
1
6
1
1
0
0
0
1
0
0
10
8
9
1
0
2
3
1
3
0
1
61
50
17
3
0
20
1
0
0
1
0
7
4
2
0
0
46
46
39
26
7
0
63
0
1
0
0
0
0
0
0
0
0
0
0
0
3
2
3
1
0
0
0
0
1
0
0
12
6
6
0
0
2
0
0
0
0
0
4
5
1
0
0
46
1
8
6
0
0
12
0
0
1
0
0
3
0
0
1
0
0
0
0
0
1
1
0
0
2
0
1
0
0
0
5
4
3
2
0
13
0
0
0
0
0
71
46
63
17
1
689
276
342
304
61
11
357
5
1
1
1
8
2
0
0
0
0
0
0
0
13
17
30
13
1
13
2
10
5
0
0
30
57
47
8
1
34
0
0
0
0
0
but not as low as at PP13B: 5% at DK1, (Klein and Cruz-Uribe, 2000),
10% at BBC, (Henshilwood et al., 2001), and 8% at YS1, (Halkett et al.,
2003)dthough the last sample is very small. Proportions appear to
be much higher at Klasies River, but these data are based on the
summed MNI and are likely overestimates: 15% at KR Cave 1, 37% at
KR Cave 1A, and 38% at KR Cave 1B (Klein, 1976). Despite a fluctuating shoreline, the ocean was within marine resource transport
distance to PP13B more often during MIS 5 than MIS 6 (Marean
et al., 2007: their Supplementary Video). Marine resources of all
types might therefore be expected to be most abundant in the
deposits dating to MIS 5. However, at PP13B there is very little
variation in marine mammal representation between analytical
units (proportions of fragments that could be identified as either
marine or terrestrial mammal that are marine range between 1.6%
and 0.5%) and there are shellfish throughout (Marean et al., 2007).
There is slightly higher marine mammal representation in MIS 5
(1.2%) than MIS 6 (1.0%). Although this is the expected direction of
difference, Fisher’s Exact Test does not show this to be a significant
difference (p ¼ 0.6947). The low overall abundance of marine
mammals during both time periods shows that although MSA
populations may have had access to marine resources at various
intervals throughout the course of the site’s occupation, acquiring
and transporting marine mammals to PP13B did not comprise
a substantial portion of the overall subsistence strategy.
Ungulate taxa are 97.4% by NISP of terrestrial mammal specimens identifiable to the superorder or below. Ungulates are
distributed nearly evenly between size classes 1 and 3 (89.9% of all
ungulates identifiable to body size), with a small contribution of
larger sizes 4 and 5 specimens (10.1% of all ungulates). A full 99% of
specimens that could be identified to the family level or below were
bovids (with the remainder belonging to the families Equidae,
Suidae, Rhinocerontidae, and Hippopotamidae). The uniformity of
the assemblage suggests that the majority of less identifiable
specimens are also from sizes 1e3 bovids. The remainder includes
primates (0.1%) and large carnivores (1.6%)dmost of which are
represented by small tooth fragments identifiable only to the order
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
level. The three specimens attributed to the Hyenidae are two
halves of a complete fibula and a single scapholunar. The low
carnivore representation is an excellent indication that the site was
not extensively used by denning carnivores such as hyenas, as den
sites often have high proportions of carnivore remainsdmany of
which are juveniles (Stiner, 1991). However, it does not rule out the
possibility that carnivores used the site transiently either as
a temporary lair or as scavengers after human occupation.
Patterning in body size abundances is apparent when the data
are divided into spatial (i.e., front versus back), chronological (i.e.,
MIS 5 versus MIS 6), and body size groupings (Fig. 2). Small fauna
(sizes 1 and 2) are more abundant at the entrance of the cave and
large fauna (sizes 3, 4, and 5) are relatively more abundant at the
rear. A Chi-square test shows a highly significant association
between location in the cave and proportions of different body size
classes (Chi-square value ¼ 1675.3; D.F. ¼ 5; p-value <0.0001), and
does not appear to be influenced by wildly high or low proportions
in any single square. This spatial difference could be because the
relative contributions of potential human, carnivore, and raptor
accumulators differed between the front and the back of the cave,
because there was one primary accumulator that differentially
distributed larger mammal bones toward the rear, or because larger
mammal bones were differentially fragmented according to body
size in the two areas.
Body sizes are also significantly different in their distributions
between MIS 5 and MIS 6 (Chi-square value ¼ 13763; D.F. ¼ 5,
p-value <0.0001). Specifically, size 1 ungulates are more common
during MIS 5, and very large ungulates (size 5) are more abundant
in MIS 6dalthough samples for this largest size class are quite
small overall. An obvious question is whether the spatial and
chronological patterns are related, with the smallest fauna being
more common at the front of the cave where a larger sample from
MIS 5 is also available.
When the NISP of size 1 versus all other body sizes is examined
within the more detailed categories of front/MIS 5, back/MIS 5,
front/MIS 6, and back/MIS 6, only front/MIS 5 has a higher
proportion of size 1 fauna (26.2% versus 21.7%e21.8% in the other
three groupings). Fisher’s Exact Test shows that this difference is
highly significant when front/MIS 5 is compared to all other
groupings (p < 0.0001). This indicates that size 1 fauna is truly
more abundant in MIS 5, and during this time period there was
additional input of size 1 fauna at the front of the cave.
The slightly higher representation of size 1 fauna from MIS 5
may have been climatically driven: local environments during
warmer periods could have resulted in habitats favoring small, pair
bonded antelope such as grysbok and steenbok, which use elusive
hiding as their primary predator defense system (Skinner and
Chimimba, 2005). During colder MIS 6 times, local vegetation
may have favored herding ungulates that preferred aggregation
and speed for predator defense. The predator in question could
have been either MSA hominins or carnivores. In the case of the size
1 fauna, the primary predator may even have been raptors, as at
DK1 (Marean et al., 2000). The pattern could also be because the
agent of accumulation differed during these periods (or contributed
differently to the faunal assemblage).
A Chi-square test was used to examine how the distributions of
body sizes between two analytical units compared to one another
individually, without being placed into larger aggregates (Table 4).
For these analyses, size 5 fragments are not included because some
analytical units would have a value of zero, which cannot be used in
a Chi-square test. Most p-values are highly significant below the
a ¼ 0.05 level, indicating a high likelihood of association between
analytical unit and body size distribution. This shows that although
the relative body size abundances from various analytical units
appear similar, they are subtly and significantly different both
within and between chronological and spatial aggregates. These
results suggest that the large mammals at PP13B have had
a complex taphonomic history that was in part guided by prey body
size and is not easily explained by broad-scale environmental
changes. The data also raise several important questions about the
agent(s) of accumulation that must be answered for each analytical
unit and body size class at PP13B.
Taxonomic abundances of small fauna
Fig. 2. Large mammal body size representation broken down by front versus back of
the cave (a) and MIS 5 versus MIS 6 (b).
Because of small sample sizes, it is difficult to interpret taxonomic abundances for the small mammal assemblage from PP13B;
however, the presence of hares and hyraxes indicate relative
proximity to both rocky outcrops and more level, vegetated environments (Skinner and Chimimba, 2005). One anomaly in the
taxonomic patterning is the absence of Cape dune mole rats
(Bathyergus suillus). These large rodents average about 1 kg in
weight and are a common component of other coastal MSA faunal
assemblages in the Cape (Klein and Cruz-Uribe, 2000; Henshilwood
et al., 2001; Klein et al., 2004). These rats are sensitive ecological
indicators of the surrounding landscape, and today they are
restricted to the littoral zone in the Western Cape Province in areas
with sand dunes or loose, sandy soil (Jarvis and Bennett, 1991).
Where available, they have been a documented part of the diets of
raptors, mammalian carnivores, and humans (Henshilwood, 1997;
Skinner and Chimimba, 2005). The tops of the cliffs in which
PP13B is set would have provided suitable habitat at several points
in the cave’s history, so the absence of Bathyergus suillus begs
a taphonomic explanation that will be explored in the next section.
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Table 4
Results of Chi-square tests comparing the body size distributions between analytical units
D.F.
Analytical unit 1
Analytical unit 2
Test statistic
MIS 5 vs. MIS 5
4
4
4
4
4
4
4
4
4
4
4
4
4
4
4
Light Brown Sand 1
Light Brown Sand 1
Light Brown Sand 1
Light Brown Sand 1
Light Brown Sand 1
Upper Dark Brown Sand
Upper Dark Brown Sand
Upper Dark Brown Sand
Upper Dark Brown Sand
Light Brown Gray Sand
Light Brown Gray Sand
Light Brown Gray Sand
Shelly Brown Sand/Upper RS
Shelly Brown Sand/Upper RS
Lower Roof Spall
Upper Dark Brown Sand
Light Brown Gray Sand
Shelly Brown Sand/Upper RS
Lower Roof Spall
LC-MSA Middle/Lower Dune
Light Brown Gray Sand
Shelly Brown Sand/Upper RS
Lower Roof Spall
LC-MSA Middle/Lower Dune
Shelly Brown Sand/Upper RS
Lower Roof Spall
LC-MSA Middle/Lower Dune
Lower Roof Spall
LC-MSA Middle/Lower Dune
LC-MSA Middle/Lower Dune
0.7560
12.7750
11.0610
48.0240
8.9393
14.9460
38.1510
96.5070
15.3330
40.7470
116.1800
31.0910
64.3710
6.8325
3.6631
0.9443
0.0124
0.0259
<0.0001
0.0626
0.0048
<0.0001
<0.0001
0.0041
<0.0001
<0.0001
<0.0001
<0.0001
0.1450
0.4535
MIS 5 vs. MIS 6
4
4
4
4
4
4
4
4
4
4
4
4
Light Brown Sand 1
Upper Dark Brown Sand
Light Brown Gray Sand
Shelly Brown Sand/Upper RS
Lower Roof Spall
LC-MSA Middle/Lower Dune
Light Brown Sand 1
Upper Dark Brown Sand
Light Brown Gray Sand
Shelly Brown Sand/Upper RS
Lower Roof Spall
LC-MSA Middle/Lower Dune
Lower Dark Brown
Lower Dark Brown
Lower Dark Brown
Lower Dark Brown
Lower Dark Brown
Lower Dark Brown
LC-MSA Lower
LC-MSA Lower
LC-MSA Lower
LC-MSA Lower
LC-MSA Lower
LC-MSA Lower
4.8287
6.1586
7.2061
4.0573
5.2261
3.2046
9.5438
24.6660
21.1800
15.0320
79.5170
13.2990
0.3053
0.1876
0.1254
0.3983
0.2649
0.5242
0.0489
< 0.0001
0.0003
0.0046
<0.0001
0.0099
MIS 6 vs. MIS 6
4
Lower Dark Brown Sand
LC-MSA Lower
2.1967
0.6996
The tortoise sample was large enough for a detailed analysis of
fragments from the eight well understood analytical units at PP13B.
Of these, only 13% (n ¼ 356 of 2822) could be identified to species.
By NISP, the pancake tortoise makes up 27% of this portion of the
assemblage. The angulate tortoise comprises 73%, and five fragments in the assemblage are unidentified large chelonians. These
species abundances at PP13B are quite unusual in comparison to
other MSA sites such as DK1, BBC, and YF1 where only one species,
the angulate tortoise, is reported (Klein and Cruz-Uribe, 2000;
Henshilwood et al., 2001; Halkett et al., 2003; Klein et al., 2004).
Although tortoise representation at PP13B is unusual compared
to other MSA sites, it is the others that have the unexpected pattern.
Today, the Western Cape lies within the geographic ranges of the
angulate tortoise, the pancake tortoise, and the leopard tortoise
(Geochelone pardalis). The helmeted turtle (Pelomedusa subrufa) is
also found here (Boycott and Bourquin, 1988). In most instances, if
a faunal collection samples the immediate faunal community,
species richness is expected to decrease with decreasing sample
size (Grayson, 1984, 1991). However, the comparatively small
tortoise sample from PP13B has higher species richness than do
other MSA sites and is a closer approximation of what is today the
local ecological situation. During MIS 6, the angulate tortoise makes
up a relatively higher proportion of the total NISP identifiable to
species than in MIS 5 (72% versus 82%, respectively), but Fisher’s
Exact Test does not find this difference to be significant
(p ¼ 0.1682).
MNE and MNI estimates were conducted at PP13B for all identifiable elements, including carapace and plastron fragments that
could be assigned to their correct number within the skeleton
(Fig. 3). The total MNI for the angulate tortoise is eight (on xiphiplastra and femora), the total MNI for the pancake tortoise is four,
(on xiphiplastra and marginals), and the total MNI for all tortoises
at PP13B is 12 individuals based on femora. Some tortoise elements
Sand
Sand
Sand
Sand
Sand
Sand
p-Value
(such as costal and neural fragments) are less easily assigned
a specific location in the skeleton, and thus appear underrepresented in the MNE estimates. For all species, the highest MNE
estimates occur on both shell and limb elements. This indicates that
an understanding of tortoise representation and the potential role
of small fauna in MSA diet at other sites requires a thorough
taxonomic study that includes representative elements from all
portions of the skeleton.
Agent of accumulation
Large mammals
Unraveling the complex taphonomic histories of assemblages
with multiple possible accumulators is one of the most challenging
tasks in zooarchaeology. It is also one of the most important,
because interpretations of hominin subsistence behavior rely on
analyses that use only components of a given assemblage that were
actually collected and/or modified by the hominins in question.
Cave assemblages are particularly suspect in having had multiple
accumulators because caves act as focal points on the landscape to
which carnivores, raptors, rodents, hominins, and abiotic processes
(such as running water) all bring bones that will eventually become
fossils (Brain, 1981; Lyman, 1994). Large mammal zooarchaeology
benefits from a variety of actualistic and naturalistic studies that
bridge the interpretive gap between the behavior of various bone
modifiers and the physical effects they have on a bone accumulation. These analyses include the sizes and types of elements that are
present (Marean and Spencer, 1991; Marean et al., 1992; Pickering
et al., 2003) and the microscopic traces that are left on
bone surfaces (Blumenschine, 1986, 1995; Blumenschine and
Selvaggio, 1988; Capaldo and Blumenschine, 1994; Selvaggio,
1994; Blumenschine et al., 1996; Dominguez-Rodrigo, 1997, 2008;
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Fig. 3. MNE estimates on carapace and plastron elements for the pancake tortoise
(Homopus areolatus), angulate tortoise (Chersina angulata), and all tortoises combined.
Capaldo, 1998; Selvaggio and Wilder, 2001; Domínguez-Rodrigo
and Piqueras, 2003; Pickering et al., 2004; Domínguez-Rodrigo
and Yravedra, 2009).
Initial assessment of taphonomic processes A taphonomic
analysis must begin with the identification of any systematic biases
in the assemblage that may have been caused by differential
preservation, destruction, or analytical bias. One problem in MSA
zooarchaeological studies has been the interpretation of data based
on analyses that are limited to the most readily identified elements
and element portions, such as the epiphyseal ends of long bones
(Klein and Cruz-Uribe, 1984; Bartram and Marean, 1999; Klein et al.,
1999). This approach has been critiqued (Bartram and Marean,
1999) because although epiphyses and elements which are made
mainly of trabecular bone, are highly identifiable, they are also
the most susceptible to density mediated destructive processes
such as carnivore ravaging and sediment leaching (Klein and
Cruz-Uribe, 1984; Marean and Spencer, 1991; Lam et al., 2003;
Cleghorn et al., 2004). Skeletal element abundances in collections
recovered from numerous contexts and time periods that have
undergone such processes are characterized by what Marean
et al. (2004a) call a “Type II” pattern, where head and foot
elements are overrepresented relative to their expected
occurrence in a complete skeleton (Marean and Frey, 1997;
Bartram and Marean, 1999). Marean et al. (2004a) explain the
pattern in terms of differential survivorship of highly identifiable
portions of head and foot elements rather than purposeful
selection or transport by hominins.
Under some conditions dense long bone shafts can also be
secondarily modified or fragmented past the point of identification
by repeated episodes of wetting/drying and heating/cooling
(Conard et al., 2008), selection by rodents for gnawing (Thompson
et al., 2008), or shaping into bone tools by hominins. However, in
most cases these less easily identified portions survive well in
a manner that is predicted by their relatively high density, and they
are one of the most common components of a zooarchaeological
assemblage (Lyman, 1993; Lam et al., 2003). PP13B is a sheltered
environment with limited rodent gnawing from which only a single
bone tool has been recovered, so long bone shafts should be well
represented there (Thompson, 2008). Because of the impact any
form of differential destruction has on interpretations of hominin
behavior and involvement in a fossil assemblage, the possibility of
density-mediated destruction must first be examined at PP13B
before higher level inferences about the agent(s) of accumulation
can proceed.
PP13B strongly resembles one of the more typical shaft dominated assemblages. Seventy-six percent of long bone fragments in
the total sample from PP13B are shaft fragments, with 13% near
epiphysis shaft fragments (defined as a length of shaft with
a medullary cavity and some attached trabecular bone) and a mere
11% represented by epiphyseal portions. When ungulate bone
portion representation is plotted against bone portion density for
the entire assemblage, Spearman’s Rho confirms a highly significant positive correlation between the two variables (Rs ¼ 0.59867,
p ¼ 0.0005). This quantitatively documents an overall high degree
of differential destruction at the site in accordance with what one
would expect if this destruction was mediated by bone density.
Sample sizes were not sufficient to examine each analytical unit
separately, but when data were broken down chronologically and
by body size, a simple linear regression and Spearman’s Rho both
show a positive and highly significant correlation between bone
density and bone portion representation for all but one data subset
(Table 5).
Figure 4 shows this pattern for all analytical units and body sizes
combined and for small and large ungulates in MIS 5 and MIS 6.
Sample sizes from MIS 6 are extremely small, as evidenced by
Table 5
Spearman’s Rho correlations and p-values for bone portion representation versus
bone density for small (sizes 1 and 2) and large (sizes 3 and 4) ungulates during MIS
5 and MIS 6
Ungulate size
Dataset
Spearman’s Rho
p-Value
Small
Large
Small
Large
MIS
MIS
MIS
MIS
0.4315
0.6772
0.4587
0.5442
0.0160
<0.0001
0.0130
0.0040
5
5
6
6
the wide spread of data points, which indicates that
the correlations should be interpreted cautiously. Within the large
sample from MIS 5, the residuals for midshafts almost always fall
on or below the linear regression line. Thus, very dense portions are
often less well represented in the assemblage than predicted by
their density for all body sizes. In addition, for large ungulates
a clear pattern emerges for the epiphyses and near epiphysis shafts.
Epiphyses are even more poorly represented than expected, while
the residuals for near epiphysis shafts are nearly always positive.
This illustrates the complex interactions between bone density and
bone portion ‘identifiability’ in analysesdparticularly for animals
of a larger body size. Near epiphysis shafts often possess both
a dense midshaft portion that is likely to survive in addition to
a less dense but generally more easily identified near epiphysis
portion. Overall, the correlations in both MIS 5 and MIS 6 suggest
that smaller ungulates at PP13B have undergone less densitymediated attrition than have larger ungulates. This again may be
related to issues of relative fragmentation and ‘identifiability.’ The
details of these relationships and the implications this has for
interpretations of hominin behavior will be discussed in detail in
a separate paper.
Experimental and ethnoarchaeological studies have shown that
carnivore ravaging of a bone assemblage results in such a pattern of
density-mediated destruction and that ravaging is an extremely
common process even at sites where humans have nearly depleted
all nutrients from bones through marrow and/or grease extraction
(Marean and Spencer, 1991; Marean et al., 1992; Bartram, 1993;
Lyman, 1993, 1994; Lupo, 1995; Lam et al., 1998, 2003; Bartram
and Marean, 1999; Pickering et al., 2003; Cleghorn et al., 2004;
Thompson and Lee-Gorishti, 2007). The high degree of densitymediated destruction at PP13B suggests that carnivores were
at work and show that only the densest archaeological fragmentsdlong bone midshaftsdcan be used to confirm this through
analyses of surface modification (Blumenschine, 1986, 1995;
Blumenschine and Selvaggio, 1988; Capaldo and Blumenschine,
1994; Selvaggio, 1994; Blumenschine et al., 1996; DominguezRodrigo, 1997, 2008; Capaldo, 1998; Selvaggio and Wilder, 2001;
Domínguez-Rodrigo and Piqueras, 2003; Marean et al., 2004a;
Pickering et al., 2004; Domínguez-Rodrigo and Yravedra, 2009).
Preservation and fragmentation Because proportions of surface
modification on archaeological bones will be lowered by a high
degree of weathering, surface destruction, or post-depositional
fragmentation (i.e., when the bone is in a non-nutritive state), the
second stage of analysis must first assess and correct for these
factors (Abe et al., 2002; Thompson, 2005). One way to assess the
relative degrees of post-depositional fragmentation between
analytical units is by analysis of the completeness of compact
bones (Marean, 1991). These are rarely fragmented by humans or
carnivores while the bone is in a nutritive state, and if so they
bear a percussion mark, tooth mark, or gastric etching as
evidence. Bones bearing such modifications can then be excluded
from analysis, ensuring that fragmentation can be most reliably
attributed to processes such as sediment compaction or leaching
(Marean, 1991).
At PP13B samples of ungulate compact bones identifiable to
element were relatively small, and extremely small if each of the
eight analytical units is considered separately (n ¼ 74 for all units
combined). By following the procedures outlined by Marean (1991),
completeness indices were derived for unmodified carpals and
tarsals from MIS 5 versus MIS 6. The calcaneum was excluded
because the size of its marrow cavity invites differential fragmentation relative to the other bones of the wrist and ankle.
The average completeness index for MIS 5 is 80% (n ¼ 67), relative
to MIS 6 at 75% (n ¼ 7). Compact bones from small and large
ungulates may be differentially susceptible to post-depositional
fragmentation (Marean, 1991) and there are more small ungulates
in the MIS 5 deposits. Unfortunately, the sample from MIS 6 was
too small to assess this separately for both time periods, but
this pattern is apparent within MIS 5 (small ungulate average
completeness ¼ 81%; n ¼ 49 and large ungulate average
completeness ¼ 72%; n ¼ 18). The larger proportion of size 1 fauna
in MIS 5 deposits may, therefore, have resulted in less overall
fragmentation of compact bones.
Another measure of post-depositional fragmentation is long
bone fracture patterns: shafts that are broken while fresh tend to
retain oblique fracture angles and curved or V-shaped fracture
outlines, while shafts broken while in a ‘dry’ state tend to have right
fracture angles and transverse fracture outlines (Villa and Mahieu,
1991). The well-provenienced portion of the PP13B assemblage had
5795 long bone fragments, resulting in a potential 11,590 long bone
fractures that could be used for analysis. Of these, 6820 remained
after elimination of unbroken ends, indeterminate ends, ends from
fragments that could not be assigned to a body size, or fractures
that suffered excavation damage and thus are uninformative about
ancient breakage patterns (Table 6).
At PP13B there is no directional trend in the proportions of
‘green’ and ‘dry’ breaks by body size and only small samples of size
5 animals are available for some analytical units (Table 6). The angle
and outline data also track one another closely within all data
subsets. These factors justify dividing the PP13B fragmentation data
into groupings of size 1/2 and size 3/4 for analytical purposes and
using proportions of right-angled breaks as an overall proxy for the
degree of post-depositional long bone fragmentation (Fig. 5). In
nearly all cases at PP13B there is an overlap between the 95%
confidence intervals for the proportions of right-angled long bone
breaks found in the small (size 1/2) and large (size 3/4) ungulate
assemblages from the same analytical unit. In cases where there is
no overlap, large ungulates may have greater or smaller proportions, suggesting variability between depositional units in differential fragmentation between small and large ungulates. When
taken overall it appears that post-depositional fragmentation was
approximately equal between the body sizes during MIS 5, but
during MIS 6 large ungulates underwent less post-depositional
breakage than smaller ungulates. This was also found to be the case
within the large sample from DK1 Layer 10 (Fig. 5).
The compact bone fragmentation data suggest the opposite
patterndthat large ungulates from MIS 6 suffered the greatest
degree of post-depositional fragmentation. These results illustrate
the importance of using multiple lines of evidence to understand
taphonomic processes. They also show how various assemblage
subsets are differentially sensitive to these processes. Together, the
data converge on the single conclusion that MIS 6 experienced
more post-depositional fragmentation than did MIS 5. This is
expected given that the MIS 6 deposits have had more time for
cumulative processes of destruction to be in operation.
Differences in long bone fragmentation may be attributable to
variability between analytical units in other factors such as
subaerial weathering and burning. These processes can weaken the
bone and lead to greater susceptibility to breakage by other means
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J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Fig. 4. Long bone portion representation at PP13B (y-axis) versus bone density (x-axis) as measured by CT scans (Lam et al., 1998). Open squares ¼ proximal end, open
circles ¼ distal end, gray squares ¼ proximal shaft, gray circles ¼ distal shaft, black diamonds ¼ midshaft. Figure includes overall PP13B (a), MIS 5 small ungulates (b), MIS 5 large
ungulates (c), MIS 6 small ungulates (d), and MIS 6 large ungulates (e).
(Marean et al., 2000). At PP13B only 0.1% of all bones were
weathered beyond Behrensmeyer’s (1978) stage 1 (99.1% were in
stage 0 and 0.8% were in stage 1). The proportion of bones showing
any weathering at all is slightly higher at the back of the cave (1.4%
rather than 0.6%). More subaerial weathering might be expected at
the mouth of the cave if it took place within the confines of the site.
Alternatively, very occasionally bones may have been transported
from outside the cave after being exposed to subaerial weathering,
but this weathering was almost never sufficient to move the bone
beyond stage 1. However, weathering was so rare in the assemblage
that it cannot account for differences in post-depositional fragmentation, nor were bones regularly scavenged by hominins or
other accumulators from carcasses that had been exposed for
longer than a few days (Behrensmeyer, 1978).
The slightly greater degree of post-depositional fragmentation
observed at the front of PP13B may instead be explained by more
fragments from the front of the cave being burned (7.5% in the front
and 4.7% in the back). Marean et al. (2000) subtracted burned
fragments from the DK1 long bone fragmentation analysis and
found that this increased the proportion of fragments showing
‘green bone’ breaks. At PP13B only 12% of all fragment types
showed any evidence of burning. When burned fragments are
eliminated from the long bone fragmentation data at PP13B,
proportions of ‘dry’ breaks in the back decrease by only 1% for small
Table 6
Fracture angle and outline data for long bones in each analytical unit
Fracture angles
Size 1
Oblique
Oblique/right
MIS 5
LB Sand 1
Upper DBS
LBG Sand
SB Sand/Upper RS
Lower RS
LC-MSA Middle/Lower Dune
53
129
57
451
153
57
1
5
3
7
5
1
MIS 6
Lower DBS
LC-MSA Lower
0
363
0
8
Fracture
outlines
MIS 5
LB Sand 1
Upper
DBS
LBG
Sand
SB Sand/
Upper RS
Lower
RS
LC-MSA
Middle/
Lower
Dune
MIS 6
Lower
DBS
LC-MSA
Lower
Size 2
Right
Intermed.
59
131
0
0
59
463
Size 5
Right
Oblique
Oblique/right
Right
Oblique
Oblique/right
Right
Oblique
Oblique/right
Right
23
39
13
97
30
30
64
251
100
522
181
45
0
9
1
17
6
2
24
53
32
159
37
24
66
297
125
652
99
36
2
9
4
28
2
2
15
84
48
197
36
16
25
123
36
128
11
6
1
4
1
7
1
0
0
28
6
29
3
3
5
17
6
14
6
0
0
0
1
3
0
0
5
8
0
3
0
0
3
139
13
503
0
13
2
170
8
459
0
12
2
119
0
84
1
3
0
16
0
16
0
0
0
7
Size 2
Transverse
Size 4
Oblique/right
Size 1
Curved/
V-shaped
Size 3
Oblique
Size 3
Trans./
curved
Curved/
V-shaped
Intermed.
17
38
1
4
70
251
0
2
17
53
0
14
0
102
0
1
83
8
529
3
Transverse
Trans./
curved
Size 4
Curved/
V-shaped
Intermed.
1
7
62
301
1
0
18
82
28
3
128
2
151
15
655
4
Transverse
Trans./
curved
Size 5
Curved/
V-shaped
Intermed.
Transverse
Trans./
curved
Curved/
V-shaped
Intermed.
Transverse
Trans./
curved
2
7
23
118
1
0
2
33
0
4
6
18
0
0
4
7
0
0
44
3
35
0
7
1
4
0
2
1
196
22
121
1
39
3
15
0
5
0
153
1
31
3
188
0
32
4
107
0
28
2
9
0
6
0
5
0
1
0
56
0
31
1
48
1
22
0
41
0
11
2
5
0
4
0
0
0
0
0
0
0
3
0
14
0
1
0
7
0
3
0
0
1
0
0
0
0
0
0
376
3
124
7
506
2
160
18
456
1
122
11
86
0
16
1
19
0
4
0
332
J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Fig. 5. Proportions of long bone breaks that exhibit a right fracture angle and their 95%
confidence intervals for individual analytical units at PP13B, spatial aggregates (front
vs. back), and chronological aggregates (MIS 5 vs. MIS 6). Right-angled breaks are
a proxy for post-depositional destruction, illustrated by comparison with a freshly
broken experimental assemblage and the DK1 assemblage (data from Marean et al.
[2000: 209]). Crosses ¼ small (size 1/2) mammals, Black squares ¼ large (size 3/4)
mammals.
ungulates in both MIS 5 and MIS 6. Proportions at the front lower by
only 1% for small ungulates in MIS 5 and by 2% for both small and
large ungulates in MIS 6.
All proportions remain far outside the 95% confidence interval
for a freshly broken assemblage. Thus, although a small amount of
additional post-depositional breakage occurred in the front, likely
assisted by burning, it was not substantially greater than that at the
rear. Importantly, all archaeological data exhibit a degree of postdepositional fragmentation that exceeds the 95% confidence limits
reported for three modern known-agent experimental assemblages
(Fig. 5; Marean et al., 2000: 210e211). This indicates that proportions of surface modification such as cut, percussion, and tooth
marks have been depressed from their original values at the time of
discard. Fragments exhibiting evidence of post-depositional
breakage should therefore be eliminated from long bone surface
modification analyses (Abe et al., 2002).
It is also necessary to eliminate fragments with poorly
preserved surfaces (Thompson, 2005). At PP13B bone surfaces are
preserved quite well, with less than 0.1% of the assemblage
showing dendritic etching, pocking, or sheen that can erase diagnostic marks (Thompson, 2005). Smoothed surfaces that can
indicate microabrasion by water-or wind-borne particles were only
present in 1.4% of the assemblage, and most of these were recovered from the Laminated Facies below the archaeological horizons
and are not considered here. Thus, abiotic factors such as water
were not likely responsible for the deposition or substantial
transport of faunal material at PP13B. The only relatively common
type of surface destruction was exfoliation, which was severe in
5.5% of the assemblage. Crystal formation was apparent on much of
the assemblage, although the minerals involved were not specifically identified. These crystals often formed a matrix over the
fossils, with 21% of all fragments exhibiting matrix sufficient to
cover half or more of the surface. Fragments with severely exfoliated surfaces or more than 70% of their surface covered in matrix
are not included in the surface modification analysis.
Surface modification Proportions of gastric etching and rodent
gnawing were negligible throughout the PP13B assemblage (1.3%
and <0.1% for all body sizes, respectively). This etching occurs more
commonly on smaller fauna (2.5% for size 1, 1.9% for size 2, 1.1% for
size 3, and 0.5% for size 4). These differences are small but statistically significant below the a ¼ 0.05 level using Fisher’s Exact Test
between sizes 1 and 3 (p ¼ 0.0005), sizes 1 and 4 (p ¼ 0.0026), sizes
2 and 3 (p ¼ 0.0448), and sizes 2 and 4 (p ¼ 0.0227). The differences
are not significant between sizes 1 and 2 (p ¼ 0.1564) or sizes 3 and
4 (p ¼ 0.3355). This indicates that a small proportion of the fauna at
PP13B was contributed as fecal matter or regurgitated by raptors or
carnivores and that this contribution was significantly higher for
the two smallest body size classes.
This result is reminiscent of the faunal assemblage from DK1,
where size 1 bovids from Layers 10 and 11 displayed a disproportionately high degree of gastric etching relative to other size classes
(Marean et al., 2000). The authors interpreted this as an indication of
a substantial raptor contribution to the size 1 faunal assemblage.
They supported the inference with a spatial analysis showing gastrically etched size 1 bovid fragments concentrated under solution
cavities that would have made good roosting sites. The modern day
physical configuration of PP13B also provides roosting sites along the
north wall (on the left facing out of the cave). However, when the
percentages of gastrically etched size 1 bone and gastrically etched
bone from all body sizes are mapped by square they do not concentrate in the area that today contains the most potential raptor roosts
(Fig. 6). Instead, more gastric etching occurs at the rear of the cave.
If raptors were responsible for this etching, then smaller animals
that are their common prey (e.g., hares, hyraxes, and tortoises)
Fig. 6. Schematic map of the site and excavated area showing the incidence of gastric
etching by excavated square meter.
333
J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
should also be concentrated at the rear. However, small fauna
makes up a larger proportion of the total from the front of the cave
(19.8%) than from the back (18.7%). In addition, the fragment size
data showed that most gastric etching on fauna too large to be prey
for raptors is also concentrated at the rear of the cave. The sum
evidence points to a small contribution of gastrically etched bone
by carnivores, with raptors having an inconsequential contribution.
Cut, percussion, and tooth marks are three classes of surface
modification that have also been used in conjunction with actualistic studies to understand human and carnivore interactions with
a fossil assemblage (Blumenschine, 1988, 1995; Blumenschine et al.,
1996; Dominguez-Rodrigo, 1997; Capaldo, 1998; Marean and Kim,
1998; Marean et al., 2000; Selvaggio and Wilder, 2001; Pickering,
2002; Domínguez-Rodrigo and Barba, 2006). Examples of these
marks from PP13B are given in Supplementary Online Material
(SOM) Figure 1. Cut marks are excellent indicators of hominin
activity, but there has been much debate over the utility of using
proportions of cut marked bone to directly address the accumulator
of an assemblage. The frequencies with which cut marks are
produced can vary dramatically depending on factors such as
butcher skill, amount of flesh remaining on the bone, taxon, and the
material that comprises the cutting tool (Domínguez-Rodrigo,
2003a,b, 2008; O’Connell et al., 2003; O’Connell and Lupo, 2003;
Domínguez-Rodrigo and Yravedra, 2009). These complexities
demand that cut marks from PP13B be dealt with in a separate
study that also specifically details MSA butchery strategies.
The relative proportions of tooth marked and percussion
marked midshafts have been shown to be informative about the
sequence of carcass access for carnivores and hominins in scenarios
where spotted hyenas (Crocuta crocuta) are the predominate
carnivore (Blumenschine, 1988; Blumenschine and Marean, 1993;
Capaldo, 1995, 1998; Marean and Kim, 1998; Selvaggio, 1998).
However, tooth marks can be problematic because they are less
activity specific and can be left both during extraction of nutrients
within the bone and of those outside the bone. Also, based on
morphology alone a single mark cannot be diagnosed as being left
by a felid, canid, hyenid, or other carnivore (Domínguez-Rodrigo
and Piqueras, 2003). Even suids, hominins, and crocodiles leave
tooth marks that cannot always be differentiated from other bone
modifiers (Njau and Blumenschine, 2006; Landt, 2007;
Domínguez-Solera and Domínguez-Rodrigo, 2009). Proportions of
tooth marked midshafts can deviate from models of carcass access
if the numbers and species of carnivores accessing a carcass vary.
For example, felids leave substantially fewer tooth marks when
they have primary access and some carnivores leave extensive
tooth marking even when scavenging the remains of hominin kills
(Domínguez-Rodrigo et al., 2007a,b). The tooth mark data are,
therefore, best viewed as a general guide to assist in interpretation
of the percussion mark data, which provide an excellent indication
of a specific activity performed by tool-using hominins (marrow
and grease extraction).
There were 4529 long bone midshaft fragments from the PP13B
sample, but only 1667 fit the rigorous criteria demanded by the
results of the preceding taphonomic analysis (no dry breaks, recent
breaks, poorly preserved surfaces, or heavily obscured surfaces).
Because most actualistic data have been reported only for specimens 2 cm or larger in their maximum dimension, this sample had
to be further reduced to 888 in order to be comparable to experimental studies in which the agents of bone modification are known
(summarized in Marean et al. [2000: 215]). This reduced sample
hinders comparisons between body sizes within all eight analytical
units at PP13B, necessitating that these data be aggregated into MIS
5 and MIS 6 for interpretation (Table 7).
Taken overall, the PP13B assemblage most closely fits a human
first scenario for all body sizes (Fig. 7). Proportions of tooth marked
Table 7
Numbers of percussion marked and tooth marked midshaft fragments and
numbers of all midshaft fragmentsa
Marked shafts in sample
Size indet.
Size 1
PM
TM
PM TM PM TM PM TM PM TM PM TM
0
5
3
1
1
0
2
5
0
25
5
1
1
3
1
3
1
0
4
30
7
49
10
1
1
10
4
11
6
0
5
37
12
77
5
3
1
18
4
7
1
0
2
12
5
15
1
0
2
3
2
4
1
0
0
2
0
1
1
0
0
0
0
0
0
0
0
1
0
9
0
6
1
40
0
8
0
37
0
7
0
9
0
1
0
4
0
0
MIS 5
LB Sand 1
3
Upper DBS
17
LBG Sand
5
SB Sand/Upper RS 15
Lower RS
2
LC-MSA Middle/
2
Lower Dune
MIS 6
Lower DBS
LC-MSA Lower
0
9
Size 2
Size 3
Size 4
Size 5
Total shafts in sample
MIS 5
LB Sand 1
Upper DBS
LBG Sand
SB Sand/Upper RS
Lower RS
LC-MSA Middle/
Lower Dune
MIS 6
Lower DBS
LC-MSA Lower
Size indet.
Size 1
Size 2
13
40
21
27
13
7
5
19
6
37
15
4
7
47
19
75
22
5
2
28
0
25
1
70
Size 3
Size 4
Size 5
9
58
25
112
9
5
4
24
10
25
1
1
0
3
1
1
1
0
0
72
0
15
0
4
a
Fragments have no post-depositional breaks, well preserved and visible
surfaces, and are >2 cm in maximum length.
midshafts are statistically indistinguishable from proportions
obtained in all scenarios that include both hominins and carnivores,
but all fall below the 95% confidence intervals for experimental
assemblages where only carnivores are involved. In contrast,
proportions of percussion marked midshafts all either fall within or
(more commonly) above the 95% confidence intervals for both
Blumenschine and Marean’s (1993) ‘hominin only’ and ‘homininthen-carnivore’ scenarios (summarized in Marean et al. [2000:
215]). The extensive degree of percussion marking on midshafts
combined with the low incidence of tooth marking demonstrates
that MSA hominins had primary access to marrow and likely meat.
It further shows that hominins accumulated the majority of the
large mammal bones at PP13B and extracted the marrow on site,
because long bone shafts from which marrow has been removed
are not commonly transported by scavenging carnivores or human
hunters (Marean and Spencer, 1991; Marean and Bertino, 1994).
One exception in the PP13B data is the size 1 animals. The
surface modification data show lower proportions of percussion
marked size 1 midshafts during both time periods, and in MIS 6 this
is combined with an elevated proportion of tooth-marked midshafts. The body size abundance data showed that there were
significantly fewer size 1 ungulates during MIS 6 as well. This
supports the suggestion by the gastric etching data that size 1
ungulates in the earlier occupation of the site underwent a markedly separate taphonomic pathway from other faunal components.
Although the proportion of percussion marked midshafts falls
within the 95% confidence intervals for ‘hominin first’ scenarios,
they still fall below the ranges of all other body sizes combined at
PP13B. An important point is that most experimental data derive
from ungulates with a body size of 2, 3, or 4 (Blumenschine, 1988;
Blumenschine and Marean, 1993; Capaldo, 1995, 1998; Marean and
Kim, 1998; Selvaggio, 1998). Size 1 bones naturally create smaller
fragments during marrow extraction. Many that preserve marks are
334
J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
flakes ¼ 400 and 33.8% at the back; n total flakes ¼ 148), this
difference is not statistically significant (p ¼ 0.4589). Because flakes
detached through hammerstone percussion have been shown to be
less susceptible to post-depositional movement by scavenging
carnivores, this indicates that the original locus of most marrow
extraction by hominins was likely in various parts of the cave
(Marean and Bertino, 1994). A larger sample from MIS 6 may enable
comparisons within both time periods and spatial designations.
The small degree of carnivore input into the PP13B sample could
be attributable to scavenging carnivores, an independent
carnivore-accumulated component, or some combination of both.
Experimental studies that replicate a ‘hominin first’ scenario have
been shown to result in a proportion of midshafts with both
a percussion and tooth mark on the same fragment that is close to
5% (Capaldo, 1997, 1998; Marean et al., 2000; Egeland et al., 2004).
The corrected data set from PP13B for which both marks occur on
the same fragment is very small (n ¼ 31, with only 2 fragments from
MIS 6). Within MIS 5 at PP13B the size 1 ungulates have a very low
proportion of fragments with both mark types (1.2%), while sizes 2,
3, and 4 ungulates have proportions of 6.3%, 6.4%, and 4.6%,
respectively. Proportions in MIS 6 overall are 1.1% with sample sizes
too small to determine differences between body sizes. This implies
that some of the fauna were contributed by carnivores independently of human activity in MIS 6 (likely the size 1 ungulates), that
the smallest ungulates also had the highest degree of independent
carnivore input in MIS 5, and that on larger ungulates in MIS 5 the
majority of tooth marking can be accounted for by hominin accumulation and subsequent carnivore modification.
Small fauna
Fig. 7. Proportions of midshafts bearing a percussion mark (black circles) or tooth
mark (open triangles) and their 95% confidence intervals for chronological aggregates
at PP13B, compared to actualistic data from known agent carcass access scenarios
(Blumenschine, 1988; Blumenschine and Marean, 1993; Capaldo, 1995, 1998; Marean
and Kim, 1998; Selvaggio, 1998).
less than 2 cm in maximum length. Using this arbitrary cut off
allows the sizes 2, 3, and 4 data to become comparable to the
experimental data sets, but may introduce a systematic bias against
size 1 ungulates analyzed using the same method. However,
when taken together, all lines of evidence implicate size 1 ungulatesdparticularly during MIS 6das being a subset of fauna at
PP13B that had an elevated degree of carnivore input.
Only the sample of midshafts from MIS 5 was adequate for
further division by position within the cave (i.e., front vs. back).
Within these deposits a higher proportion of percussion marked
midshafts was found at the cave front (61.7% at the front; total shaft
n ¼ 311 versus 51.9% at the back; total shaft n ¼ 233). However,
Fisher’s Exact Test did not find this to be a significant difference
(p ¼ 0.2493). A corresponding test between the proportions of tooth
marked midshafts in these areas (10.9% in the front and 21.5% at the
back) was found to be significant (p ¼ 0. 0047). This suggests that
hominin activity may have been evenly distributed throughout the
cave, while carnivore activity was concentrated more at the back.
However, post-depositional disturbance may have resulted in
the statistically insignificant distribution throughout the site of
shafts bearing evidence of marrow processing. The fragment size
data showed that for both time periods combined larger fragments
were concentrated at the back. When all time periods and body
sizes are considered, the front also has a significantly higher
proportion of small (under 3 cm of maximum length) percussion
marked midshafts (67.5%) than the back (50.3%). Fisher’s Exact Test
found this to be a significant difference (p ¼ 0.0378). However,
although bone flakes from any body size that bear a percussion
mark are more common at the front (39.9% at the front; n total
Documenting the relative roles of small versus large fauna in the
MSA diet provides an important approach for understanding larger
questions of MSA sociality, technology, and foraging decisions.
In modern hunteregatherer groups the contributions of big game
hunters are considered to have more value than the more reliable
contributions of gatherers. Big game carries a higher status and it is
almost universally provided by adult males (Hawkes et al., 1991;
Kelly, 1995; Hawkes and Bliege, 2002; Burger et al., 2005). A
more equable social structure is expected if meat resources are not
the exclusive result of men’s efforts (Hawkes, 1996; Hawkes and
Bliege, 2002).
In the southern African MSA, tortoises could be collected and
small mammals obtained with minimal personal risk. All group
members may have participated in the acquisition of critical fats
and proteins. This is particularly true for tortoises, which can be
collected even by children and stored for later use because
a tortoise has a slow metabolism and lacks an escape mechanism.
The exploitation of small, less aggressive animals by women and
children has been documented among modern hunteregatherers
(Anell, 1960, 1969; Romanoff, 1983; Hurtado et al., 1985), but it is
likely that these efforts are opportunistic and conditional on other
foraging opportunities (Lupo and Schmitt, 2002). Although small
fauna have been a documented part of the hominin diet for over
1.7 million years (Fernandez-Jalvo et al., 1999), and despite the
abundance of small fauna at other MSA sites in the Western Cape
such as DK1, Blombos Cave, and YF1 (Klein and Cruz-Uribe, 2000;
Henshilwood et al., 2001; Halkett et al., 2003), detailed taphonomic analyses to identify the collector of these fauna at MSA sites
are rare.
Such high abundances and this lack of study raise the possibility
that the roles small mammals and tortoises played in the MSA diet
have been underestimated at these sites. In contrast, taxonomic
abundances at PP13B show very low representation of small fauna.
This may suggest that an emphasis on large mammal hunting was
J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
established in South Africa by as early as 150 ka, with younger sites
revealing a broader dietary spectrum that included both fast and
more sedentary prey items. This is a pattern that would be generally analogous to subsistence shifts observed in the Middle and
Upper Paleolithic of Europe and the Levant (Stiner et al., 2000;
Stiner, 2001). However, this can only be ascertained after a full
taphonomic analysis aimed at determining the agent(s) responsible
for the accumulation of large mammals, small mammals, and
tortoises at PP13B and other MSA sites.
Small mammals At DK1, where small mammals make up 85%
of the fauna by NISP, Klein and Cruz-Uribe (2000) report
macroscopically visible gastric etching and polish on Cape
dune mole rat postcrania, implying that the Cape eagle owl
(Bubo capensis) may have been the agent of accumulation. Klein
and Cruz-Uribe (2000) also show statistically that there are high
frequencies of Cape dune mole rats in layers with little evidence
of human occupation and low frequencies in layers with abundant
archaeological evidence (Avery et al., 1997; Cruz-Uribe and Klein,
1998; Klein and Cruz-Uribe, 2000). Hyrax and hare remains tend
to vary inversely with the presence of Cape dune mole rats and
positively with layers containing abundant evidence of human
occupation. Cruz-Uribe and Klein (1998) also used skeletal
element abundances to rule out several species of eagles in the
accumulation of hyraxes and hares at DK1. This could point to
a human accumulator, despite these small mammals being
approximately the same size as Cape dune mole rats.
In contrast, at Blombos Cave Cape dune mole rat remains are
spread relatively consistently throughout the stratigraphy, which is
taken as evidence for a potential human accumulator
(Henshilwood et al., 2001). At YF1, Cape dune mole rats are the
most abundant mammalian species. Halkett et al. (2003) argue that
the geological context of the site would not have provided suitable
raptor roosting areas, and, therefore, these large rodents were
accumulated by MSA hominins. None of these studies have
included a microscopic examination of small mammal fossil
surfaces, nor have they ruled out the possibility that small carnivores may have accumulated the other small mammals.
The severity and distribution of gastric etching throughout the
skeleton can identify specific raptor species, mammalian carnivores, or even humans as potential accumulators of a small
mammal assemblage (Andrews, 1990; Crandall and Stahl, 1995).
The sample from PP13B is too small to do this in detail, but the
overall incidence of gastric etching is quite low at only 6.0% (n ¼ 17
of 281 small mammal fossils from the eight analytical units at
PP13B). This suggests that small mammal fossils that do make a rare
appearance at PP13B are mainly the result of raptor accumulation
or discarded (not fecal) human refuse rather than carnivore activity
(Andrews, 1990).
Very low proportions (6.4% or 18 fragments) of small mammal
elements retain tooth marks. These may be caused by either
mammalian carnivores or humans, as there is no morphological
distinction between the two (Landt, 2007). This is much smaller
than the 20.3% of marked elements Landt (2007) documented in an
ethnoarchaeological study of human mastication of small mammal
bones. More obvious human modification is also present at a low
degree at PP13B, with 10 (3.6%) cut marked and four (1.4%)
percussion-marked fragments. Sharp lithic edges were used for
defleshing and blunt abrasive stones were occasionally employed
to assist in processing (Blumenschine and Selvaggio, 1988;
Pickering and Egeland, 2006).
Levels of burning are also quite low, appearing on 26 (9.3%)
small mammal fragments. This discoloration is distributed
randomly throughout the skeleton and all burning stages are represented evenly, unlike in the LSA deposits at Blombos Cave where
burning patterns indicated a mode of processing that included
335
cooking the animal whole (Henshilwood, 1997). Thus, most of the
burning at PP13B can be attributed to post-depositional incorporation of small mammal bones into sediments that were subsequently burned.
Although these samples from PP13B are too small to explore
specific butchery patterns, several certain facts about hominin
behavior emerge. The sheer under-representation of small
mammals shows that at PP13B they were not normally transported,
whereas taphonomic studies at sites such as Blombos Cave and DK1
may or may not show transportation of small fauna. However,
hominin modification on a few specimens does indicate that the
MSA inhabitants of PP13B were at least occasionally making use of
small game. Such a pattern points either to a flexible and opportunistic foraging strategy in which small mammals figured quite
insignificantly, or to a strategy in which small mammals were
processed and consumed at the spot of encounter and only rarely
transported back to PP13B.
Tortoises The sample of tortoises is larger than that of small
mammals but there is very little actualistic or ethnoarchaeological
work to which the archaeological results from PP13B can be
compared. Sampson (2000) used skeletal element abundances from
modern raptor kill and roost sites, inferred raptor accumulations,
and tortoises from the Later Stone Age site of Volstruisfontein to
identify unique patterns in element representation for each of
these processes. This is not an ideal situation because the
accumulator is inferred in two of these cases, but it does provide
a comparative framework (Sampson, 2000). In this study, raptor
roosts had a preponderance of cranial and axial elements, as well
as relatively low frequencies of shoulder and pelvic girdle
elements. Human accumulations had much higher representation
of carapace and plastron fragments and very low representation
of cranial and axial elements. When presented next to NISP counts
of each element category it is clear that PP13B does not resemble
a raptor assemblage (Fig. 8). The low proportion of gastrically
etched specimens (<1%) is further evidence against nesting birds
as the main accumulator.
Sampson (2000) suggests that tortoise assemblages made by
humans are heavily fragmented and exhibit 30e40% charring. He
does not quantify a ‘heavily fragmented’ assemblage, but PP13B
tortoise elements certainly fit this criterion. A full 77% of the
assemblage was fragmented to such an extent that it could not be
identified to element, and 13% of the assemblage was identifiable to
element but still incomplete. Only 7% of the assemblage was
complete elements: 5% carapace/plastron elements and 2% limb/
axial/girdle elements. However, PP13B falls somewhat short of
Fig. 8. Proportions of tortoise skeletal elements at PP13B compared to the inferred
raptor accumulation capping the LSA site of Volstruistfontein (raptor data from
Sampson [2000]).
336
J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
Sampson’s (2000) predictions for proportions of burned bone, with
only about 19% (n ¼ 533) charred fragments.
A simple method for processing tortoises is to place the live
animal upside down in the fire and allow it to cook in the shell
(Sampson, 1998). If the majority of burning in a zooarchaeological
collection was not related to tortoise processing and instead
occurred post-depositionally, then burning should occur with equal
frequency on both the inside and the outside of the shell. If tortoises
were normally processed in the manner suggested by Sampson
(1998), then burning should occur preferentially on the exterior
aspect. At PP13B both shell and limb fragments had similar
proportions of burned and unburned fragments (24% and 17%
burned, respectively). On the shell only, 51% (n ¼ 263) of burned
carapace and plastron fragments were burned on both the exterior
and interior aspects. This indicates that much of the burning on
tortoise fragments was the result of post-depositional fires.
However, four times as many fragments that were burned only on
either one aspect or the other had the burning concentrated on the
exterior (n ¼ 141 on the exterior versus n ¼ 35 on the interior). This
suggests that cooking in the shell was occasionally employed as
a part of tortoise processing.
Sampson (2000) found that small carnivore accumulations have
similar skeletal element representation to human accumulations,
but possibly with higher representation of forelimb and shoulder
girdle elements. Unfortunately, there are no actualistic data on
modern tortoise butchery and carnivore consumption that provide
the proportions of cut, percussion, or tooth marks that would be
expected if humans or carnivores were the predominant collector.
There is a further problem that humans chewing on tortoise limbs
may leave tooth marks that are morphologically indistinct from
those of carnivores, much as they do with small mammal elements
(Landt, 2007). Percussion marks (n ¼ 19 fragments) were rare but
present, and found predominately on the external aspect of carapace and plastron fragments. This indicates that hammerstone
percussion of tortoises was a cost-saving method employed to open
the shell. Cut marks were also present but rare (n ¼ 27 fragments).
Of these, all occurred either on the interior aspect of shell (n ¼ 20)
or on limb or girdle elements (n ¼ 7), indicating that stone tools
were employed both for defleshing/disarticulating limbs and for
removing adhering tissue from the interior of shells.
Tooth marks ranged from large (ca. 2 mm) to very tiny
(<0.25 mm), and were apparent on 2% (n ¼ 57) of specimens. About
half (n ¼ 29) of tooth marked elements were limbs and the other
half was carapace and plastron. This suggests that both humans and
carnivores may have participated in the gnawing, as humans do not
need to gnaw the hard carapace and plastron to access the tortoise
inside. Unfortunately, tooth mark size alone has not been found to
reliably indicate the carnivore at work, and human tooth mark sizes
on small fauna overlap with the confidence intervals established for
smaller carnivores such as jackals (Domínguez-Rodrigo and
Piqueras, 2003; Landt, 2007). Additional modifications also occasionally made an appearance. Some elements retained smooth
striae that may be the result of gnawing by rodents or a tiny
carnivore. Three more fragments displayed multiple sharp indentations that may be the result of multiple stabbings by raptor beaks.
SOM Figure 2 shows examples of all these types.
At present, the majority of the evidence indicates that raptors
may have made a very small contribution, but that the majority of
the tortoises were accumulated and modified by both humans and
mammalian predators. Where humans were involved they broke
open the shell with hammerstones or cooked the tortoise intact,
but this was likely an opportunistic supplement to the main fat and
protein sources provided by large mammals. The overall poor
representation of tortoises at PP13B and the relatively high representation of very small species such as the pancake tortoise indicate
that over the course of the site’s occupation tortoise exploitation
was not a major component of the MSA hominin diet. The abundance and taxonomic homogeneity of tortoises at other MSA sites
contrasts sharply with this conclusion from PP13B and begs that
a similar taphonomic study elsewhere be a priority in future work.
Summary and conclusions
The analysis from PP13B shows several distinctive patterns. The
faunal assemblage is impoverished in marine mammals, small
mammals, and tortoises relative to other MSA sites in the Western
Cape. Large bodied ungulates, divided nearly evenly between size
classes 1 and 3, dominate the faunal assemblage. As is typical at
most archaeological sites, there has been a substantial degree of
density-mediated destruction. This has resulted in a high representation of long bone midshafts relative to epiphyseal ends and
trabecular elements. Smaller ungulates have been less subject to
this destruction than larger ungulates, but the pattern is still
present. This, combined with a moderate degree of post-depositional fragmentation, indicates that behavioral inferences of skeletal element transport and butchery strategies that will be
presented elsewhere cannot reliably proceed without adjustments
for surface area and bone portion representation.
The taphonomic pathways of the fauna from MIS 6 and MIS 5
were distinctive. During MIS 6 at PP13B small quantities of ungulates were brought to the cave by carnivores and deposited at both
the front and rear. Most of these were the smallest antelope in the
size class of grysbok and steenbok. Low levels of tooth marking,
combined with an understanding of the modern ecology of predators that regularly take the smallest antelope, suggests that felids
such as leopards (Panthera pardus) were likely involved (Skinner
and Chimimba, 2005; Domínguez-Rodrigo et al., 2007a,b). MSA
hominins independently contributed large ungulates in the size
classes of springbok, wildebeest, and eland. These hominins also
exploited size 1 ungulates, but it was on an opportunistic basis.
Details of skeletal element butchery and transport will be dealt
with in separate papers, but it is clear that in MIS 6 hominins
engaged in at least the final stages of marrow extraction on site for
all body sizesdpossibly more often at the front of the cave.
During MIS 5 a low level of independent carnivore contribution
of size 1 ungulates continued, but hominin exploitation of this size
class intensified. This could have been stimulated by a change in
hunting technology, foraging strategy, or diet breadth that was in
turn related to transformation of the local environment and its
available resources. Despite these changes, MSA hominins in MIS 5
continued to hunt larger prey and bring portions back to PP13B for
processing. Marrow was an important resource that was exploited
on site. Bones that were abandoned by hominins attracted scavenging carnivores, but the low levels of tooth marking indicate that
spotted hyenas were not the predominate modifiers. The very small
frequencies of carnivore remains in general show that PP13B was
never regularly used as a carnivore den (Stiner, 1991). More large
ungulate bones eventually were deposited at the rear of the cave
than at the front. Larger ungulates may have been subjected to
greater peri-depositional fragmentation during nutrient extraction,
but once the bones were deposited more subsequent fragmentation occurred on smaller ungulatesdparticularly within the older
MIS 6 deposits.
As at the nearby site of DK1 it was also found that the size 1
fauna had the highest degree of contribution by non-human agents
(Marean et al., 2000). The data from both sites provide a word of
caution to researchers who have interpreted patterning in larger
mammal fauna at other MSA sites without first providing a welldescribed taphonomic analysis that is broken down by body size
class (Klein, 1975, 1976, 1977; Henshilwood et al., 2001; Klein et al.,
J.C. Thompson / Journal of Human Evolution 59 (2010) 321e339
2004; Clark and Plug, 2008). The analysis at PP13B also revealed
that MSA hominins opportunistically exploited small mammals and
tortoises. This indicates that an analytical bias toward large
mammalian fauna at other published MSA sites hinders the ability
of researchers to understand the full complement of MSA faunal
exploitation strategies and further illustrates the necessity of
providing a full taphonomic analysis prior to embarking on
behavioral interpretations of any zooarchaeological assemblage.
The work presented here provides the basis for more detailed
studies of MSA butchery, transport, and prey acquisition strategies
at PP13B. These will be presented separately through analyses of
skeletal element abundances and distributions of butchery marks
throughout the skeleton. In addition to facilitating these more
complex analyses, the present study has revealed important
variability in taxonomic and body size abundances of homininaccumulated fauna. This shows that even within a single site faunal
exploitation strategies were not as uniform during the MSA as has
previously been implied, a point that has also recently been made
(Lombard and Clark, 2008; Thompson, 2010). Furthermore, differences between MSA localities indicate that this observed range of
variability will increase even more once comparable, taphonomically informed data sets are produced from other sites.
Acknowledgements
This work would not have been possible without Curtis Marean’s generous permission for access to the collection, support, and
advice. The data were collected with the aid of National Science
Foundation (NSF) Dissertation Improvement Grant number
0620317, an NSF Graduate Research Fellowship, and funding from
the School of Human Evolution and Social Change at Arizona State
University. Further support was provided by the National Science
Foundation (USA; grants #BCS-9912465, BCS-0130713, and BCS0524087 to Marean), funding from the Huxleys, the Hyde Family
Foundation, the Institute for Human Origins, and Arizona State
University. All work was carried out at Iziko: South African
Museums of Cape Town, where Sarah Wurz facilitated access to
space and comparative osteological specimens and provided
unwavering encouragement throughout. Finally, three anonymous
reviewers greatly assisted in the organization and presentation of
the analyses provided here.
Appendix. Supplementary data
Supplementary data associated with this article can be found in
the online version, at doi:10.1016/j.jhevol.2010.07.004.
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