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Detecting Subtle Seasonal Transitions of Upwelling in North-Central Chile
DAVID A. RAHN
Atmospheric Science Program, Department of Geography, University of Kansas, Lawrence, Kansas
BENJAMÍN ROSENBLÜTH*
Departamento de Geofı́sica, Facultad de Ciencias Fı́sicas y Matemáticas, Universidad de Chile, Santiago, Chile
JOSÉ A. RUTLLANT
Centro de Estudios Avanzados en Zonas Aridas, La Serena, and Departamento de Geofı́sica, Facultad de
Ciencias Fı́sicas y Matemáticas, Universidad de Chile, Santiago, Chile
(Manuscript received 19 April 2014, in final form 24 December 2014)
ABSTRACT
Biological productivity in the ocean along the Chilean coast is tied to upwelling that is primarily forced by
equatorward wind stress and wind stress curl on the ocean surface. Southerly alongshore flow is driven by the
southeast Pacific (SEP) anticyclone, and its intensity and position vary on a range of time scales. Variability of
the SEP anticyclone has been linked to large-scale circulations such as El Niño–Southern Oscillation and the
Madden–Julian oscillation. The actual timing, duration, and nature of the seasonal meridional drift of the SEP
anticyclone are associated with the onset, demise, and strength of the local upwelling season. Seasonal variation is especially marked at the Punta Lavapié (378S) upwelling focus, where there is a clear upwelling
season associated with a change of the cumulative upwelling index (CUI) slope between positive and negative. The Punta Lengua de Vaca (308S) focus typically exhibits upwelling year-round and has less distinct
transitions, making it more difficult to identify an enhanced upwelling season. A two-phase linear regression
model, which is typically used to detect subtle climate changes, is applied here to detect seasonal changes in
CUI at Punta Lengua de Vaca. This method objectively finds distinct transitions for most years. The spring-tosummer transition is more readily detected and the slackening of the upwelling-favorable winds, warmer
waters, and longer wind strengthening–relaxation cycles change the coastal upwelling ecosystem. While the
spring-to-summer transition at Punta Lengua de Vaca could be influenced by large-scale circulations, the
actual dates of transition are highly variable and do not show a clear relationship.
1. Introduction
Seasonal changes of the subtropical eastern boundary
upwelling system greatly influence the oceanic ecosystem. Southerly wind (from the south) along the coast of
Chile is driven by the southeast Pacific (SEP) anticyclone, which is particularly strong in the austral spring
and summer. The low-level wind exerts an equatorward
* Retired.
Corresponding author address: David A. Rahn, Atmospheric
Science Program, Department of Geography, University of
Kansas, 201 Lindley Hall, 1475 Jayhawk Blvd., Lawrence, KS
66045-7613.
E-mail: darahn@ku.edu
DOI: 10.1175/JPO-D-14-0073.1
Ó 2015 American Meteorological Society
wind stress and wind stress curl on the ocean surface
close to shore that contributes to the upwelling of cool,
nutrient-rich water from below, which is typically associated with enhanced biological productivity. Changes in
the timing and strength of seasonal environmental factors in marine ecosystems have been widely recognized
to affect their functioning over a wide range of trophic
levels (e.g., Kosro et al. 2006; Bograd et al. 2009; and
references therein).
Marked seasonal variation of coastal upwelling is associated with the meridional migration of the Pacific
high over the year (Fig. 1). The arrow in each panel indicates the position along the coast where the average
meridional wind is zero. North of the arrow is southerly,
upwelling-favorable wind. South of the arrow is northerly, downwelling-favorable wind. From May to August,
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FIG. 1. Monthly average mean over 1979–2013 of sea level pressure (hPa; contours), magnitude and center position of the high pressure
for each year (colored circles), standard deviation of mean sea level pressure (grayscale), and the location of the mean zero meridional
wind at the coast is indicated by the large arrow. Data from the Climate Forecast System Reanalysis (Saha et al. 2010).
the arrow is at or north of Punta Lavapié (378S), indicating a downwelling season. At other times of the
year, the average wind is from the south and favors
upwelling. Southerly wind driven by the synoptic conditions is enhanced by the topography such that a maximum in wind speed is present just downwind (north) of
Punta Lavapié, one of the major upwelling foci along the
coast of Chile (e.g., Garreaud and Muñoz 2005; Rahn and
Garreaud 2014). Another location of strong upwellingfavorable wind is at Punta Lengua de Vaca (308S), but it is
evident that there the wind favors upwelling year-round.
Even though there is upwelling year-round at Punta
Lengua de Vaca, there is a period of enhanced upwelling
in the austral spring and a slackening in the austral
summer. Austral spring is September, October, and
November. Austral winter is December, January, and
February. Further references to seasons are all austral.
While the above discussion focuses on the long-term
average, quasi-weekly cycles of strengthening and relaxation of upwelling-favorable winds happen in connection
with coastal wind jets and coastal lows (e.g., Garreaud
et al. 2002; Garreaud and Rutllant 2003; Rutllant 2004),
which are weak and occasionally discernible at lower
latitudes [e.g., at 238S in Rutllant et al. (1998)]. Around
308S coastal lows, propagating southward along the
coast, gradually increase their frequency and seasonality
southward into the zone dominated by the midlatitude,
synoptic-scale storms of the west wind belt where
downwelling dominates (e.g., Strub et al. 1998). This is
represented in Fig. 1 by the higher standard deviation of
the mean sea level pressure toward the south.
Ultimately, the seasonal signal in upwelling along
the coast of Chile is associated with the annual swing in
the strength and position of the SEP anticyclone. After
reaching its northernmost position in July, the SEP anticyclone begins to strengthen and slowly shift southward in
August. This continues over the next several months and
as a result there is a greater alongshore pressure gradient
force near the coast that drives stronger southerly winds.
Then from January to March the anticyclone weakens but
continues to move farther south. It remains weak and
migrates northward from April to July.
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There are various ways to assess upwelling seasons
(e.g., Bylhouwer et al. 2013), but a common method for
midlatitude regions is by using a cumulative upwelling
index (CUI; e.g., Schwing et al. 2006). The CUI is
a summation of a daily upwelling index over a period of
time. The CUI can be defined several ways including
alongshore wind stress, offshore surface Ekman transport, or pseudostress as used here, which is explained in
the next section. The CUI is a popular quantity used to
examine coastal upwelling. For example, Bograd et al.
(2009) used a CUI at various points along the coast of
California to determine several important dates including the spring transition, the peak seasonal upwelling, and the end of the upwelling season. Detection of
the beginning and end of the upwelling season were
found when the slope of CUI switched between positive
and negative. Montecinos and Gomez (2010) used a
similar technique by calculating the cumulative zonal
Ekman transport near Punta Lavapié. Transitions were
again defined when the slope changed between positive
and negative. A clear influence of the El Niño–Southern
Oscillation (ENSO) on the beginning and end of the
upwelling season was shown at Punta Lavapié.
Identification of the start and end of the season is
straightforward when there is both an upwelling and also
a downwelling season. In contrast, at Punta Lengua de
Vaca the upwelling may occur year-round, and the
straightforward method of detecting the change in the
upwelling slope from positive to negative is not sufficient to mark transitions in upwelling seasons. While the
detection of the transition in upwelling is often blatantly
clear at Punta Lavapié, it is not always as obvious at
Punta Lengua de Vaca (308S).
Even though the transition into and out of the enhanced upwelling season at Punta Lengua de Vaca is not
as marked as Punta Lavapié, the implications for the
upwelling and ecosystem are appreciable (Garreaud
et al. 2011; Rutllant et al. 2013). During the Chilean
Upwelling Experiment (CUpEx), time–depth plots of
ocean temperature near the Punta Lengua de Vaca
upwelling focus showed a clear response of the ocean
temperature to a slackening of the wind at the end of the
enhanced upwelling season (cf. Fig. 9 in Garreaud et al.
2011). Sea surface temperature increased about 1.58C
after the transition, but equally important is that the
stability of the column increased noticeably as well.
Stability in the top 50–100 m shifted from neutral to
about 18–1.58C. Variability of the phytoplankton has
been shown to be tied directly to the characteristics of
the mixed layer (e.g., Echevin et al. 2008). Satelliteobserved phytoplankton variability relative to the transition from a well-mixed ocean surface layer during the
enhanced upwelling season (spring) to the more stratified
VOLUME 45
surface layer after the spring-to-summer transition near
the Punta Lengua de Vaca upwelling focus reveals larger
variance of phytoplankton in the spring and smaller
variance in the summer with similar low mean concentrations. At the corresponding upwelling shadow area
(Tongoy Bay) where phytoplankton concentrations are
significantly larger than in the focus, higher means and
variances are observed in spring than in the summer
(Rutllant et al. 2013). On the other hand, dominant species relative to the extremes of the ENSO cycle were reported in Rutllant and Montecino (2002). During the 1987
El Niño field experiment when a mean deeper thermocline and the presence of surface subtropical waters allowed for a more stratified surface layer, Leptocylindrus
sp. dominated. Conversely, during the 1988 La Niña experiment, Skeletonema sp. were more abundant. The
same type of shift in phytoplankton species have been
reported before (La Niña like) and after (El Niño like)
seasonal transitions studied here (Rutllant et al. 2013).
Many factors influence the ecosystem, and all of them
must be considered when explaining the final biological
response. Additional factors include preconditioning from
the previous winter, light levels, phenology of the biological components (e.g., grazers vs predators), and turbulent mixing. Performing a comprehensive examination
of the biological response to the seasonal transition in
wind is beyond the scope of this paper.
Fundamental questions regarding long-term changes
to the upwelling or those forced by phenomena such as
ENSO and the Madden–Julian oscillation (MJO) require an objective method to determine the dates of the
enhanced upwelling season. There are two objectives of
this paper: The first one is to present and explore an
objective method based on well-established statistical
methods, which are modified, and the interpretation is
slightly different for this specific application. The second
objective is to apply this method to examine the impact,
if any, of ENSO and MJO on the transition date. Data
are described in section 2. The basic method including
underlying assumptions is outlined in section 3. An example of its application is given in section 4, and a
summary is given in section 5.
2. Data and CUI
Two sets of reanalysis data are used. Both have a 0.58
grid spacing, and data are available every 6 h from 1979
to the present. Daily averages are computed as the average of the 0-, 6-, 12-, and 18-h values. The first reanalysis
is the Climate Forecast System Reanalysis (CFSR; Saha
et al. 2010) from the National Centers for Environmental Prediction (NCEP). The second reanalysis is the
ERA-Interim (Dee et al. 2011) produced by the
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FIG. 2. (top) Average 10-m meridional wind speed (m s21) for November through January during the CCMP time period (1988–2010) for
CFSR, ERA, and CCMP. (bottom) Difference between the different datasets as indicated in each panel.
European Centre for Medium-Range Weather Forecasts
(ECMWF). Since the coastline is roughly north and
south, the meridional component of the 10-m wind (v10)
represents the alongshore flow. The grid point used to
calculate the meridional wind at Punta Lengua de Vaca is
at 308S, 728W. Both reanalyses have finer resolutions
available, but 0.58 is the smallest grid spacing that they
both have in common. As another reference, the crosscalibrated, multiplatform (CCMP) ocean surface wind
velocity is used (Atlas et al. 2011). This dataset blends all
available data from Remote Sensing Systems with conventional ship and buoy data and ECMWF analyses.
Level 3.0 data are used, which are on a 0.258 grid and
available every 6 h from 1987 to 2011.
Since much focus will be placed on the November–
January timeframe, a comparison between the average
meridional winds for all years during those 3 months is
given in Fig. 2. The qualitative structure is the same
between the datasets, but calculating the difference reveals that there are some biases up to 2 m s21 in some
locations near the coast. While there is a bias between
the datasets near the coast, it will be shown that the
identification of the transitions using the CUI is not as
heavily impacted by a bias that is on average higher or
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FIG. 3. Examples of the CUI normalized by the value at 1 Mar for each data source near Punta Lengua de Vaca at 308S, 728W for CFSR
(black), ERA-Interim (gray), and CCMP (light gray). Normalized values are indicated by the corresponding data source in each panel.
lower than other datasets since it is the variability that is
important for determining seasonal transitions. As long
as changes to the slope of CUI exist, the actual value is
not as important.
Before any method of detection is applied, the first
step is to determine the CUI. A simple pseudowind
stress is used to calculate the CUI. The pseudowind
stress is a product of the alongshore (meridional) wind
component and the wind speed (v10 3 V10). The time
period used is 1 June–1 March. A comparison of the CUI
between the reanalysis data is performed to assess the
differences between the datasets, and examples from
3 yr are given in Fig. 3. Because each dataset has a bias
that impacts the magnitude of the CUI, the CUI is
simply normalized by dividing each CUI by the value at
1 March so that they are all on the same scale. After
normalizing, it becomes clear that the transitions and
changes to the CUI are consistent between the three
datasets, regardless of the average bias. Differences are
still present, but for the purpose of detecting shifts in the
slope, the data from each source depict the same trends
and changes of slope.
3. Method
To objectively distinguish the subtle CUI changes in
slope at Punta Lengua de Vaca, a two-phase linear regression model is applied. This type of statistical model
has been used in a variety of climate applications [see
Lund and Reeves (2002) and references therein]. The
model is formulated here following Solow (1987):
Xt 5
a1 1 b1 t 1 et
a2 1 b2 t 1 et
1#t#c
.
c,t#n
(1)
Note that this model allows for both changes in intercept
(step-type change) and also changes to the slope (trend
type) phase changes. So, the changepoint (c) can represent step-type and/or trend-type phase changes. If
there is a seasonal transition in CUI, then the changepoint will represent the date of the transition.
Before continuing, the fundamental assumptions of
the linear regression model need to be made clear.
These assumptions are that the linear model is correct
and that the noise terms are independent, normally
distributed around zero, and have a constant variance.
From the examples of CUI in Fig. 3, strict adherence to
these assumptions is questionable. These issues are
identified now to be clear with the method and will be
addressed when the method is applied.
The first issue is that after examining the slope of the
line over the entire period, the slope is not particularly
linear. There is also not necessarily one abrupt change to
the slope, but multiple changes may exist. In Fig. 3, the
1993/94 CUI generally adheres to the underlying assumptions over a shorter time frame: October through
mid-January. Before and after about a mid-December
changepoint, the CUI is fairly linear. However, the
whole time series exhibits other nonlinear characteristics and multiple changepoints, which can be identified
in other years as well.
The second issue is that the noise terms are independent, normally distributed, and have a constant
variance. Because this is a time series of meteorological
data, there is autocorrelation in the noise terms so they
are not truly independent. A constant variance is also
not likely. A physical explanation for nonconstant variance is that during the winter there is typically more
variance because of the passage of midlatitude cyclones,
while there is much less activity during the spring and
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859
summer when the SEP anticyclone is well established.
This would contribute to a change of variance from one
time of year to another. However, around the end of the
upwelling season during November–January the variance in mean sea level pressure, and thus the wind that
the pressure distribution forces, is typically small at 308S
(Fig. 1). More variance exists at the beginning of the
upwelling season, which explains why changepoints are
more difficult to detect at the beginning of the upwelling
season than at the end.
To detect if there is a changepoint, several steps must
be taken. First, the two-phase linear model has to be
significantly better than applying a single linear regression. A significance test is constructed where the
null hypothesis is the single linear regression and the
alternative hypothesis is the two-phase linear regression.
Since the location of the changepoint is unknown, this
test must be performed at every point t in the time series.
The first and last five points in the time series are not
tested because of edge effects. To find the most likely
changepoint, it is where the likelihood ratio statistic (F)
is the greatest. Just because there is a significant difference between one and two linear regressions does not
mean that it is a changepoint; the changepoint is where F
is a maximum.
The likelihood ratio statistic is
S 2S
S
,
(2)
F5 o
n24
3
the series. However, there could be more than one
changepoint in the series. Lund and Reeves (2002)
suggest finding the most prominent changepoint,
eliminating it by adjusting the series, and then successively test for other changepoints in the same
manner. A different method will be used here.
Employing the technique over the entire period from
1 June to 1 March is not valid since the long time scale
does not conform well to the assumptions (linear model
and noise term). Shorter time periods are generally
more linear and fit the two-phase model better, although
still not perfect. The reasoning behind this is that the
wind strength is similar during a particular season and
changes with season. To use shorter time frames but still
cover the entire period from 1 June to 1 March, the
method was repeated in a 90-day window centered on
each day. The F statistic for each window was saved, and
the maximum F statistics for all windows was used to
identify the major changepoints over the entire time
period. Windows with a different time span were used
to test the impact of longer or shorter periods, but the
90-day window was found to be optimal in detecting the
seasonal transition. Longer windows tend to have flatter
F statistics. Shorter windows have more peaks that are
influenced too much by synoptic-scale variability and do
not capture the seasonal transitions as well as the 90-day
window.
To summarize, the following steps are taken for each
year:
where S is the residual sum of squares from the alternative model (1), and So is the residual sum of squares
from fitting the null hypothesis of a single linear
regression:
1) Calculate the likelihood ratio statistic (F statistic) at
each point in the first 90-day window.
2) Repeat step 1 for each 90-day window.
3) Find the maximum F statistic for each day over all
90-day windows.
4) Use the maximum F statistic for each day to find the
local maximum of F that represents the most likely
changepoint.
Xt 5 a1 1 b1 t 1 et , 1 # t # n.
(3)
The maximum value of F over the time series is the
most likely changepoint. If there is a significant changepoint at time t, then F should be too large to attribute to
random variation. The threshold of statistical significance
comes from finding the distribution of F under the null
hypothesis. Lund and Reeves (2002) have argued that
prior use of the F distribution with 3 degrees of freedom in
the numerator and n 2 4 degrees of freedom in the denominator (F3,n24) is incorrect because of the dependence
of the series and leads to overestimation of significant
changepoints. They use a Monte Carlo approach to estimate the critical values. As will become clear later on, this
distinction does not impact the findings in this case since
the values of F are so large.
This model also assumes that there is only one
changepoint in the series. To find the most prominent
changepoint, it is estimated from the maximum F of
4. Results
a. Application of method
For brevity, not all 34 seasons will be shown and only
the CUI from CFSR is plotted since the different datasets give similar results (usually yielding transitions
within a few days of each other). Figure 4 depicts the
CUI and F statistic for several representative years.
Except for brief periods of a negative CUI slope associated with transient synoptic features, it is clear that
upwelling exists year-round, but there is a period of
enhanced upwelling in the spring. The distribution of F
for all 90-day windows is shown by the thin gray lines;
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FIG. 4. Four examples of CUI and associated values of F. Numbers underneath CUI are the phase of the MJO,
and the relative size of the number is the relative magnitude. Only phases when MJO . 1 are plotted. Thin gray
lines are F for every 90-day window, and the bold line is the maximum F of all windows. The years are indicated in
each panel.
the maximum F of all windows is the bold black line.
Peaks correspond to the most prominent changepoints
and thus the most likely time of the transition between
enhanced and diminished upwelling seasons at Punta
Lengua de Vaca. This method reveals many years that
have a clear transition as the CUI slackens around December. The 1981/82 season is one example of the most
frequently occurring type of time series of the CUI.
There is a fairly well-defined start of the enhanced
upwelling season just before September, and it slackens
just before January.
Seasonal transitions are usually easy to identify from
F since they correspond to the maximum value in the
peak, in particular during the spring-to-summer transition. However, a few years such as 2001/02 do not have
one single, sharp peak. If the peak is flat then there is
a range of dates that could be selected. The fairly flat
peak in 2001/02 spans 11 days. The small range of dates
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RAHN ET AL.
adds some noise to the method because of a lack of
sharpness. This could be dealt with in a couple ways. If
the peak is flat then the transition date could be identified as the first point at approximately the same value. In
this work, we identify the transition date as the numerical maximum of that peak. Also during the 2001/02
season, no clear beginning to the enhanced upwelling
season is identified using this method. A lot of variability
tends to flatten the F statistic, which indicates that no
clear signal can be pulled out of the CUI.
Often the two-phase linear regression model is used to
detect subtle changes in time series data (Lund and
Reeves 2002). It quickly becomes obvious that the CUI
undergoes large changes in both slope and intercept,
even in 90-day windows. As a result, tests for statistical
significance of the changepoints reveal that almost all
points are significant changepoints. When applying either Monte Carlo techniques or using F3,n24, the critical
F value is around 6. Since the magnitude at the peaks is
typically much larger, this is well above any test for
significance. The application of this method is to primarily find just where the greatest changepoint is and
not where significant changepoints occur, which is what
this method is commonly used for when looking at climate records, for example.
Depending partly on the variability of CUI, there can
be numerous peaks. An example is the 1986/87 season
where several peaks of all roughly the same magnitude
occur. This may also lead to some ambiguity. When
there are numerous peaks, not only is the maximum
magnitude important to identify the transition date, but
the type of transition is also important (i.e., an increase
or decrease to the slope). Finally, there were 5 yr where
the method failed to detect any clear transition between
spring and summer in data from the CFSR. The 1989/90
season is shown in Fig. 4. The method does not indicate
a clear transition date of the CUI since there is no corresponding signal in F. There is some subjectivity to
when the transition is clear or not using the F statistic,
but we found that a value of 50 between the local maxima and nearby minima gave a reasonable indication of
whether the transition was clear or not. More strict or
relaxed criteria may be used.
A failure to detect a clear transition can be viewed as
a simple failure of the method to detect any seasonal
transition or that there was actually no abrupt shift but
a rather smooth seasonal shift in the upwelling strength.
Seasonal transitions of the California Current System
have also been noted by Schwing et al. (2006) to be either gradual or unclear in some years. It is clear that
there still is a transition into and out of a period of enhanced upwelling; the method is just not able to identify
a specific date of this transition because the changes are
861
gradual. We emphasize that for the years where no
transition date is detected this does not mean that there
is no enhanced upwelling season. It means that this
method just does not detect a clear transition date.
However, we point out that most cases do have a distinct
transition date that is readily detected by this method.
b. Transition date
Transition dates for the beginning and end of the
enhanced upwelling season at Punta Lengua de Vaca
are given in Table 1, which includes data from CFSR,
ERA, and CCMP. Since CFSR and ERA cover the time
period from 1979 to 2012 and CCMP data spans from
1988 to 2010, mean and standard deviation are calculated by averaging the dates over both time periods. The
range of average start dates is from 31 August to 5
September. The range of average end dates is from 15 to
23 December. Furthermore, there is a clear difference
in the standard deviation of the transition dates such that
the beginning transition has a range of 22–30 days, while
the standard deviation of the end dates is 12–17 days.
Another method to find the mean transition dates was
to average the CUI over all years and then perform the
above method on the average CUI to detect any
changepoints. Figure 5 shows the results using all three
datasets over just the CCMP time period (1988–2010).
While the magnitude of the F statistic varies, the location of the peaks is in agreement. A large peak at the end
of the enhanced upwelling season is clear and sharp in all
datasets. The peak at the beginning of the enhanced
upwelling season is present but broader and much less
prominent. The higher standard deviation at the beginning of the enhanced upwelling season broadens the
peak, and this is again attributed to the higher synoptic
variability during this time of year. This is similar to the
large variability of the onset of the upwelling season
between northern California and Vancouver Island
found by Bylhouwer et al. (2013). The smaller variability
during the spring-to-summer transition results in a much
sharper peak. The range of average transition dates
for the 1988–2010 subset is 7–9 September and 8–10
December. The spring-to-summer transition found this
way is earlier than that found by just taking the average
of dates (15–21 December). Using the full dataset of
CFSR and ERA (1979–2012) to calculate the mean, the
transitions occur on 18 and 20 December, which is more
in agreement with calculating the mean from the transition dates.
Because of the fairly large standard deviation of the
transition, an explanation for why some years were
earlier or later than others was sought. At Punta
Lavapié, ENSO was shown by Montecinos and Gomez
(2010) to exert a large influence on the start and end
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TABLE 1. Dates of the start and end of the enhanced upwelling season and the duration (days) of the enhanced upwelling season obtained
from CFSR, ERA, and CCMP.
Start
Year
CFSR
ERA
1979
30 Jul
29 Jul
1980
3 Aug
2 Aug
1981
1 Sep
30 Aug
1982
30 Sep
29 Sep
1983
—
—
1984
4 Oct
3 Oct
1985
5 Aug
3 Aug
1986
—
—
1987
16 Aug
15 Aug
1988
26 Aug
26 Aug
1989
2 Aug
2 Aug
1990
—
—
1991
16 Oct
17 Oct
1992
11 Sep
12 Sep
1993
—
—
1994
13 Aug
13 Aug
1995
—
—
1996
3 Sep
3 Sep
1997
16 Aug
17 Aug
1998
26 Sep
26 Sep
1999
—
14 Sep
2000
19 Sep
19 Sep
2001
—
—
2002
6 Sep
5 Sep
2003
21 Jul
8 Sep
2004
20 Aug
20 Aug
2005
13 Oct
13 Oct
2006
29 Aug
29 Aug
2007
—
—
2008
29 Jul
30 Jul
2009
31 Aug
31 Aug
2010
26 Sep
26 Sep
2011
8 Sep
10 Sep
2012
—
—
Mean [standard deviation (days)]
1988 to
1 Sep
5 Sep
2010
(30)
(22)
1979 to
31 Aug
31 Aug
2012
(25)
(23)
End
CCMP
25 Aug
2 Aug
9 Sep
17 Oct
11 Sep
—
13 Aug
—
4 Sep
16 Aug
27 Sep
—
19 Sep
—
26 Aug
14 Sep
19 Aug
14 Oct
29 Aug
—
3 Aug
—
26 Sep
5 Sep
(23)
—
CFSR
ERA
8 Jan
4 Jan
24 Dec
25 Dec
21 Nov
16 Dec
—
4 Jan
21 Jan
26 Dec
—
—
14 Dec
26 Dec
10 Dec
—
28 Nov
25 Nov
12 Dec
11 Jan
—
6 Dec
9 Dec
1 Dec
27 Dec
26 Dec
11 Dec
5 Jan
7 Dec
3 Dec
31 Dec
12 Dec
12 Dec
26 Dec
7 Jan
16 Jan
20 Dec
25 Dec
26 Nov
14 Dec
—
4 Jan
22 Jan
2 Jan
—
—
18 Dec
1 Jan
15 Dec
—
28 Nov
26 Nov
16 Dec
9 Jan
—
7 Dec
10 Dec
3 Dec
11 Jan
7 Jan
6 Dec
13 Dec
8 Dec
—
11 Jan
12 Dec
22 Dec
27 Dec
15 Dec
(12)
19 Dec
(16)
20 Dec
(17)
23 Dec
(17)
of the upwelling season. The date of the spring-tosummer transitions at Punta Lengua de Vaca is grouped
according to the phase of ENSO in November–
December–January. The specific ENSO index used
was the Oceanic Niño index available from the Climate
Prediction Center (www.cpc.ncep.noaa.gov/products/
analysis_monitoring/ensostuff/ensoyears.shtml). The average spring-to-summer transition dates during El Niño,
La Niña, and neutral conditions are 25 December, 11
December, and 23 December, respectively. The average
of all dates was 19 December. To test for significance,
a Welch’s t test is used with the null hypothesis that
the mean during La Niña and El Niño are equal. At an
Duration
CCMP
2 Jan
—
—
8 Jan
31 Dec
15 Dec
—
25 Nov
26 Nov
16 Dec
7 Jan
—
7 Dec
10 Dec
3 Dec
30 Dec
14 Jan
12 Dec
6 Jan
6 Dec
—
22 Jan
12 Dec
21 Dec
(17)
—
CFSR
ERA
CCMP
162
154
114
86
—
73
—
—
158
122
—
—
59
106
—
—
—
83
118
107
—
78
—
86
159
128
59
129
—
127
122
77
95
—
162
167
112
87
—
72
—
—
160
129
—
—
62
111
—
—
—
84
121
105
—
79
—
89
125
140
54
137
—
—
133
77
103
—
104 (29)
103 (29)
102 (26)
109 (32)
110 (33)
—
130
—
—
83
111
—
—
—
83
122
102
—
79
—
99
107
148
59
130
—
—
—
77
a level of 0.90, there is a statistically significant difference in the transition date between El Niño and La Niña
years at Punta Lengua de Vaca. However, under the
null hypothesizes that El Niño or La Niña are different than neutral years, there is no significant difference, which indicates a marginal influence of ENSO on
the transition date at this particular location at an a
level of 0.90.
The minor role, if any, that ENSO has on the seasonal
transition of upwelling winds at this latitude is consistent
with Montecinos (1991) who concluded that the equatorward winds are not clearly modulated by ENSO.
Rahn (2012) also showed spring and summer composites
MARCH 2015
RAHN ET AL.
FIG. 5. (top) Average CUI over the CCMP period (1988–2010)
with transition dates indicated by the circles. (bottom) Values
of the maximum F from CFSR (black), ERA (gray), and CCMP
(light gray).
of alongshore wind anomalies during ENSO that had no
significant anomalies near Punta Lengua de Vaca. In the
spring and summer (September to February) composites, there were anomalies to the north and south of
Punta Lengua de Vaca. Since the spring-to-summer
transition occurred during November to January, composites of the meridional wind anomaly are constructed
for just those months (Fig. 6; positive anomalies indicate
more equatorward wind). No significant anomaly was
found during La Niña, but there was a significant positive
anomaly found during El Niño. The positive anomaly
found during El Niño is centered south of the mean
center of the anticyclone (Fig. 1). In fact, most years that
are associated with strong anticyclones tend to occur
south of the mean location of the anticyclone. Enfield
(1981) and later Vargas et al. (2007) argued that when
the SEP anticyclone weakened during El Niño, there
was a deeper MBL associated with reduced low cloud
cover that increased the land–sea thermal contrast. They
suggested that the greater temperature gradient would
drive stronger equatorward wind near the coast and
explain the stronger equatorward wind speed.
The MJO is an atmospheric oscillation around the
equator that plays a role in modifying the regional circulation conditions along the coast of Chile (e.g., Barrett
863
et al. 2012; Juliá et al. 2012). An active MJO represents
the often irregular eastward propagation of a large area
of convection along the equator with suppressed convection on either side. The speed of propagation around
the globe results in a period typically in the range of 30–
60 days. Distinct patterns of anomalies in the atmospheric circulation are associated with an active MJO
and can modulate weather patterns globally through
teleconnections (e.g., Donald et al. 2006). For instance,
when the equatorial convection is centered over Indonesia the surface pressure over the SEP strengthens
and the southerly wind along the Chilean coast is greater
than normal. The Wheeler and Hendon (2004) index is
a commonly used metric of the MJO that provides information on the phase and amplitude of the MJO. The
phase of the MJO describes where the enhanced convection is located, and the amplitude indicates the
magnitude of the anomalies associated with the MJO.
When there is a large area of convection near Indonesia,
the MJO is in phase 5. If the cluster of convection
moves eastward until it reaches the international date
line, then the phase is 7. When the MJO is in phase 7, the
SEP anticyclone becomes weaker than normal. As the
equatorial convection continues to propagate farther
eastward through phase 8 and back to phase 1 the SEP
anticyclone is on average weaker than normal and the
southerly wind is also weaker. The opposite anomaly
pattern is true for phases 4 and 5.
Composites over the entire year centered near Chile
indicate phases 4, 5, and 6 (7, 8, and 1) of the MJO tend
to have stronger (weaker) equatorward alongshore wind
(Rahn 2012). To visualize the relationship between the
alongshore wind and MJO during the spring-to-summer
transition, only the statistically significant anomalies
from November to January for each phase of the MJO
with an amplitude more than one are shown (Fig. 7).
Greatest anomalies of the composite reach 62 m s21.
The anomalies generally shift from north to south along
the coast as the MJO progresses west to east along the
equator (increasing phase number). Even though the
greatest anomalies are found at Punta Lavapié, significant anomalies are also found farther north near Punta
Lengua de Vaca.
Since one could expect a sharp change whenever
the MJO progresses eastward from phases 4, 5, and 6
(southerlies strengthen) to phases 7, 8, and 1 (southerlies
weaken), transitions modulated by the MJO should
mostly occur over phases 5, 6, and 7. A histogram of the
MJO phase at the date of the spring-to-summer transition indicates that the most common MJO phase is 6 or 7
(Fig. 8), consistent with the composites. However,
transitions have occurred in all other phases, and many
transitions occur when there is no significant MJO
864
JOURNAL OF PHYSICAL OCEANOGRAPHY
VOLUME 45
FIG. 6. Composites of significant 10-m meridional wind speed anomalies (m s21) during November, December, and
January under (a) El Niño and (b) La Niña conditions. Data from the CFSR.
(amplitude , 1). Thus, it is concluded that the transition is more likely to happen during a significant MJO
in phases 6 or 7, but by no means is the MJO a clear
indicator of the transition date. Even though there
appears to be a relationship with MJO and the springto-summer transition, there is still a considerable
amount of variability. In fact, in the four examples of
Fig. 3, none of the transitions occur during phase 6. So,
even though it is slightly more likely to occur in phases
6 or 7, there is little to no predictability in the transition time period based off of just the phase of the
MJO.
5. Conclusions
Determining the onset and end of the enhanced upwelling season is important for the functioning of the
marine ecosystem. The enhanced upwelling season is
tied to the SEP anticyclone that migrates north and
south over the year and strengthens in the spring and
summer months. Locations that are on the southern
extent of the SEP anticyclone, such as near Punta
Lavapié, have distinct transition points between the
upwelling and downwelling seasons. Thus, seasonal
transitions are readily identifiable. Farther north near
Punta Lengua de Vaca, the average wind is southerly
year-round, making identification of the enhanced upwelling season more difficult to assess.
An objective method to detect the more subtle
changes in CUI near Punta Lengua de Vaca was developed and applied to three datasets to find the transition dates over the years 1979–2013. This method
detects changepoints by essentially comparing a simple
linear regression model to a two-phase linear regression
model. The maximum difference corresponds to the
most likely changepoint. The underlying assumptions in
these models are that the time series is linear (one or two
phase) and that the noise is independent, normally distributed, and has a constant variance. These assumptions are weak over the entire period but strengthen
over shorter time periods. To use a shorter time period
but cover the entire time series, this method was applied
to all days in a 90-day window. Longer and shorter time
periods were used, but the 90-day window tends to be
ideal to capture the seasonal transition. Shorter time
periods were influenced too much by synoptic systems
MARCH 2015
RAHN ET AL.
865
FIG. 7. Composites of significant 10-m meridional wind speed anomalies (m s21) during November, December, and January for each
phase of the MJO (indicated in the upper-left panel) when amplitude is greater than one. The number of days (N) is indicated in each
panel. Data from the CFSR.
and longer periods were less robust with the underlying
assumptions.
The method could objectively identify clear transition
points for most years. The failure to detect a changepoint in those years with no clear transition is attributed
to high variability and really no clear, sharp transition in
CUI at the beginning or end of the enhanced upwelling
period. Using all datasets, the average day of the start to
the enhanced upwelling season ranged from 31 August
to 5 September, while the end of the enhanced upwelling
season ranged from 15 to 23 December. There is a higher
standard deviation (22–30 days) for the initial transition
date and a lower standard deviation (12–17 days) for the
end date. The difference likely comes from more synoptic activity that occurs near the beginning of the
enhanced upwelling season than at the end. We also
hypothesize that the difference in the start and end of
the enhanced upwelling season is influenced by the atmospheric semiannual oscillation in sea level pressure
(e.g., Walland and Simmonds 1999). This is because the
difference in the maximum meridional temperature
gradient and rate of amplification of baroclinic waves
changes greatly between the start and end of the enhanced upwelling season.
Explanations for the year-to-year changes in the
transition date were sought. Unlike Punta Lavapié
where ENSO plays a large role (Montecinos and Gomez
2010), the influence of ENSO on the meridional wind
and CUI was minor at Punta Lengua de Vaca. The MJO
can also contribute to modifying the seasonal transition.
866
JOURNAL OF PHYSICAL OCEANOGRAPHY
FIG. 8. Histogram of the phase of the MJO at the spring-tosummer transition date for CFSR (black), ERA (gray), and CCMP
(light gray). None indicates a MJO amplitude that is less than 1 or
no clear transition.
Composites of the meridional wind anomalies during
November, December, and January reveal that there are
significant anomalies near Punta Lengua de Vaca. A
slackening of the wind was slightly more likely to occur
when the MJO was in phase 6 or 7, but the transition also
occurred in almost every other phase, and 14 transitions
occurred with no active MJO (amplitude . 1) at all.
Thus, the relationship of the MJO and transition date
is not robust. As with any global teleconnection pattern, there are likely many factors that contribute to
the transition date that makes it difficult to quantify
a robust relationship to any one factor such as ENSO
or the MJO.
Acknowledgments. We thank the three anonymous
reviewers for their comments and suggestions that improved the manuscript, and we are grateful for the
fruitful discussions with CEAZA’s Marcel Ramos and
Beatriz Yannicelli. Support for this work comes from
New Faculty Startup funds at KU.
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