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Fluctuation-Enhanced Sensing for Biological
Agent Detection and Identification
INVITED PAPER
Laszlo B. Kish, Hung C. Chang, Maria D. King, Chiman Kwan, James O. Jensen, Gabor Schmera,
Janusz Smulko, Zoltan Gingl, and Claes G. Granqvist
Abstract—We survey and show our earlier results about
three different ways of fluctuation-enhanced sensing of bio
agent, the phage-based method for bacterium detection
published earlier; sensing and evaluating the odors of
microbes; and spectral and amplitude distribution analysis of
noise in light scattering to identify spores based on their
diffusion coefficient.
Index Terms — fluctuation-enhanced sensing, stochastic
signals, biological sensing, bacterium identification, spore
identification.
I. GENERAL CONSIDERATIONS
LUCTUATON-enhanced sensing (FES) [1-24] separates,
amplifies and analyzes the stochastic component of sensor
signals in sensors where normally the steady-state or mean
value of sensor signals are utilized only. The FES method for
chemical agents was first patented about a decade ago in
Sweden [1,2] (patents are in the public domain now) however
that time the method was not yet called FES. Even before
that, several groups reported the sensitivity of the
conductance noise of different non-passivated resistors against
the chemical environment and even mentioned their potential
for applications [3,4]. The related Swedish patents were
F
Plenary Talk at the Nanoelectronic Devices for Defense and Security
Conference, Fort Lauderdale, FL, October 1, 2009.
Manuscript received December 25,2009. This work was supported in
part by the Army Research Office under contract W911NF-08-C-0031.
L.B. Kish (until 1999, Kiss) is with Texas A&M Univ., Dept. of
Electrical and Computer Engineering, College Station, TX 77843-3128,
USA (corresponding author, phone: 979-847-9071; fax: 979-845-6259; email: Laszlo@ece.tamu.edu).
H.C. Chang, is with Texas A&M Univ., Dept. of Electrical and
Computer Engineering, College Station, TX 77843-3128, USA (e-mail:
hungchih@neo.tamu.edu).
M.D. King is with Texas A&M Univ., Dept. of Mechanical Engineering,
College Station, TX 77843 (email: mdking@neo.tamu.edu).
C. Kwan is with Signal Processing, Inc., Rockville, MD 20850 USA
(email: chiman.kwan@signalpro.net).
J.O. Jensen is with the US Army, RDECOM, ECBC, Edgewood, MD
21040 USA (email: jim.jensen@us.army.mil).
G. Schmera is with the Space and Naval Warfare Systems Center, San
Diego, CA 92152 USA
J. Smulko is with Gdansk University of Technology, WETiI, ul. G.
Narutowicza 11/12, 80-952 Gdansk, Poland (email: jsmulko@eti.pg.gda.pl).
Z. Gingl is with University of Szeged, Dept. of Experimental Physics,
Dom ter 9, Szeged, H-6720, Hungary (email: gingl@physx.u-szeged.hu).
C.G. Granqvist is with Uppsala University, Angstrom Laboratory, P.O.
Box 534, SE-75121, Uppsala, Sweden (email: ClaesGoran.Granqvist@angstrom.uu.se).
authored because a mathematical analysis and related
experimental feasibility studies with various commercial
sensors (published later [5-7]) indicated a potential for FES.
Today's name, Fluctuation-Enhanced Sensing, was given by
John Audia (then at SPAWAR, San Diego) in 2001 during a
visit to TAMU (College Station). Even though, FES was
first introduced for gas sensing [1-3,5-7], the principle allows
virtually the sensing of any chemical or physical agent. In the
case of gas sensing, the related interactions at the nanoscale
provide specific fluctuations of the sensor signal with
characteristic stochastic dynamics that provides enhanced
sensitivity and sensory information.
CLASSICAL
SIGNAL
SENSOR
(Mean Value)
PREAMPLIFIER
PATTERN
ANALYZER
(Neural Network)
RESULT
SPECTRUM
ANALYSER
Fig. 1. Fluctuation-enhanced sensing scheme with power density spectra
[5,6].
After a decade-long study of fluctuation-enhanced sensing
(e.g. [5-20]) and limited body of literature of theoretical
studies [13,22-24], enough experience has been acquired to
confidently make the following basic claims:
i) FES is not a miracle-tool of sensing. However, it has a
great potential, and it often provides unique results or it
works at conditions where the corresponding classical sensing
scheme cannot be used.
ii) Rule of thumb: The usual sensor signal, which is the
average value of a physical quantity, has always less
information than the spontaneous fluctuations of that physical
quantity: the FES signal.
iii) FES always requires more efforts than the corresponding
classical sensing. Minimal pre-requirements are significant
AC pre-amplification and the isolation of relevant external
disturbances.
iv) The smaller the characteristic length of sensor the higher
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There are many important unsolved problems about the
SEPTIC method [19-20]. Some examples follow here:
1. What is the optimal electrical field and geometry?
-8
10
-9
10
S
T5 + T5
-10
2
1/f
S
10
-11
10
-12
+
R
+
2
R
1/f
T5 + T5
1/f
10-13
0
10
10
1
f (Hz)
Fig. 2. Phage T5 infection of bacteria E.coli T5S or E.coli T5R. Phage
R
2
infection of bacteria E.coli S or E.coli . The phage is a genetically
modified phage with reduced reactibility; this is why the SEPTIC signal is
weaker. Control experiments with phage Ur - and bacteria E.coli
R , and with phage T5 and bacteria E.coli T 5R. The fluctuations were
recorded for 2 minutes.
Mean-Square Fluctuations (0.25-1Hz) V
II. BACTERIUM IDENTIFICATION BY FES AND PHAGES
We have already surveyed this topic at several forums and
here we mention it only for the completeness of this survey
for biological sensing utilizing FES. In 2005, a FES-based
method for prompt detection and identification of bacteria
was proposed [18-20]. The method, SEnsing of PhageTriggered Ion Cascade (SEPTIC), is detecting and analyzing
the electrical field caused by the stochastic emission of ions
during phage infection. Here "ions" is a term of biochemists
and it simply means the mixtures of various ionized salts
dissolved in water where the charge balance of positive and
negative ions is not known. The infected bacteria emit about
108 ions into the ambient fluid and the detection and
identification is carried out by measuring and analyzing the
voltage fluctuations between two metallic electrodes. The
sizes and the distance of electrodes are in the order of a
micron. There is a small DC current flowing between the
electrodes and that collects infected bacteria at the electrodes.
The system is a concentration cell (battery) with fluctuation
ion concentration/gradients and the result is obtained in a few
minutes after mixing the bacterium and corresponding phage
solutions. In the case of phage infection the power density
spectrum grows and it will follow a 1/f2 asymptotic shape,
while without reaction (phage infection), it is weaker and
shows the well-known 1/f shape, see Fig. 2. Because the
phage infection is a very selective process, where only
bacteria of a specific strain are infected, a futuristic SEPTICbiochip containing an array of sensors, where each sensor is
sensitized with a different phage, would be able to detect and
identify a library of bacteria with high speed and selectivity,
see Figure 3.
10
2
u
In the present paper we briefly survey our results related to
the sensing of bacteria and bacterial spores by FES. The two
bacterium sensing/detection methods are demonstrated by
experiments and they have a strongly empirical nature. The
bacterium spore detection scheme is theoretical with firm base
and they are confirmed by computer simulations.
5. How to construct a pen-size biolab with a disposable
biochip for the instantaneous detection and identification of a
library of bacteria?
S (f) V /Hz
is the sensitivity and the greater is the sensory information.
Nanostructures as sensors will have great potential for
commercial applications as soon as they can be fabricated
with sufficient stability and reproducibility.
2
-10
5 10
2 min
2 min
-10
4 10
S
+ Ur-
-10
3 10
-10
2 10
R
+ Ur-
-10
1 10
0 10
1 min
0
1 min
2 min
5 min
0 min
Fig. 3. Right columns: total mean-square fluctuations in the frequency range
of 1-10Hz during the infection of bacteria E.coli S by phages Ur
after various incubation times. The two 2-minutes experiments show the
reproducibility of the effect. Left columns: the same experiments with
resistant bacteria E.coli R .
Finally, we note that the successful continuation of such
developments require a strongly interdisciplinary effort where
the list of required expertise include: chip engineering, phase
biology, electrochemistry and signal processing.
III. FLUCTUATION-ENHANCED SENSING OF ODORS OF
MICROBES
2. Effect of the salt concentration and practical biological
ambient (blood, etc.) ?
3. Response of other phages and bacteria?
4. The timing, dynamics and ion composition of ion
emission?
Very recently [8], we had studied the specificity of power
density spectra measured in the resistance fluctuation of
commercial Taguchi sensors exposed to bacterial odors. Later,
in order to provide a new type of pattern recognition method
with ultra-low power consumption, while using FES with
room-temperature sensors, we developed and tested a simple
way to generate binary patterns based on spectral slopes in
different frequency ranges [21]. First, the deviation between
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the local slope (average slope in a given frequency range) and
the global slope of the power density spectra of FES signals
is calculated. Then the sign of this deviation is evaluated for
each non-overlapping frequency ranges and used as a pattern.
Such patterns can be considered as binary "fingerprints" of
odors. The feasibility of the new method has experimentally
been demonstrated with a commercial semiconducting metal
oxide (Taguchi) sensor exposed to bacterial odors (vegetative
Escherichia coli, and Anthrax-surrogate Bacillus subtilis
spores) and processing their stochastic signals. With a single
Taguchi sensor, the situations of empty chamber, tryptic soy
agar (TSA) medium, or TSA with bacteria could be
distinguished with 100% reproducibility. The bacterium
numbers were in the range of 2.5*104 - 106. Albeit, these
numbers were not low, this study was performed only to
demonstrate how much improvement FES can yield,
especially that, without this method, the given Taguchi
sensors provided zero information about the bacteria.
Examples of the measured spectra of (normalized) resistancefluctuation are shown in Figs. 4-6 and the binary pattern
generated by the new method is shown in Fig 7.
3
To illustrate the relevance for ultra-low power consumption,
we showed that this new type of signal processing and pattern
recognition task can be implemented by a simple analog
circuitry and a few logic gates with total power consumption
in the microWatts range. Fig. 8 shows the simplicity of the
pattern recognition unit. No computers, microprocessors or
extensive calculations were needed, just elementary logic
decisions. Taguchi sensors were used as a demonstration only
and, for a low-power application, room-temperature
nanoparticle film sensors are envisioned (as soon as they will
become commercially available) with this FES scheme.
Fig. 6. Repeated and expanded experiments with new samples (compare
with Fig. 4).
Fig. 4. Normalized power density spectra of the resistance fluctuations of
the sensor SP32 measured in the sampling-and-hold [6] working mode.
Each sample had one million bacteria. The alias "Anthrax" stands for
Anthrax surrogate Bacillus subtilis.
Figure 7. The spectra in Figures 4-6 yield the same 6-bits pattern. However,
gradually decreasing the bacterium number to 25 thousands, indicated that
bit B5 was not reproducible.
Fig. 5. Repeated and expanded experiments with new samples (compare
with Fig. 4).
Figure 8. The Boolean logic circuit to realize the binary pattern recognition
for the binary patterns shown in Figure 7. Bit B5 was skipped thus no input
line B5 is used.
> <
4
IV. SPORE DETECTION BY SPECTRAL ANALYSIS OF NOISE IN
LIGHT SCATTERING
Bacterial spores in fluid execute Brownian motion. If the
fluid is exposed to a narrow laser beam, the reflected/scattered
light will execute a diffusion noise phenomenon because the
number of spore will fluctuate in the beam. Randomly
leaving a returning spores will contribute to the long-term
correlations in the observed fluctuations. Photon correlation
spectroscopy [25] and fluorescence correlation spectroscopy
[26] (these are old photonics-based predecessors of FES) are
observing the autocorrelation function of such fluctuations
caused by dispersed particles in fluid and provides the value
of the diffusion coefficient of the particle.
Beam Splitter
Sample
Fig. 10. Receiver Operation Characteristic (ROC) curves with power
density spectra and bi-spectra.
Laser
4
Detector
FES
Electronics
3
2
1
Fig. 9. Outline of the optical setup to study diffusion noise in light scattering
of spores dispersed in fluid.
Our goal is to enhance this light scattering method in both
the time and the frequency domains, see Fig. 9. During the
recent years, we have been developing FES-based analysis
tools for [10,17] similar diffusion problems. The observed
spectra in the high-frequency limit show the so-called
universal frequency scaling of diffusion noise which is
proportional to f 1.5 . In the low frequency limit, the
spectrum approaches white noise (in 2 or more dimensions
and/or with finite-size diffusion volume). The characteristic
crossover frequency between white and the f 1.5 range is
related to the reciprocal of the diffusion time through the
beam cross-section. Exact spectra can be obtained by
computer simulations and they can be matched by the
measured spectrum to determine the diffusion coefficient. In
an idealistic situation, the spore can be identified from its
diffusion coefficient.
The main advantage of being in the frequency domain instead
of the using autocorrelation functions is that we can apply
advanced spectral tools, such as cross spectra with two
adjacent light beam to reduce background noise; and
bispectrum to obtain information related to the nonGaussianity of the fluctuations [10]. A demonstration of the
enhanced sensing information is shown in Figure 10. The
presence of different types of particles in the mixture of three
different particles was estimated from these spectra. Whenever
enough data were available, the bispectra worked better [10].
0
Fig. 11. Diffusion noise signal with 4 particles diffusing between two
subspaces. The sensor produces a signal proportional to the number of
particles in one of the subspaces.
Fig. 12. Amplitude distribution function of the diffusion noise with 2, 3
and 6 particles in the presence of background noise.
Can we use the method in a small system with a few
particles? The answer is yes; moreover, the smaller the
system is the better the theoretical situation for the FES
provided measurement duration is not a problem. Here we
show an example with the amplitude distribution function
that is usually Gaussian in large sensors with many particles.
However, for a small sensor and/or low number of particles,
it will be a non-Gaussian function (binominal distribution),
see Figs. 11 and 12. The number of spores in the system is
equal to the number of peaks of the amplitude distribution
function. This methods serves a way for calibration by first
principles [17].
Finally, applying techniques in the amplitude domain such as
binomial distribution analysis for particle counting or zerocrossing statistics requires few calculations and very low
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5
power consumption [10].
V. CONCLUSION
Utilizing the stochastic component of the signal of biosensors can significantly enhance sensory information and can
provide other advantages, too, such as reduced power need.
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