Buchbesprechungen
Miles, Cameron: Provisional Measures before International Courts and
Tribunals. Cambridge, UK: Cambridge University Press. 2017. ISBN 9781-107-12559-9 (Hardback). lxiii, 517 pp. £ 99,99 / ISBN 978-1-107-56517-3
(Paperback), £ 29,99; ISBN 978-1-316-77756-5 (eBook), £ 27,69
Un droit sans lois, ni juges, ni gendarmes goes an old French adage conveying the “primitive” character of international law at a time when the
fundamental sovereign powers – legislative, executive, and judiciary – were
completely decentralized. For over a century now, however, the efforts that
jurists have been making have led international law to a turning point. In
this context, the imaginative power of Hans Kelsen’s monism, Hersch Lauterpacht’s cosmopolitanism and Georges Scelle’s universalism, to mention
but a few, has fuelled the myth of “the unity of the legal world view” (Kelsen). The most realistic solution to ensure its legality was then found by legal scholars and practitioners in the judicialization of the “anarchist” community of States. Nevertheless, since the latter has never been a homogeneous and pacified community, the effort has not resulted in a monocentric
system. After the end of the Cold War, indeed, different tensions towards
conflicting values led to the establishment of likewise jurisdictional systems,
which today compete in the interpretation of (general) international law and
risk to jeopardize legal certainty.
Dealing with the international law of provisional measures, Cameron
Miles, barrister of Gray’s Inn at 3 Verulam Buildings (London), proves to be
perfectly aware of such complex implications. Not only has he addressed
them elsewhere (“The Influence of the International Court of Justice on the
Law of Provisional Measures”, in: M. Andenas/E. Bjorge (eds.), A Farewell
to Fragmentation. Reassertion and Convergence in International Law,
Cambridge, 2015), but his “Provisional Measures before International
Courts and Tribunals”, although without dedicating a specific section to the
topic, can certainly be read as an extraordinary antidote to the fragmentation of international law. Without “post-modern anxieties”, Miles appropriately uses a comparative approach which, on the one hand, enables him to
collect the different practices followed by international courts and tribunals
with respect to provisional measures and, on the other hand, to bring coherence among them.
The book is the result of the studies that the author carried out during his
doctorate, completed, under the supervision of James Crawford, at the University of Cambridge in 2017. In the wake of previous contributions, such
as “General Principles of Law as Applied by International Courts and TriZaöRV 80 (2020), 571-602
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bunals” (London, 1953) by Bin Cheng, and “A Common Law of International Adjudication” (Oxford, 2007) by Chester Brown, Miles aspires to
outline an international procedural law, which could regulate the application of provisional measures. Considered that, at the present stage, there
exists only one relevant general principle of international law –, i.e., that
from which stems the power to grant interim reliefs binding on the concerned parties –, the author prefers a cautious formula, closer to the French
concept of jurisprudence constante. To this end, in Part II, he outlines what
he defines as a “common approach” to the issuing of provisional measures,
shared by international courts and tribunals. It consists of a set of principles
rapidly evolving towards a real regulatory system – this is the fil rouge that
runs through the entire discussion.
The text is divided into three parts and ten chapters, whose Chapters 1
and 10 respectively provide some introductory insights and concluding remarks. Part I, “Preliminary Matters”, starts with Chapter 2, where Miles
retraces the history of provisional measures, highlighting the municipal nature they had until the modern age. The early exercises of an international
adjudicative function dates back to the second half of the XIXth century.
The chapter ends with an overview of the Permanent Court of International
Justice (PCIJ), the first body to issue provisional measures as they are
commonly understood nowadays. In Chapter 3, the author introduces the
main characters of the book, i.e., the international courts and tribunals
whose practice is examined in the following pages: (i) the International
Court of Justice (ICJ), (ii) the International Tribunal for the Law of the Sea
(ITLOS) and the other arbitral tribunals established on the basis of Annex
VII of the United Nations Convention on the Law of the Sea (UNCLOS),
(iii) investment arbitration tribunals, especially within the framework of
both the International Centre for Settlement of Investment Disputes
(ICSID) and the United Nations Commission on International Trade Law
(UNCITRAL) systems, and (iv) inter-state arbitral tribunals, e.g., those established under the auspices of the Permanent Court of Arbitration (PCA).
After having outlined the general features of each of these bodies, Miles examines their constitutive instruments and the relevant procedural rules applicable before them.
Part II, “Provisional Measures in General”, starts with Chapter 4. First of
all, the author underlines the incidental nature of interim reliefs, always dependent on a main claim. A further matter of great interest is the legal basis
of the power to award interim relief. It can alternatively be classified as a
general principle of law within the meaning of Article 38 (1) (c) of the ICJ
Statute, it can be derived from the inherent powers doctrine or, according to
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a voluntarist conception, it can be justified because of the consent of the
parties. In this respect, the author takes the view that the power stems from
an inherent power which in turn constitutes a general principle of (procedural) law, as such, available to adjudicators even in the absence of an express reference in their constitutive instruments (pp. 136, 172). In the third
place, Miles wonders “[h]ow then, can an international court – which may
lack jurisdiction – make an order touching on rights subject to litigation
before it has finally determined whether jurisdiction exist?” (pp. 147-148).
The question is not about whether or not a preliminary review over jurisdiction is needed, rather the appropriate extent to which it must be established. For this purpose, in the 1970s, the ICJ has set the threshold standard
of prima facie jurisdiction. In this field the ICJ arguably influenced other
international adjudicatory bodies, given that “the need for prima facie jurisdiction is the most uniform element of the uniform approach”, in the words
of the author (p. 172). Likewise, the Court took the position that, before
awarding interim reliefs, it is also necessary to evaluate the admissibility of
the main claim, on the basis of a prima facie standard, but, in this respect,
other international courts and tribunals have proved more reluctant. Lastly,
Miles addresses the admissibility of the request for interim relief in itself.
Chapter 5 is focused on the purposes for which provisional measures are
ordered. A first and general type of measures aims “to preserve the respective rights of the parties pending the decision of the Court” (p. 1). To this
end, the adjudicatory body is required to assess, on the one hand, whether
or not the rights which provisional measures are intended to protect are
“linked” to the subject matter of the main proceeding and, on the other
hand, the plausibility of the claims presented by the applicant. Whereas, as
regards the first issue, the ICJ played a leading role, establishing the socalled “link test”, it has been rather hesitant to accept a preliminary assessment of the merits, at a stage where its competence has not been fully determined yet. Therefore, it elaborated a “plausibility test”, according to
which the applicant is burdened to prove its own prospects of success on
the merits. A second type of measures can be awarded for the nonaggravation of the dispute, meant as an objective interest other than that of
the parties. The necessity to ensure the effective administration of justice, in
fact, entitles the judicial authority to act motu proprio (p. 208), as an autonomous inherent power (p. 224), whose extent nevertheless is still under discussion.
In Chapter 6 the author examines the requirements of provisional
measures. By breaking down the unitary concept of “necessity”, it is possible to distinguish, on the one hand, the “irreparable prejudice” of the rights
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sub iudice – as it cannot be settled through restitution, compensation or
other remedies – and, on the other, the “urgency”, understood as the damage that may reasonably occur before the determination of the judgment. If,
as regards the latter prerequisite, international courts and tribunals seem to
have developed a common approach, a discrepancy can still be found with
respect to the former, between the standard of “irreparable prejudice”, required by the ICJ, and the less burdensome “significant damage”, adopted
by some ICSID tribunals. If someone is considering a hypothesis of fragmentation, (s)he may easily change her/his mind: it is rather about a terminological divergence – explains the author (p. 226).
Miles addresses content and enforcement of provisional measures in
Chapter 7. First, he retraces the long path which led to the affirmation of
the binding nature of interim reliefs, taking as a watershed the decision of
the ICJ in LaGrand (2001). In light of this and other decisions, it can now
be said that international courts and tribunals have “an inherent power to
order binding interim relief, by way of a general principle of international
law” (p. 298). Furthermore, with respect to the content, he distinguishes
provisional measures aimed at protecting substantive rights from those ensuring the effectiveness of procedural powers, and then discusses their proportionality and duration. The last point concerns the enforcement, in the
event that the party to which the measures are addressed has not spontaneously complied with the order. As the binding nature of provisional
measures is now generally accepted, it can be derived, as a logical consequence, that the failure to fulfill the obligation gives rise to an international
wrongful act, whose effects are governed by customary law, mostly codified
in the 2001 Draft articles on Responsibility of States (p. 319 et seq.).
Part III, “Specific Aspects of Provisional Measures”, starts with Chapter
8, where Miles first addresses various issues of both substantive and procedural law. The first set of questions relates to the way judicial bodies approach interim relief, when the subject matter of the dispute (i) intersects
human rights and humanitarian law, (ii) there is an overlap with the functions of the United Nations Security Council, or (iii) a parallel proceeding is
pending before other authorities. The subsequent set concerns the possibility for provisional measures to be awarded when a party does not appear, or
in the context of advisory, interpretative and – as regards the ICSID system
– annulment proceedings. In the second place, the author faces the procedure for the modification or revocation of interim reliefs, once they have
been ordered. Lastly, Miles resorts to a realistic approach in Chapter 9,
where he confers to his characters a body and soul (even evil at times). Provisional measures, in fact, may play a primary role in the litigation strategy
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the parties follow in view of purposes other than the physiological ones.
This is because interim reliefs may aid in the immediate attainment of a party’s wider objective, up to the point of resulting in the abuse of process.
The book, characterized by a clear and flowing style, contains an impressive number of questions regarding interim relief, analyzed in a comparative
perspective by reference to the different practices of selected international
courts and tribunals. It also proves to have an eye-opening character by virtue of the systematic insights it gives about the source of the power to issue
provisional measures, their binding nature, and the consequences arising
from non-compliance as well as those of a more practical concern, addressed in the last chapter. One point that might be critically highlighted
concerns the extent of Miles’ research. He excluded the case law of the
Court of Justice of the European Union (CJEU), arguing that “[it] may be
said to have developed its own distinct character such that it does not need
necessary interact [...] with other international bodies at all or at least to the
same degree” (p. 8). Although it must be recognized that the CJEU has a
somewhat hybrid nature, this does not preclude that it can contribute to
determining that “unified approach to provisional measures in international
law” that Miles’ comparative effort aims to outline. In addition, the more or
less necessary and intense interaction with other international courts and
tribunals could only be assessed as a result of a specific investigation on the
point. On the other hand, it should be considered that the jurisprudence of
the CJEU can contribute to the fragmentation of international law (e.g.,
Kadi) as well as to safeguard its unity, through the judicial dialogue with
other international bodies, and especially with the ICJ, whose judgments it
regularly cites in cases involving questions of public international law.
Likewise, the practice of regional systems for the protection of human
rights has been left out of the scope of the inquiry, since “these bodies have
developed a slightly different tradition of interim relief [...]” – explains the
author (p. 7). On the contrary, one could say that dealing with a particular
practice is not an obstacle, but the prerequisite for a comparative research
aimed at verifying the existence of a “common approach” among international adjudicative bodies. The few references to the European Court of
Human Rights (ECtHR) case law seem to demonstrate that it would have
deserved some more attention. As it is well known, indeed, those systems
have deeply contributed to the development of general international law. In
this respect, it can be mentioned, for instance, the position taken by the
ECtHR in Belilos (1988) and Loizidou (1995), as regards the regime of treaty reservations. These remarks, however, limit in no way the importance of
the ambitious project that Miles pursues. He does not confine himself to
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acknowledging the already existing degree of coherence, nor is he moved by
the conservative fear that fragmentation could affect the law of provisional
measures. Courageously, instead, he starts shaping the future of international dispute settlement towards a “harmonious system [...] to the benefit of
international society as a whole”.
Donato Greco, Napoli
Noltenius, Rainer (Hrsg.): Mit einem Mann möcht ich nicht tauschen.
Ein Zeitgemälde in Tagebüchern und Briefen der Marie Bruns-Bode
(1885-1952). Berlin: Gebr. Mann Verlag. 2019. ISBN 978-3-7861-2799-4
(Hardcover). 328 S. € 29,00
Nahezu ihr gesamtes Leben führte Marie Bruns-Bode ausführliche Tagebücher. 2.776 handschriftliche Seiten und 18 Tagebücher dokumentieren,
dass das Schreiben für sie fast eine Profession war. Die Aufzeichnungen
spiegeln vier Epochen deutscher Geschichte sowie das sich im Lauf der Zeit
verändernde weibliche Rollenbild des Bildungsbürgertums wider. Zu einer
interessanten Quelle der Zeitgeschichte und der Geschichte des Völkerrechts werden die im Privatbesitz der Familie befindlichen Tagebücher
dadurch, dass die Schreiberin zentrale politische und kulturpolitische Ereignisse aus nächster Nähe beobachten konnte. 1885 als Tochter des einflussreichen Museumsmanagers und Kunsthistorikers Wilhelm (seit 1914
von) Bode geboren, genoss sie eine von Internationalität geprägte Erziehung
und kam bereits als Teenager in Berührung mit den kulturpolitischen
Netzwerken des Kaiserreichs. Als Ehefrau des Völkerrechtlers Viktor
Bruns, der 1924 das Kaiser-Wilhelm-Institut für ausländisches öffentliches
Recht und Völkerrecht (das heutige Max-Planck-Institut für ausländisches
öffentliches Recht und Völkerrecht) gründete, war sie indirekt Zeitzeugin
internationaler Schiedsprozesse, die nach dem Ersten Weltkrieg außenpolitische Weichen stellten.
Eine Auswahl der Tagebücher sowie Briefe von Marie Bruns-Bode hat ihr
Enkel Rainer Noltenius im vergangenen Jahr im Berliner Gebrüder Mann
Verlag herausgegeben. Der Herausgeber forschte als Germanist an der Universität Dortmund und hat mit dem Band seiner Großmutter ein ehrendes
Denkmal gesetzt. Obwohl Noltenius’ Charakterisierung von Marie Bruns
als emanzipierte Frau und subversive Regimegegnerin während der NSZeit, die er im Nachwort versucht, auf Basis der vorgelegten Quellenedition
nicht recht nachvollziehbar ist, überzeugt das Buch als Sammlung von bislang nicht beachteten Selbstzeugnissen. Neben einem Bildteil, der außer Fotos auch Zeichnungen umfasst, enthält der Band ein umfassendes Quellen-
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verzeichnis, sowie biographische Übersichten und die vollständigen Schriftenverzeichnisse von Marie und Viktor Bruns.
Besonders wertvoll ist die Ergänzung der Tagebücher durch Briefe von
Marie Bruns. Leider fällt dieser Teil deutlich schmaler aus. Vor allem aus der
Zeit 1935 bis 1944, in der Marie Bruns einen Großteil ihrer Tagebuchaufzeichnungen vernichtete, hätte man sich mehr Briefe gewünscht, um ein
Bild dieser Jahre zu gewinnen. Der Korrespondenzteil ist überdies aufschlussreich hinsichtlich des Quellenwerts der Tagebücher. Denn nicht selten klaffen die Bewertungen desselben Geschehens im Tagebuch und im
Brief weit auseinander, was zeigt, dass die Tagebücher nicht als Dokumente
unmittelbaren Erlebens gelesen werden können.
Vielmehr waren sie stilistisch am zeitgenössischen literarischen Kanon inspirierte Familienchroniken, wie der Germanist und Rezeptionsforscher
Noltenius kenntnisreich im Nachwort ausführt: Tagebücher, oft prachtvoll
in Leder gebunden und mit Goldschnitt versehen, wurden gern im Familienkreis vorgelesen und besaßen eine zentrale Aufgabe für die Bildung des
Familiengedächtnisses und die Selbstversicherung des Familienverbands
über mehrere Generationen hinweg. Entsprechend selten enthalten sie
Schilderungen persönlicher Krisen, Misserfolge und Enttäuschungen. Mit
dem Quellenband schreibt der Herausgeber diese Tradition fort, denn mit
seiner Publikation rückt er die Großmutter postum aus dem Privatissimum
der Familie in die große Öffentlichkeit.
Marie Bruns stammte aus einer bildungsbürgerlichen Familie, was ihren
weiteren Lebensweg prägte. Ihr Vater, Wilhelm Bode, wurde 1905 Generaldirektor der Berliner Museen, in denen er zuvor eine steile Karriere durchlaufen hatte. Ihm ist der Aufbau der heutigen Kunst- und Antikensammlung der Berliner Museumsinsel ebenso zu verdanken, wie die Gründung
der beiden Museen auf der Museumsinsel, in denen die Sammlungen bis
heute der Öffentlichkeit präsentiert werden: das 1904 eingeweihte KaiserFriedrich-Museum, heute nach Bode benannt, und das Pergamonmuseum,
dessen Eröffnung 1930 Bode selbst allerdings nicht mehr erlebte.
Marie begleitete ihren Vater als Teenager auf zahlreiche Italienreisen, bei
denen er Kunstwerke für die Sammlungen erwarb, und partizipierte früh an
dessen Netzwerken als Teil seiner kulturpolitischen Arbeit mit Sponsoren,
Sammlern, Stiftern und den Medien. Aufenthalte in Oxford und Paris stärkten Marie Bodes Begeisterung für die bildende Kunst und vermittelten ihr
neben entsprechenden Sprachkenntnissen eine solide Grundausbildung der
Kunstgeschichte, die sich als wissenschaftliche Disziplin gerade herausbildete.
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In einer Zeit, da Frauen der Zugang zur Universität verschlossen war,
hätte Marie Bruns immerhin der Lehrerinnenberuf offen gestanden, was ihr
“heißester Wunsch” (S. 175, Brief an den Vater, 3.5.1903) war. Andere Frauen aus bildungsbürgerlichen Haushalten gingen diesen einzigen Weg zur
Berufstätigkeit, darunter auch ihre Freundin Agnes von Harnack, Tochter
des Kirchenhistorikers Adolf von Harnack, der 1911 mit der KaiserWilhelm-Gesellschaft die Vorläuferin der heutigen Max-Planck-Gesellschaft
schuf. Doch auf Geheiß ihres Vaters, der um die Gesundheit der Tochter
besorgt war, stellte Marie Bruns ihre beruflichen Ambitionen zurück. Dank
der guten Kontakte ihres Vaters zum preußischen Hof gelang es ihr dennoch, ihren Traum zu verwirklichen. Von 1907 bis 1910 arbeitete sie als Privatlehrerin der Kronprinzessin Viktoria Luise. Danach war sie als externe
Lehrerin mit geringer Stundenzahl an einer katholischen Schule tätig, die ihr
1914 allerdings kündigte, da Marie Bruns aus ihrer liberalen religiösen Einstellung gegenüber den Schülerinnen keinen Hehl machte.
1915 heiratete Marie Bode Viktor Bruns und richtete ihr Leben fortan an
seinem aus, zeichnete und schrieb „natürlich nur für den Hausgebrauch“ (S.
282, Brief an den Vater, 8.1.1915). Während ihre engste Freundin Marie von
Gebsattel von 1919 bis 1923 als Abgeordnete im Bayerischen Landtag saß,
ab 1922 als Dezernentin im Kultusministerium das Mädchenschulwesen in
Bayern verantwortete und es bis zur Oberregierungsrätin brachte, stellte
Marie ihre Tätigkeit als Pädagogin für Kunstgeschichte in Schule und Museum zugunsten von Heim und Familie bewusst zurück. Erst in den 1930erJahren nahm sie ihre Tätigkeit als Kunstvermittlerin wieder auf. Als Ehefrau
und Tochter Wilhelm von Bodes hatte sie allerdings weiterhin Teil am gesellschaftlichen Leben.
Im Fokus ihrer Tagebücher standen zum einen die Karriere von Viktor
Bruns, zum anderen das Privatleben der Familie, die sich bald um die Töchter Hella (geb. 1917) und Edith (geb. 1921) vergrößerte, sowie Reisen. Mehrere Fehlgeburten machten den Traum von einer großen Familie zunichte.
Wie wichtig die Familie für sie war, ermisst sich daran, dass sie ihren Kindern jeweils eigene Tagebücher widmete, die deren Entwicklung bis ins frühe Erwachsenenalter hinein festhalten. Obwohl Marie Bruns in einem Brief
an ihre Freundin Marie Gebsattel festhielt, dass sie mit ihrem Mann “kaum
über berufliche Belange” (S. 229, Brief an Marie Gebsattel, 24.3.1923) spreche, zeichnet sie in den Tagebüchern ein anderes Bild. Als Gattin begleitete
sie Viktor Bruns auch zu repräsentativen Diners mit diplomatischem Hintergrund. Als Sekretärin schrieb sie Teile seiner wissenschaftlichen Werke
nieder.
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Die Heirat mit Viktor Bruns erweiterte Marie Bode-Bruns’ Netzwerke
noch einmal erheblich, denn mütterlicherseits entstammte Viktor Bruns der
Familie Weizsäcker. Besonders den Onkel Carl Weizsäcker, der von 1906
bis 1918 Ministerpräsident von Württemberg war, schätzten Viktor und
Marie Bruns als kompetenten Beobachter des politischen Geschehens und
wichtigen Gesprächspartner für die Erörterung außenpolitischer Fragen.
Von ihm beeinflusst sind vermutlich viele kritische Bemerkungen zur Tagespolitik, wie bei Kriegsende über Kaiser Wilhelm II: “Die Wahrheit sickert allmählich durch, dass Deutschland ihm den Verderben bringenden
Krieg in erster Linie zu verdanken hat. […] Er ist auch Schuld daran, dass
die zweimaligen Bündnisangeboten von England abschlägig beantwortet
wurden” (S. 90).
Viktor Bruns wurde 1884 in Tübingen geboren und studierte Rechtswissenschaften in seiner Heimatstadt und in Leipzig. Nach der Dissertation
war er von 1910 bis 1912 außerordentlicher Professor für Römisches Recht
in Genf und ab 1912 außerordentlicher Professor für Staatsrecht und Völkerrecht an der Berliner Universität. Während des Ersten Weltkriegs entdeckte er im Kriegs-Presseamt in Stuttgart sein Talent als Verfasser juristischer Artikel zu tagesaktuellen außenpolitischen Fragen. Nach dem Krieg
arbeitete Viktor Bruns zunächst wieder wissenschaftlich an der Universität
Bonn und kehrte 1919 auf seine alte Position an die Berliner Universität zurück.
Der Karriereplanung ihres Mannes widmete seine Frau Marie im Tagebuch viel Raum. Sie schilderte ihn als Mann mit ebenso großem Talent wie
Ambitionen, sowohl wissenschaftlich und politisch-publizistisch zu arbeiten, als auch für die Diplomatie oder die Regierungsbürokratie. Seinen verschiedenen Neigungen konnte Viktor Bruns schließlich als Gründungsdirektor des Kaiser-Wilhelm-Instituts (KWI) für Völkerrecht folgen, dessen
Gründung er mit initiierte. Details zu den Jahren der Institutsgründung
sind in Marie Bruns’ Tagebuch allerdings nicht festgehalten, da die Aufzeichnungen aus den Jahren 1924 bis 1929, vermutlich während der Kriegszeit, verloren gingen.
Das Kaiser-Wilhelm-Institut für ausländisches öffentliches Recht und
Völkerrecht (KWI) wurde 1924 zunächst als Verein gegründet und den wissenschaftlichen Statuten der Kaiser-Wilhelm-Gesellschaft verpflichtet, in die
es 1938 überführt wurde. Die Neugründung war Viktor Bruns’ Antwort auf
die Herausforderungen, vor der die deutsche Außenpolitik nach dem Ersten
Weltkrieg stand als sie darum rang, Deutschland wieder in die internationale
Staatengemeinschaft zu integrieren. Dabei galt es, die politischen und wirtschaftlichen Beziehungen zu anderen Staaten unter Berücksichtigung der im
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Versailler Vertrag niedergelegten Bestimmungen neu zu gestalten. Für die
hochkomplexen Sachlagen war rechtswissenschaftliche Kompetenz gefragt
und eine neue Methodik, die Bruns im Rechtsvergleich fand. Folgen des
Krieges, wie die Rheinlandbesetzung oder der Polnische Korridor ins nunmehr vom Reichsgebiet abgetrennte Ostpreußen schufen außenpolitische
Konflikte, die innenpolitischen Zündstoff bargen und für deren Regelung
diplomatisches Geschick allein nicht genügte.
Als Direktor des die Regierung in Fragen des internationalen Rechts beratenden KWI vertrat Viktor Bruns den deutschen Staat in internationalen
Schiedsgerichten sowie am Ständigen Internationalen Gerichtshof in Den
Haag. So wirkte er an der Gestaltung der politischen und wirtschaftspolitischen Landkarte nach dem Ersten Weltkrieg mit. Die Tagebücher seiner
Frau dokumentieren unter anderem seine Rolle bei den Verhandlungen
beim Internationalen Schiedsgerichtshof in Den Haag über die deutschösterreichische Zollunion, die abgewiesen wurde. Begeistert schilderte Marie Bruns dagegen die erfolgreichere Verhandlung über den Status Danzigs
zwischen 1928 und 1931 am Ständigen Internationalen Gerichtshof in Den
Haag, in der Bruns als Richter mitwirkte: “Nachdem die Polen schon in einer öffentlichen Versammlung verkündet hatten, Danzig sei jetzt polnisch
geworden, hatte Viktor den freien Staat den Polen entrissen. Mir war, als sei
ich die Frau eines großen Generals, der eine Stadt vom Feinde entsetzt hatte. Aber nicht mit Schwertgewalt, sondern mit den friedlichen Waffen des
Geistes” (S. 127). Ein authentischer Bericht über die anstrengende Verhandlungswoche aus Bruns eigener Feder ist ins Tagebuch als langes Briefzitat
eingeflochten. “Aber was als Jurist mich empört, das ist das ganze illegale
Gebaren einer skrupellosen Politik, das in den Mantel des Rechts eingehüllt
wird und nichts anderes als eine Entweihung des höchsten Gutes, das den
Menschen neben der Religion gegeben ist, nämlich des Rechtsgedankens als
der Verwirklichung der Gerechtigkeit” (S. 126).
Ein wichtiges Hilfsmittel dieser Arbeit für die deutsche Außenpolitik war
das völkerrechtliche Archiv, dessen Aufbau ein Kerngeschäft des neuen Instituts wurde. Die Sammlung sollte im Konfliktfall einen schnellen Zugriff
auf juristische Grundlagen und Dokumente ermöglichen und bei der
Schlichtung helfen. Als neue völkerrechtliche Methodik führte Bruns den
Rechtsvergleich und die Erforschung auch des ausländischen öffentlichen
Rechts ein, was ein Novum für die Völkerrechtsforschung bedeutete. Marie
Bruns’ Reflexionen dazu in ihrem Tagebuch sind vermutlich von Bemerkungen ihres Mannes angeregt: “Völkerrecht ist eben in der Hauptsache
noch ungeschriebenes Gewohnheitsrecht, das nur auf einzelnen internationalen Verträgen beruht. Als Wissenschaft muss es erst begründet werden.
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Dazu bedarf es einer großen Dokumenten- und Büchersammlung, die Viktor mit vielen Gehilfen in die Hand nehmen will.” (S. 232, Brief an Anna
Rimpau, 21.2.1925). Marie Bruns, die mit der Kunstgeschichte schon früher
die Herausbildung eines neuen wissenschaftlichen Fachs aus nächster Nähe
miterlebt hatte, mag hier, wo es gleichfalls um eine neu aufkeimende Wissenschaft ging, besonders aufmerksam beobachtet haben. Sie selbst übernahm engagiert Hilfstätigkeiten, wie das Schreiben von Karteikarten für den
Zettelkatalog der neuen Bibliothek.
In Marie Bruns’ Tagebüchern bleibt die Zeit des Nationalsozialismus unterbelichtet, da sie selbst 250 Seiten ihrer Aufzeichnungen aus den Jahren
1936 bis 1944 herausriss, wie der Herausgeber kommentiert. Er mutmaßt,
diese Tagebuchseiten hätten Passagen enthalten, die Sympathien mit dem
Kreis der Verschwörer vom 20. Juli 1944 verraten hätten und aus Angst vor
einer Hausdurchsuchung nach dem gescheiterten Putsch vernichtet worden
seien. Die These entbehrt nicht der Plausibilität, da Viktor Bruns engen
Kontakt zu dem von ihm hochgeschätzten Mitarbeiter Berthold Schenk
Graf von Stauffenberg pflegte. Wie dieser war auch Helmuth James Graf
von Moltke am Putsch beteiligt und seit 1939 unter Bruns am Institut tätig.
In dieser Zeit war das Institut dem Oberkommando der Wehrmacht unterstellt, wohin auch Mitarbeiter abgeordnet wurden, darunter Moltke und
Stauffenberg.
Auch privat pflegte die Familie Bruns über die Bekennende Kirche in
Berlin-Dahlem Kontakte zu nationalkonservativen Milieus, die wenig später
in Opposition zum NS-Regime gerieten. Die Konfirmation und die Trauung von Hella Bruns wurden Pastor Martin Niemöller anvertraut. Die Eheschließung konnte Niemöller allerdings nicht vollziehen, da er kurz zuvor
als Staatsfeind verhaftet worden war, was Marie kurz erwähnt. Dagegen
spiegeln ihre Tagebuch-Einträge auch eine Anpassung an die NSGesellschaft und eine grundsätzliche Zustimmung zur Rasseideologie, was
allerdings einem allgemeinen, von biologistischen Vorstellungen der Zeit
getragenem, gesellschaftlichem Konsens entsprach.
Zur Einordnung des Verhaltens des Ehepaares Bruns in der NS-Zeit,
können die wenigen Quellen des Bandes letztlich kein eindeutiges Bild liefern. Der Vergleich, den der Herausgeber im Nachwort zwischen Viktor
Bruns und dessen Cousin Ernst von Weizsäcker zieht, der 1938 Staatssekretär im Auswärtigen Amt wurde und Karriere im NS-Staat machte, ist wenig
glücklich. Beide seien, so Noltenius, geblieben um Schlimmeres zu verhindern. Angesichts neuer Erkenntnisse der historischen Forschung über
Weizsäckers Verhalten und dessen Kenntnissen der Pläne zur “Endlösung
der Judenfrage” erscheint das Urteil wenig reflektiert. Überdies musste sich
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Viktor Bruns in seiner Position weit weniger mit den Machthabern arrangieren.
Er starb, zeitlebens an Herzproblemen leidend, 1943. Wenig später vernichtete eine Bombe große Teile der Bibliothek seines Instituts im ehemaligen Berliner Stadtschloss. Die Reste wurden in Bruns’ Villa gebracht und
dort mit seiner Privatbibliothek zusammengeführt. Die so entstandene
Sammlung kam nach Heidelberg, wo sie den Grundstock des Max-PlanckInstituts für ausländisches öffentliches Recht und Völkerrecht bildete. Marie
Bruns nahm regen Anteil an der Neueröffnung des Instituts unter Leitung
von Carl Bilfinger im September 1949. Sie überlebte ihren Mann um neun
Jahre.
Erst in dieser Zeit und gezwungen durch die Notzeit nach dem Krieg
setzte sie ihre über Jahre geschulten Fertigkeiten als Porträtzeichnerin – nun
schon in fortgeschrittenem Alter – professionell ein, um einen Teil des Familienunterhalts zu erwirtschaften.
Marie Bruns’ Biographie und ihre Aufzeichnungen sind insgesamt eine
interessante Quelle für die Genderforschung. Denn sie geben Anhaltspunkte, warum die meisten Frauen aus dem gehobenen Bürgertum trotz einer
liberalen Einstellung, guter Ausbildung und einem Umfeld, in dem Vorbilder nicht fehlten, in traditionellen Rollenschemata verharrten. Der Vergleich
mit männlichen Karrieren zeigt, dass Frauen einer aktiven Unterstützung
durch die Familie bedurften, um ihre Talente in einem Beruf ausleben zu
können. Während Wilhelm von Bode seinen beruflichen Traum trotz des
väterlichen Verbots in einem zweiten Anlauf mit großem Erfolg realisierte,
gelang seiner Tochter das nicht – obwohl sich auch ihr eine zweite Chance
bot. Sie entschied sich für das Familienleben. Wie sehr sie traditionelle Rollenbilder akzeptierte, zeigt, dass sie der eigenen Tochter trotz ihres großen
Talents untersagte, ihrem Wunschberuf Sängerin nachzugehen. Stattdessen
absolvierte diese eine Ausbildung zur Krankengymnastin. “Das Ziel wird ja
doch die Ehe werden, und für die kann Hella in ihrer Berufsausbildung viel
lernen” (S. 162), schrieb Marie Bruns angesichts dieser Berufswahl 1936.
Susanne Kiewitz, Berlin
Ruys, Tom/Corten, Olivier/Hofer, Alexandra (eds.): The Use of Force in
International Law: A Case-Based Approach. Oxford: Oxford University
Press. 2018. ISBN 978-0-198784-36-4 (Paperback). 960 pp. £ 53,00
The book under review is intended as “the first attempt to systematically
bring together the main jus contra bellum precedents since 1945 into a single
work of reference” (p. 3). It is thus meant to be a reference work. It has an
introduction written by the editors and a chapter on the Caroline incident
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written by Sir Michael Wood, which was included because of “its omnipresence in legal doctrine and state discourse” (p. 2), and 64 case studies divided
into three eras: the Cold War era, the post-Cold War era, and the post 9/11era.
Where most previous works are divided by theme, with individual cases
mentioned incidentally, The Use of Force in International Law: A CaseBased Approach is instead divided by case, with the relevant thematic questions mentioned incidentally. This novelty constitutes the “approach” mentioned in the book’s title. The book covers no less than 64 post-1945 cases,
each of which gets one chapter. The editors justify their approach by arguing that “precedents from state practice [...] is indeed an important and unavoidable element from which the jus contra bellum derives its compliance
pull” (pp. 2 et seq.).
Even with its 64 cases across 932 pages, the editors admit that the book
“is not exhaustive” (p. 2). For example, it excludes the various incidents of
the China-Taiwan conflict, the Vietnam War (the book only covers the Gulf
of Tonkin incident), the 1994 invasion of Haiti, the 1948 Arab-Israeli War,
the Balkan Wars (the book only covers the North Atlantic Treaty Organization [NATO] interventions), the Armenia-Azerbaijan War, the Lebanese
Civil War (the book only covers Israel’s 1982 involvement), the Biafra conflict, and the two Chechen wars. While all of these conflicts are politically
important, many of them are largely civil wars or wars of secession, whose
legal assessments may turn as much on questions of statehood or selfdetermination as on the law of the use of force. It is therefore sensible to
exclude them from a book like the one under review.
Some of the inclusions in the book are unsurprising, for example the Korean War (1950-1953), the Entebbe Raid (1976), and the 2001 invasion of
Afghanistan. Some inclusions are more surprising, such as the Larnaca incident (1978) and South African incursions into Lesotho (1982). As the book
itself notes, “most of the case studies included in this volume have previously been the subject of scholarly analysis” (p. 2). The book nonetheless collects the various incidents and analyses them in a comprehensive and uniform way, which is useful.
The editors explain that “in order to ensure consistency and transparency, and to maximize the value of the volume as a work of reference, all case
studies follow a common approach” (p. 3). Each chapter thus has four parts:
facts and context, the positions of the parties, questions of legality, and
precedential value. That is a good decision. It makes it easier to connect and
compare different chapters. It also pushes every writer to reach relatively
clear conclusions about the legality of each event.
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One impression that the book leaves is that there have been many violations of the prohibition of the use of force. Over the 64 cases the book covers, individual states have used force 306 times. The book classifies 122 of
them as violations of the prohibition (these calculations are made by the reviewer). Having a rule that is so frequently violated could contribute to undermining respect for international law more generally. However, the book
cannot cover all the times the prohibition has influenced states not to use
force. The book also shows that some states that are later found to have violated the prohibition, could have plausibly believed that they were on the
right side of the law at the time. For example, when Israel attacked Lebanon
in 1982 it invoked a large number of alleged terrorist attacks from Lebanese
territory, with its justification only being rejected later by the United Nations (UN) Security Council (p. 295). In short, what may seem like a high
level of non-compliance with the prohibition of the use of force, is actually
less significant than it appears.
Every chapter discusses the official positions of the parties in significant
detail. This gets repetitive, especially during the Cold War. The same blocs
of states consistently criticize each other, regardless of the underlying facts,
and regardless of whether they happen to contradict a previous statement of
their own. The book spends perhaps too much time on reproducing generic
official statements that add little to our understanding of the issues. This is
noted by Tsagourias, who, when writing about the “US Intervention in
Panama” (1989), thinks that UN “votes were influenced by states’ political
affiliations or by their historical experiences” (p. 431). He is “not convinced
that any opinio juris can be derived from a state’s negative attitude towards
this action if the same opinion is not expressed for a similar action taken by
one of its allies” (p. 438).
Many legal issues recur throughout the book, and many of those are issues that international lawyers still struggle with. This includes humanitarian intervention, pre-emptive and anticipatory self-defence, the use of force
to protect nationals, and self-defence against non-state actors. These legal
issues are thoroughly discussed on in the respective chapters of the book,
which is useful. The book as a whole does not draw any overall conclusions
on the state of the law, however, as mentioned later in this review.
All the book’s chapters are interesting in some way and could form the
basis for further discussion. This review only has space for commenting on
five of them, which have been chosen because they make particularly interesting points (the first three) or because they could have included additional
points (the last two).
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Quigley’s chapter on the Six Day War discusses the legality of Israel’s use
of force and concludes that it was illegal. Not only that, he criticizes authors
who have reached the opposite conclusion and used that as a precedent for
the legality of anticipatory self-defence. Quigley sees this a case of “a ‘precedent’ […] created out of thin air by writers who ignored the facts” and believes that “[t]he legal academy has performed a disservice whose full consequences may not yet have been realized” (p. 142). That is a damning verdict, but Quigley makes his case convincingly.
The Six Day War was the start of Israel’s occupation of the West Bank,
Jerusalem, the Golan Heights, and Gaza. Dubuisson and Koutroulis touch
on the jus ad bellum legality of the occupation in their chapter on the “Yom
Kippur War” (1973), and find that “it would be difficult to conclude that
the continuing Israeli occupation meets the conditions of necessity and
proportionality” (p. 197). They thus conclude that Israel’s occupation is illegal under jus ad bellum. This can be the case first of all since Israel’s initial
use of force in the Six Day War was illegal (as discussed in Quigley’s chapter
mentioned above), and also because even if the initial use of force was legal,
it would not be necessary or proportional to occupy the relevant territories
for another 50 years. This approach is refreshing. There are plenty of voices
decrying how Israel’s occupation violates jus in bello in various ways, for
example by illegal settlement building. Israel’s annexation (as opposed to
occupation) of Jerusalem has also been widely labelled as illegal. The jus ad
bellum aspects of the occupation are discussed much less often.
An important nuance is put forward in the chapter on the 2001 invasion
of Afghanistan, where Byers thinks that it is “important not to conflate the
development of the right of self-defence that occurred in 2001-2002 with
later efforts to stretch the rule to include a right to attack terrorists
operating from states that are unaware or unable to deal with them”, since
“[t]he Taliban was knowingly and willingly harbouring Al Qaeda” (p. 638).
That is a useful reminder. It is possible to accept the legality of the 2001
Afghanistan invasion without subscribing wholesale to the increasingly
creative jus ad bellum justifications of the “War on Terror”.
The book also has a chapter on a more contemporary part of the IsraelPalestine conflict, written by Henderson, and covering three Israeli attacks
on Gaza, in 2008-2009, 2012, and 2014. The chapter argues that Israel’s attacks were not justified under Article 51 of the UN Charter. However, the
chapter goes somewhat too directly to Article 51. Article 51 is an exception
from Article 2(4). The chapter should have first established whether the customary equivalent of Article 2(4) even applies to Gaza (or Palestine) in the
first place. This presupposes either that Palestine is a State or that the prohi-
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bition applies to non-State actors. Both of those suppositions can be debated, and should be clarified before Article 51 is applicable. Henderson concludes that Israel still occupies Gaza, even though Israeli ground forces have
been pulled out of the territory (pp. 742 et seq., 743). Israel still controls
Gaza’s borders, sea, and airspace, and it is therefore reasonable to conclude
that Israel is still in effect an occupying power. The occupation stretches
back to the Six Day War, as mentioned in the paragraph above. The point
here is that if it is assumed that Israel is still the occupying power in Gaza,
the legality of the occupation must be determined before it is possible to
comment conclusively on the legality of any specific action taken in the
context of the occupation. Only discussing Article 51 does not give a complete legal picture of this rather unique legal situation.
The chapter on “The Intervention in Somalia” (1992-1995) is, in contrast
to most of the other chapters, somewhat disappointing. Unlike other case
studies in the book, it focuses primarily on politics and strategy rather than
law, which makes it less relevant to the overall theme of the book. This is a
missed opportunity, since it does not, for example, say anything about how
that incident contributed to the understanding and development of the
phrase “threat to the peace” in the UN Charter Article 39. The aim of the
intervention was “to establish […] a secure environment for humanitarian
relief operations” inside Somalia (UN Security Council Resolution 794),
which is somewhat different from the traditional “international peace and
security” concerns that Article 39 focuses on.
The book has an introductory chapter written by the editors but lacks a
concluding chapter at the end. That would have been a useful addition. After going through 64 separate case studies, there is a need to summarize and
take stock. In the absence of a conclusion, the end result is somewhat fragmentary. There are numerous cross references between chapters, but it is
left to the reader to draw overall conclusions. This in turn reduces the added
value of the book. The book’s back cover notes that “[t]his expertly written
volume compares over sixty different instances of the use of cross-border
force […] to ask a complex question: how much authority does the power
of precedent really have in the law of the use of force?” Without a solid
methodological starting point or a gathering up of loose threads at the end,
that question is not fully answered.
It is therefore not entirely clear what legal significance the book’s “case
based approach” may have. It is a “work of reference” (p. 3) with a large
number of case studies, but what relevance do the case studies have to the
current law on the use of force? Some past disputes still matter to a current
legal situation, such as the Six Day War (which matters to Israel’s continued
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occupation of Palestinian territories, as discussed above). Other cases may
matter only for their precedential value, which can be significant enough to
merit a present-day revisit. While each chapter explains each case’s “precedential value”, the book as a whole makes no attempt at explaining what
kinds of precedents they are. In this regard the various cases discussed in the
book may be intended as “subsequent practice” for interpreting the UN
Charter Article 2(4) and Chapter VII, as per the Vienna Convention on the
Law of Treaties (VCLT) Article 31(3)(b). While the latter provision is not
retroactive (according to the VCLT Article 4), and therefore does not apply
directly to the older UN Charter, it can be assumed to reflect customary
international law. The provision requires that the practice in question “establishes the agreement of the parties” to the UN Charter. Such “agreement” could, for example, be expressed through UN resolutions adopted by
a significant number of member states. The cases may also be taken as instances of state practice, possibly accompanied by opinio juris. This could
make them relevant for ascertaining the content of the customary international law prohibition of the use of force, which exists alongside the UN
Charter Article 2(4). A complicating factor is that the prohibition of the use
of force is jus cogens. O’Connell argues in her chapter on “The Crisis in
Ukraine 2014” that because of this “[t]he prohibition is not susceptible to
change through […] changing patterns of state practice” (p. 860). This is a
complicated question, and it would have been interesting to have had the
editors’ views on it.
Even so, the editors and authors of the book under review have done a
tremendous effort and have produced a unique and valuable reference work
on the international law on the use of force. Similar reference works could
be useful in other fields of international law that are largely based on precedents, such as the principle of non-intervention or state immunity.
The book is thorough on the facts. This can be challenging to achieve,
since some events are unclear and sometimes deliberately obfuscated by the
actors involved. It is nonetheless essential for a book like this, since a precise legal analysis is impossible without properly established facts. The
book is also a rich source of official documents, especially from the UN,
and of relevant literature. It gives an objective legal assessment of a large
number of incidents, which is especially interesting for those that never
came or will come before a court or tribunal. The book would nonetheless
have benefited from a clearer methodological grounding, and from an attempt to draw some overall conclusions from the massive and sometimes
fragmentary material it presents. That would have made things easier for
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readers. Then again, as a self-proclaimed reference work, the book is presumably not meant to be read cover-to-cover.
Sondre Torp Helmersen, Tromsø
Steinitz, Maya: The Case for an International Court of Civil Justice.
Cambridge, UK: Cambridge University Press. 2018. ISBN 978-1-31673006-5 (eBook). US$ 88,00 / ISBN 978-1-107-16285-3 (Hardback). XIII,
241 pp., £ 85,00
Over the past decades, the power and influence of multinational corporations (MNCs) have drastically grown – as have the adversarial effects of
their activities on humans and the environment. At the same time, factual,
legal and political complexities have hindered the development of effective
regulation and mechanisms of accountability, often leaving victims of corporate abuses with no or very limited redress. This disparity between immense power and lacking accountability has long been noted, studied and
decried – and has led to regulatory efforts at various levels. These include
self-regulation of corporations, domestic legislation, the adoption of guidelines by the United Nations (UN) and Organisation for Economic Cooperation and Development (OECD) and a potential legally binding instrument on “business and human rights” that is currently discussed by a
UN-based intergovernmental working group. Despite undeniable progress
in some regards, these efforts have so far failed to bring about lasting improvements on a broader scale: In the vast majority of cases, victims of corporate abuses continue to face enormous hurdles when trying to hold corporate perpetrators to account.
In her book “The Case for an International Civil Court of Justice”, Maya
Steinitz, Professor of Law at the University of Iowa, offers a plea to think in
a different direction. The adequate answer to the outlined problems, she
submits, is the creation of an International Civil Court of Justice (ICCJ)
that would be competent to adjudicate over “cross-border mass torts”. The
two main arguments in support of this proposition can be summarized as
follows: Firstly, the existing fora (and this chiefly means domestic courts)
are not only inherently ill-equipped to play a meaningful role in such cases,
but should not do so for policy and normative reasons either. Hence, there
must be a new institution, specifically designed for the adjudication of
cross-border mass torts: the ICCJ. Secondly, the creation of an ICCJ is not
only a desirable proposal but a feasible and politically viable one, too. That
is because an ICCJ would not only benefit those that are harmed by corporations but also whom one might intuitively suspect to be opposed to such a
court, namely MNCs and states. Finally, in what is the third main element
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of the book, Steinitz gives further shape to her proposal by offering a blueprint for the ICCJ and its main procedural and institutional features.
Across the book’s five chapters (181 pages, excluding notes), Steinitz
draws from an ample array of fields and subject areas, including positive law
analysis, case studies, institutional theory, as well as economic, normative
and policy considerations. Steinitz’ book can be (loosely) placed in the
somewhat opaque category “business and human rights” but goes beyond
that. The scope of her analysis is defined by one of the book’s central notions: “cross-border mass torts”. Torts are considered mass torts when they
refer to “a large number of injuries […] arising from the same set of underlying facts and characterized by a commonality of issues and actors” (p. 46).
The number of plaintiffs must “exceed[s] a numerical […] or discretionary
[…] threshold” (p. 11). The cross-border criterion requires that “plaintiffs in
one country are injured by defendants (often MNCs) from another country” (p. 46). The following will unfold and examine her proposal to create
an ICCJ with exclusive jurisdiction over such cross-border mass torts of
MNCs in more detail. It does so by summarizing and, in turn, critically reviewing each of the book’s three main elements, followed by a brief contextualization and some concluding remarks.
Desirability: “The Problem of the Missing Forum”
As indicated above, Steinitz’ case for an ICCJ can be roughly broken
down into three steps or segments. The first proposition is that the existing
mechanisms do not, cannot and should not provide a forum for the settlement of cross-border mass torts. Due to this “problem of the missing forum” there must be a new forum: the ICCJ. To substantiate this finding,
Steinitz recurs to case studies of the three well-known cases Bhopal, Chevron and Kiobel (chapter 2), followed by a more analytical examination
(chapter 3). The analysis mainly focuses on the courts of the corporations’
home states and thus nearly exclusively on the United States (US) and Europe where most MNCs are domiciled. Here, victims of corporate wrongdoing face high hurdles when trying to pursue their claims against an MNC.
One of the underlying reasons is the cross-border nature of those cases. US
courts, for instance, make use of the doctrine of forum non conveniens to
dismiss cases that have a stronger connection to the jurisdiction of another
state – which is typically the case in cross-border mass torts. A second factor complicating adjudication is the modus operandi of MNCs and the design of their corporate structures. It is rarely MNCs themselves that act on
the ground but subsidiaries established under the law of the host states. As a
matter of corporate law, however, an MNC (acting as the parent company)
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and its subsidiary are typically treated as two distinct and independent entities (principle of separate legal entities). Concomitantly, MNCs cannot, in
principle, be held liable for acts of their subsidiaries (doctrine of limited liability). This so-called “corporate veil” is one of the main hurdles that plaintiffs face on a level of both substantive law and for purposes of establishing
the jurisdiction of courts. Next to these legal obstacles, plaintiffs encounter
enormous factual and financial difficulties when initiating transnational lawsuits. Finally, Steinitz outlines that the procedures available before domestic
courts were not designed for cross-border mass torts and struggle to accommodate their specificities. In sum, the courts of MNC’s home states
such as the US and Europe are “de facto unavailable” (p. 93) for victims of
cross-border mass torts.
Turning to the courts of the host states, Steinitz comes to the same conclusion, albeit for different reasons. She identifies corruption, the lack of
capacities and resources as well as insufficiently developed law as significant
obstacles for plaintiffs. Furthermore, here too, MNCs and their subsidiaries
have to be distinguished. Therefore, the host states courts’ jurisdiction is
typically confined to a – potentially underfunded – subsidiary, leaving the
MNC itself beyond the reach of the host states’ courts. Even if claimants
would be able to overcome these hurdles and receive a favorable judgment
against an MNC itself, it would be of little value: Judgments rendered in
host states are often difficult or impossible to enforce in the MNCs’ home
states which is, however, where their financial assets typically lie.
Steinitz goes beyond individually describing the factual and legal hurdles
that victims of corporate abuses and outlines why domestic courts are structurally inadequate to deal with cross-border mass torts. That is because they
lack uniform or similar legal standards and coordination. This enables, or
forces, plaintiffs to start proceedings in more than one jurisdiction. Depending on the case, they might turn to the courts of both home and host states
and potentially even to third states, thereby setting the ground for lengthy
and strenuous multi-fora litigation. This may amount to a “never-ending
game of global whack-a-mole” (p. 1) which is very costly for businesses and
does not benefit victims of corporate abuse either. In sum, “no one wins”:
“Victims have no access to justice. But MNCs must nonetheless defend
themselves, often over and over again” (p. 82).
Furthermore, Steinitz identifies multiple policy and normative concerns
about domestic courts assuming the role of “global courts”. She points out
that this would be hardly justifiable from a democratic legitimacy perspective and that it might expose the home states to charges of legal imperialism.
Furthermore, adjudicating upon cross-border mass torts can trigger diplo-
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matic discord with the relevant states and go against the concept of comity.
From a domestic perspective, there are “reasons to doubt whether the taxpayers of MNCs’ home states […] should bear the significant cost” of such
trials (p. 83). Doing so would moreover inevitably thwart the foreign relations prerogatives of the executive branch. In light of this, she concludes
that domestic courts not only fail to provide a meaningful forum. They
cannot and should not do so either.
The outline of the “problem of the missing forum” is completed by a
brief discussion of various other fora. International arbitration tribunals, for
instance, are presently not open to individual plaintiffs in cross-border mass
torts. There are, however, initiatives that seek to open them up to claims
between victims of corporate abuses and businesses (see, for instance: “The
Hague Rules on Business and Human Rights Arbitration”, launched in December 2019). Steinitz disagrees: Firstly, the procedures and the informality
of international arbitration are unsuitable for the settlement of mass torts.
Secondly, the adjudication of mass torts commited by MNCs fulfills essential public functions such as punishment and deterrence and must thus not
be privatized and left to an “invisible college of international arbitrators” (p.
102). Other than that, Steinitz finds voluntary and self-regulatory initiatives
and mechanisms such as the “OECD Guidelines for Multinational Enterprises” to be important but to lack effectiveness. Finally, suggestions to create “single-issue courts” (for human rights, the environment or corruption)
are rejected since they would only “tackle[s] part of the problem” and “are
unlikely to garner enough support to be politically viable” (p. 103). These
findings imply the book’s first main finding: Due to the “problem of the
missing forum” there is a need for a new institution that is specifically tailored to accommodate the characteristics of cross-border mass torts and
avoid the pitfalls of the existing fora: the ICCJ.
Steinitz’ thorough outline of the deficiencies of the existing fora as such
will not trigger much disagreement, nor will her call for more effective accountability mechanisms. What is more controversial is the conclusion that
(only) the ICCJ can and should provide such a mechanism as well as the
line of reasoning that leads her to this conclusion. Among many other issues
that could be discussed, it is the rather absolute verdict on domestic courts
that stands out. Many of her normative concerns about domestic courts,
however, are primarily developed against the background of so-called “foreign-cubed cases”: foreign plaintiffs sue a foreign defendant for extraterritorial wrongdoing. In such cases – where there is no (strong) link between the
case and the forum – many of Steinitz’ concerns certainly have merit. They
less readily apply to cases that fall outside this category. Consider, for in-
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stance, cases brought against a corporation that is domiciled in the forum
state (so-called “foreign-squared cases”). Here, there is a clear jurisdictional
link between the corporation and the forum state. In these cases, the charges
of legal imperialism and detrimental judicialization of foreign policy, the
comity concerns and the unease about spending taxpayers’ money are less
conclusive or might not be justified at all.
Against this background, it is difficult to uphold the rather sweeping verdict to completely rule out domestic courts as a (potential) forum. That is
not to ignore the enormous factual, financial and legal hurdles that plaintiffs
face before domestic courts. Yet, Steinitz, at this point, makes a normative
case against domestic courts which is not primarily based on their current
deficiencies but would persist even in the hypothetical case of extensive reforms. The normative arguments against domestic courts are, in this form,
not only inconclusive but unnecessary: After all, even if domestic courts are
evaluated in a more differentiated way, one might find an ICCJ to be the
preferable option. Whether and to what extent the ICCJ is eventually preferable over other fora will depend on the perspective: For those potentially
affected by cross-border mass torts, the ICCJ certainly entails the promise
of more effective redress than the status quo. MNCs and their home states
would need other incentives (which will be the subject of the next part). Besides this, Steinitz convincingly outlines structural advantages of an ICCJ
over other fora and especially domestic courts. These advantages are laid
out against the background of the deficiencies of other fora under the status
quo. One must, however, consider that the ICCJ would be the product of
long and intense political struggles and that other fora might be more appealing if similar efforts were vested in their reform. Consider, for instance,
that the efforts at the UN level would be successful and lead to a treaty that
improves the coordination between domestic legal systems and establishes
common standards for the regulation and accountability of MNCs that are
to be implemented domestically. In this case, Steinitz’ desirability case may
lose (some of) its strength. The discussion of the ICCJ’s desirability, therefore, interrelates with its feasibility and political viability, the subject of the
next section.
Feasibility: “The Business Case for the ICCJ”
The second main argument of the book is that the creation of an ICCJ is
not only desirable but feasible and politically viable. The feasibility claim is,
to some degree, argued as a continuation of the desirability case. The ICCJ,
the argument goes, is feasible because it is desirable for all actors involved,
including MNCs and states which one might intuitively suspect to be op-
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posed to such a court. Steinitz primarily tackles this issue in her fourth
chapter, titled “The Business Case for the ICCJ”. Her key claim is that
“there are strong reasons to believe that informed MNCs would support
the creation of an ICCJ” (p. 108). That is because, contrary to an outdated
belief, MNCs do not “benefit from forum shopping under the status quo”
(p. 108). Rather, they suffer from high direct costs such as attorneys’ fees
(which are exceptionally high in cross-border litigation) and indirect costs.
Such indirect expenses result from “uncertainty about the corporation’s
long-term viability”, litigation that “distract managers and employees” as
well as adverse effects on a corporation’s “reputation and goodwill” and the
“investment climate” (p. 114). These costs are exacerbated by a “new transnational litigationscape” (p. 109) where litigation of cross-border mass torts
is fueled by rapidly growing litigation finance, the rise of the “global entrepreneurial lawyer” (p. 128) and increasingly plaintiff-friendly legislation in
some jurisdictions. As a result, “plaintiffs still lose, but winning has become
very, very expensive for corporate defendants” (p. 110).
The ICCJ, in contrast, would enjoy exclusive jurisdiction over crossborder mass torts and lower costs by “eliminating or reducing forum shopping and parallel and sequential litigation” (p. 113). Furthermore, the
ICCJ’s exclusive jurisdiction would allow MNCs to obtain “global legal
peace”, i.e., “a final end to all litigation” (p. 123). That sets it apart from
domestic courts which either cannot provide for finality or only after
lengthy proceedings and at a very high price. Moreover, before the ICCJ,
“the direct expenses would only be incurred once, and the indirect effects
would be time-bound instead of stretching off long into the future” (p. 126).
The ICCJ would not be prone to corruption and would remove the risk
that MNCs “find themselves at the receiving end of populist rage” of host
states’ governments (p. 119). Beyond that, an ICCJ would improve the investment climate and might help to “minimize anger and backlash in nations and regions where the defendant may wish to continue doing business” after instances of corporate wrongdoing (p. 120). Moreover, Steinitz
points out that corporate social responsibility and similar initiatives have
proliferated which shows that many MNCs have an interest in aligning
their activities with ethical standards. The ICCJ picks up these threads. It
would, furthermore, benefit those businesses that (already) do so. In sum,
Steinitz finds that MNCs should support the creation of an ICCJ – if not
for ethical reasons, then for economic reasons alone.
Although less extensively, the perspective of states is also discussed.
States, too, have economic incentives to join the ICCJ since it would lead to
a more favorable investment climate and generate more foreign direct in-
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vestment. Furthermore, capital-exporting states have an interest in supporting their MNCs (assuming that they would, in turn, support an ICCJ).
Capital-importing states seek to provide their citizens or residents with an
effective forum to address corporate abuses. Steinitz embeds her “businesscase for an ICCJ” into a broader context of how international courts come
into being (chapter 1). She explores conditions and facilitating factors for
the creation of international courts such as economic incentives, the increasing complexity of a given issue area, pressure by social movements and academic discourse. Often, the proposal of an international court gains traction
when it is triggered by a “constitutional moment”, i.e., major events like the
end of World War II. With regard to the ICCJ, she finds that many of the
factors that contribute to the creation of international courts are already
present or at least within reach. There are “growing calls for reforming the
existing system for resolving disputes arising from FDI [Foreign Direct Investment]”, “growing global embrace of collective redress and class actions”; besides this, “NGOs [Non-Governmental Organizations], IGOs
[Intergovernmental Organizations], academics, and even corporate responsibility initiatives” seek to “improve adherence to human rights, environmental, and other norms” (pp. 42 and 43). Against that background, “with
the right academic and policy discourse, blueprints developed now may
meet their constitutional moment in the first half of the twenty-first century” (p. 44) – and lead thus to the creation of the ICCJ.
While a proper discussion of Steinitz’ feasibility argument is beyond the
scope of this review, two issues can be pointed out. Firstly, one might wonder whether states would not be more hesitant than suggested. From a perspective of political viability, it is an advantage of the ICCJ (over, say, a
World Court of Human Rights) that the ICCJ is not competent to deal with
instances of state injustice as such. Still, states would inextricably be entangled in at least some cases. That applies but is not limited to cases where
MNCs are charged with complicity in state wrongdoing or when the acts in
question are committed by state-owned enterprises.
The second observation concerns the “business case for the ICCJ” and
the underlying calculation that having an ICCJ in place is less costly for
MNCs than sustaining the status quo. When describing and analyzing the
status quo, however, Steinitz very much focuses on cases such as Chevron,
Kiobel and Bhopal, that is, cases which are in many ways exceptional, most
importantly, exceptionally big. While Chevron might in hindsight indeed
prefer proceedings before an ICCJ over its odyssey through years of expensive multi-fora litigation, it seems less evident whether this logic can be
transferred to the whole array of cross-border mass torts. After all, the bulk
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of cases to be brought before the ICCJ would be located on a smaller level.
Due to the outlined factual, financial and legal hurdles, a (substantial) share
of these cases at the moment likely slips through the nets of the “transnational litigationscape” and never makes it to a court or only to be quickly
dismissed. After all, the deficient status quo does not only play out to the
detriment of MNCs.
The ICCJ, to the contrary, would by design be the first forum designed
and equipped to provide effective redress in cross-border mass torts and
does so as a permanent court with compulsory and exclusive jurisdiction. If
it is live up to its ambition, the ICCJ would likely enable victims of corporate abuses to pursue their claims that were so far not able to do so. At the
same time, the ICCJ would administer these cases more effectively, leading
to judgments or settlements of substantial amounts. In other words, the
ICCJ might lead to both a quantitative increase and qualitative improvements in the litigation of cross-border mass torts. It would thus come with a
price that might level out, or even exceed, the costs that the ICCJ is supposed to save. That is not to ignore the high costs MNCs incur under the
status quo of transnational litigation. Certainly, MNCs would welcome an
end to multi-fora litigation and the opening of an avenue to global legal
peace. But that does not mean that the advantages of an ICCJ, such as the
promise of finality, are sufficiently attractive to MNCs to make them swallow the other, less attractive, parts that would come with it.
These (unjustly) selective doubts about the “business case for the ICCJ”
are, of course, difficult to verify or invalidate. Still, they reveal and illustrate
a broader conflict inherent to Steinitz’ case for an ICCJ: the tension between the at least prima facie conflicting expectations and interests of the
victims of corporate abuses on the one hand and those of MNCs on the
other. Steinitz resolves this tension by pointing to her finding that the interests of both the potential plaintiffs and MNCs run in parallel: Both suffer
from the problem of the missing forum and both would profit from an
ICCJ. Yet, as outlined, there are good reasons to be more hesitant about the
second part of that proposition, namely whether the ICCJ can indeed benefit corporations and provide effective redress for victims at the same time. If
not, the ICCJ would either be less feasible or less desirable. The underlying
tension between the interests of victims and the interests of MNCs will resurface and crystallize more clearly in the next section which introduces
how Steinitz envisions the design and details of an ICCJ.
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A Blueprint for the ICCJ: “Institutional and Procedural Features”
In what is the third main element of the book, Steinitz takes her proposal
one step further and offers a blueprint for the ICCJ (chapter 5). Its key institutional feature would be a two-tiered structure based on two separate
treaties. The first one (akin to the “Rome Statute of the International Criminal Court”) would serve as the ICCJ’s foundational treaty. This ICCJ Statute inter alia establishing the court’s exclusive jurisdiction over crossborder mass torts that take place on the territory of its member states. The
second treaty (similar to the “New York Convention on the Recognition
and Enforcement of Foreign Arbitral Awards”) would govern the recognition and enforcement of decisions of the ICCJ. This two-tiered structure of
the ICCJ seeks to ensure broad participation by catering to the different
interests of states. Capital-importing states, where corporate wrongdoing
typically materializes, are “primarily concerned with providing their citizens with a forum to adjudicate their claims” (p. 10). They should become
members to both treaties but, most importantly, to the ICCJ Statute in order to guarantee jurisdiction of the ICCJ over acts on their territories. Capital-exporting states, in contrast, mainly seek global legal peace for their
MNCs. Inter alia “because their own courts provide a viable forum for
their own plaintiffs” (p. 10), they would be reluctant to accept the ICCJ’s
jurisdiction over acts on their own territory. Thus, capital-exporting states
would only be expected to join the ICCJ enforcement treaty, securing that
ICCJ decisions are enforceable in those jurisdictions where MNCs’ assets
typically lie.
Turning to the ICCJ’s jurisdiction in more detail, Steinitz foresees the
ICCJ to operate based on a model of territorial jurisdiction: The court
would be competent to deal with all acts of corporate abuses that occur on
the territory of a state party to the ICCJ – irrespective of the nationality of
the victims or the perpetrators. To achieve one of its key aims, namely the
elimination of multi-fora litigation, the ICCJ should have exclusive jurisdiction over cross-border mass torts. Other options such as subsidiarity or
complementarity are “either impracticable or distinctly inferior” (p. 159).
The ICCJ’s jurisdiction would, finally, extend to cross-border mass torts
and environmental claims. Steinitz adds that “[w]ithin the very large category of torts, the ICCJ’s jurisdiction should cover intentional torts and negligence that results in physical injury” (p. 155). This restriction is owed to the
“pragmatic need not to overburden the court via overly broad jurisdiction”
(p. 155).
That the jurisdiction of the ICCJ hinges upon the cross-border nature of
a case triggers problems when the nationality of the harmed individuals and
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the MNC’s subsidiary coincide. That is because, according to Steinitz’ definition, the cross-border nature of a case requires that at least two different
nationalities are involved. To tackle this problem, Steinitz proposes a broad
understanding of enterprise liability: The ICCJ should be permitted to consider not just the entity that acts on the ground but the entire MNC which
typically is incorporated abroad, provided that the immediate author of the
harmful act is owned or controlled by the MNC (suggesting a minimum of
10 % ownership as a guidepost or starting point). That such a broadening of
enterprise liability is difficult to achieve on the domestic level is no reason
for Steinitz to abandon this idea for the ICCJ – quite to the contrary. The
ICCJ would be autonomous from domestic legal systems. Therefore, establishing a model of broad enterprise liability at the ICCJ “would not undermine limited liability for businesses in any other area of law and would not
bind national courts in any context” (p. 154). The autonomy of the ICCJ
makes possible what is typically impossible at the domestic level: the “piercing of the corporate veil”.
Steinitz completes her blueprint with a discussion of how the ICCJ’s
procedures could accommodate the specific characteristics of cross-border
mass torts in the best way. As a core issue, Steinitz discusses the question to
what extent the different claims of victims should be consolidated and coordinated. It is evident that the ICCJ needs some form of “aggregate litigation” or “collective action” to achieve its goal to provide finality and global
legal peace. Steinitz lays out the different aspects of this problem and draws
on lessons learned from both civil and common law systems. She proposes
“that the ICCJ should have a flexible approach with respect to joinder, consolidation, and coordination – aggregating all or parts of the process of adjudicating similar claims as appropriate” (p. 162). Beyond that, Steinitz advocates for the ICCJ to have a supervision procedure of aggregate settlements and the competence to grant interim relief as well as, in certain circumstances, punitive damages. Furthermore, she envisages the ICCJ to allow for litigation financing and feature “an access to justice fund for impecunious claimants” (p. 173). Exploring administrative and institutional matters, Steinitz inter alia recommends the ICCJ to be a stand-alone institution
independent from the UN, with its judges to be elected by the state parties
and financed by fees to be paid by the parties to the disputes before it.
Steinitz’ discussion of the design choices for the ICCJ covers a wide array
of issues which, again, makes the following brief remarks very selective. A
first observation regards the relationship of the law envisioned to be applied
by the ICCJ and domestic law. Amongst other open questions, there might
be some potential for conflict and confusion: From an ex-ante perspective,
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it might not always be sufficiently clear to MNCs whether it would be
ICCJ law or domestic law that governs a future activity. While legal standards would overall be similar, some differences, such as the outlined diverging scopes of enterprise liability, would inevitably remain.
Secondly, one might wonder whether Steinitz sufficiently accommodates
the ramifications of the principle of separate entities. As outlined above, she
discusses the issue with regard to the cross-border criterion and proposes a
broad understanding of enterprise liability. Yet, there is another aspect to
this. Based on Steinitz’ jurisdictional construction, the ICCJ would have no
solid jurisdictional basis to decide over claims against MNCs whose national state opposes the ICCJ. That is because host states, in principle, do not
enjoy territorial jurisdiction over an MNC that they could “delegate” to the
ICCJ since it will the MNC’s subsidiary and not the MNC itself that acts
on the ground. A broad understanding of enterprise liability cannot help to
overcome this problem. After all, applying such a broad understanding
would still depend on the consent of the MNC’s national state – which is
lacking in the present scenario. The jurisdiction of the ICCJ would thus
need to be derived from a factor other than territoriality. While not perfectly clear under international law, there are other factors that could establish
jurisdiction of a host state over an MNC – such as certain interests of states
or universal interests. As long as none of these other factors is fulfilled and
the MNC’s home state does not consent, however, the ICCJ’s jurisdictional
basis seems to be less solid than suggested by Steinitz’ plan.
The third, related, observation more directly concerns Steinitz’ proposal
to “pierce the corporate veil”: It remains largely unclear what the scope of
Steinitz’ proposed broadened enterprise liability would be and when it
would apply. Her only two remarks that go into this direction are that
“[p]iercing the corporate veil may be the only way to serve justice” and that
it should only apply “when it was used abusively transnationally” (p. 106).
“Serving justice” and “used abusively” are, of course, very vague notions
that make it difficult to grasp what the scope and conditions of its use by
the ICCJ would or should be. Given the fundamental importance that the
doctrine of limited liability has, it would have deserved closer attention.
Independent of these uncertainties regarding the scope, Steinitz makes
the interesting proposition that “piercing the corporate veil”, while unthinkable of in the domestic sphere, would be possible if restricted to the
ICCJ. Yet, here, too, her point remains somewhat vague. Her decisive argument is that the prevention of spillage to domestic law and other kinds of
cases will allow MNCs and states to support such an exception at the international level. Even if so, she fails to explain why the prevention of spillage
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is only possible at the international level and could not equally be achieved
by limiting the hypothetical domestic version of “piercing of the corporate
veil” to the exact scope that it would have at the ICCJ. Besides this, it is
doubtful whether the “piercing of the corporate veil” will be acceptable to
MNCs – even if it is limited to the international level. After all, many activities of MNCs could potentially trigger the jurisdiction of the ICCJ. Hence,
MNCs would be forced to align some, or even most, of their transnational
activities with the ICCJ’s rules – including the broadened enterprise liability. They could thus no longer rely on the “corporate veil” but and would
need to factor in the potential liability for operations of their subsidiaries.
One might well approve of such a scenario. After all, many see the fiction
of the principle of separate entities as the legal corroboration of one of the
root causes of many corporate abuses: the externalization of risks and costs
from parent companies in the global north to subsidiaries in the global
south or, more bluntly, from the global north to the global south. Irrespective of this debate, the outlined concerns certainly add to the feasibility
doubts and corroborate the tension between the interests of victims of corporate abuses and those of MNCs. That is because, on the one hand, an
ICCJ would indeed make little sense if it comes without an answer, and exceptions, to the principle of separate legal entities and limited liability. On
the other hand, the principle of limited liability is, in Steinitz’ words, a
“cornerstone of the modern economy” (p. 78) and thus central to the very
business model of MNCs. It is unlikely that corporations would be willing
to give up this principle even if it is part of a trade-off for lower litigation
costs. That is all the more so since the promise of cost reduction seems less
reliable than Steinitz suggested.
In sum, the blueprint is very helpful to illustrate the abstract idea of an
ICCJ. While some of the features are not decisive for the essential function
of the ICCJ or the overall validity of the proposal, others are. Issues such as
jurisdiction or the problem of “piercing the corporate veil” extrapolate the
fundamental questions that underlie the proposal of an ICCJ and are likely
to co-determine whether or not one subscribes to Steinitz’ proposal.
A Brief Contextualization
While there have been calls for an international court for MNCs before,
they have never reached the level of depth and elaboration of Steinitz’ proposal. What sets it apart is inter alia the comprehensive claim that underlies
it. It is not solely an advocacy call for the improvement of “access to justice” for victims of corporate abuses. Instead, it seeks to comprehensively
incorporate and accommodate the interests of all actors involved. Along
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similar lines, Steinitz’ pursues a constructive approach that is not limited to
outlining the deficiencies of the status quo but seeks to address them by
turning them into arguments in favor of an ICCJ. While the ICCJ is not
expected to solve all problems and would remain an “imperfect compromise” (p. 13), it is a very bold and ambitious proposal that goes far beyond
the level of incremental or even medium-sized changes and pushes for one
of the biggest solution possible. Finally, even though Steinitz acknowledges
that an ICCJ may take time to realize, her case for an ICCJ swims against
the current in an era that is perceived to be increasingly hostile towards
multilateralism and international institutions. It goes against the widespread view that the emphasis should first and foremost lie on preserving
international law and its institution, rather than further developing them.
Steinitz’ proposal is also intriguing on a systemic level. While tort law is
regularly used in disputes between individuals and corporations on the domestic level, its transfer to the international level, in the way proposed by
Steinitz, is new. Although to a varying degree, most international regulatory
instruments and proposals to hold MNCs to account remain state-centered
and anchored within the framework of human rights. The ICCJ, in contrast,
would be disconnected from human rights and constitute a form of private
dispute settlement, i.e., civil justice. This prompts many questions regarding
the differences between what one could call “international tort law” on the
one side and approaches that at least to some extent rely on human rights on
the other. Of course, tort law performs a vital role with regard to human
rights, for instance, by providing remedies for human rights violations. That
notwithstanding, tort law and human rights are not congruent. There will
be many cases that are covered by human rights (for instance, economic and
social rights) but would not be encompassed by the tort law to be applied
by the ICCJ. Even to the extent that the two bodies of law overlap in their
scope: Isn’t there an added value to human rights? Is tort law well-equipped
to capture the socio-political implications of corporate abuses? To be clear,
these questions do not as such speak against Steinitz’ proposal. But it might
have benefited from outlining more clearly what the benefits, and limits, of
tort law are.
Relatedly, the ICCJ remains rather detached from other regulatory instruments or initiatives that promote accountability of MNCs and that Steinitz mainly referred to as “tributaries on their way to join a single river that
leads to an ICCJ” (p. 43). One is left somewhat curious how the relationship of the ICCJ to both existing regulatory instruments and other initiatives would be. This particularly applies to the UN working group that
drafts a binding instrument on business and human rights. Steinitz raises
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this “open and complex question” (p. 180) herself without, however, further
discussing it. Finally, Steinitz also quickly discards the proposal of a World
Court of Human Rights (WCHR) since it only “tackles part of the problem” (p. 103). That, however, neglects that the WCHR was foreseen to encompass claims against business corporations and thereby partly even go
beyond the ICCJ. It might have been useful to contrast the proposal of an
ICCJ against the WCHR – especially given that some of the charges that
were brought against the proposal of a WCHR (such as feasibility and desirability concerns) are likely to be brought against the ICCJ as well.
Concluding Remarks
In sum, Steinitz’ book is an original, thought-provoking and highly ambitious addition to the existing literature on “business and human rights”. It
is a very informative and insightful reading that impressively covers many
different issues and fields. Despite its breadth, the book manages to point
out and discuss the different thoughts in a concise and stringent way and to
eventually combine them to make the “case for an ICCJ”. The book strikes
a balance between theoretical and practical elements which is certainly also
owed to Steinitz’ experience in both academia and practice. Perhaps with
the exception of a few quite technical sections, the book is perfectly accessible for readers that are not specialized in the various fields touched upon by
the book. What may be pointed out, however, is an occasional tendency to
generalize and derive findings from observations on, for instance, the US
that might not, or less strongly, apply to other jurisdictions.
Regarding the book’s substance, there are many issues and questions that
would deserve closer attention and discussion but are beyond the scope of
this review. These include the following: Can one uphold the strict distinction between capital-importing and capital-exporting states? How does
Steinitz envision the scope and modalities of environmental claims to be
adjudicated by the ICCJ? What about (formally) independent contractors
that are de facto controlled by an MNC or its subsidiaries? Given that many
cases of corporate abuse arise in this setting: Is there a role for the ICCJ to
play in these cases as well? What this review has discussed, albeit selectively,
is Steinitz’ line of reasoning and her major arguments. As outlined, there is
room to disagree with some of the book’s argumentative steps as well as
with its conclusion. This includes the outlined “smaller” problems and inconsistencies as well as more decisive ones such as the problems arising
around the “corporate veil”.
More importantly, one might challenge one of the central pillars of Steinitz’ argumentative construct: the proposition that the ICCJ, in its pro-
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posed form, is feasible and desirable at the same time. This proposition
hinges on successfully resolving the tension between the interests of victims
and corporations by showing that both sides would profit from an ICCJ.
As outlined, there are, however, good reasons to doubt whether the current
proposal of an ICCJ manages to resolve this tension and, in fact, whether it
is resolvable at all: If the ICCJ is to fulfill its ambition to effectively serve
the interests of victims of corporate abuses, it is less likely that MNCs and
states will support it. This jeopardizes Steinitz’ feasibility claim and thereby
one of the aims of the book, namely to “galvanize a critical mass of readers
into thinking it [an ICCJ] is possible” (p. 181, emphasis in the original). That
does not preclude the – from today’s perspective certainly unlikely – possibility that the plan of an ICCJ might gain traction in the long run. Yet, if the
case for an ICCJ will be pursued further, it may be inevitable to give up, or
at least reconsider, the “business case” in its current form and thereby a
large portion of Steinitz’ feasibility claim. That would deprive her proposal
of some of its originality and push it further in the direction of an advocacy
call to improve “access to justice”.
Irrespective of that, “The Case for an International Civil Court of Justice” might achieve another of its aim, namely to open up discussions that
often concentrate on the domestic level. The book indeed successfully
breaks up an initial unfamiliarity and almost instinctive skepticism towards
such a new and sweeping proposal. Thereby, it paves the way for an interesting discussion of Steinitz’ line of reasoning and the feasibility and desirability of an ICCJ. It is within the framework of this discussion that one can,
however, point to the many open questions, concerns and counterarguments that her intriguing proposal evokes.
Leander Beinlich, Heidelberg/Berlin
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