East Asian Philosophy:
A Brief Introduction
By
D. E. Osto
2017
Ashhurst, New Zealand
© D. E. Osto, all rights reserved
Contents
1. Introduction
2. Daoism I: Laozi
3. Daoism II: Zhuangzi
4. Confucianism I: Confucius
5. Confucianism II: Mencius and Xunzi
6. Buddhism I: India and China
7. Buddhism II: Huayan
8. Buddhism III: Chan
9. Neo-Confucianism
10. Modern Neo-Confucianism
11. Buddhism IV: Dōgen
12. The Kyoto School
1. Introduction
East Asian philosophy is a truly vast topic spanning thousands of years and covering an
enormous geographic, cultural and linguistic range. Needless to say, one could easily
devote one’s entire life to studying any one of the major philosophical schools found in
East Asia. However, even the most advanced expert in a particular area of East Asian
thought needs to begin somewhere. This book is meant to serve as an entry point for the
English reader into the vast and profound ocean of East Asian philosophy. As a brief
introduction to the subject, it unavoidably excludes much; nevertheless, I endeavor in the
following pages to provide the basic contours of the three major philosophical streams
found in East Asia: Daoism (Taoism), Confucianism, and Buddhism. In order to limit
further the scope of the present text, I focus on the origins of these traditions in China,
and trace some of their later developments in Japan. For Daoism, I limit my treatment to
the classic texts of Laozi and Zhuangzi. When dealing with Confucianism, I begin my
discussion with the thought of Confucius, Mencius and Xunzi. In later chapters, I also
discuss the development of Neo-Confucianism in its medieval and modern forms. The
final two chapters turn to Japan and investigate the Zen philosophy of Dōgen and the
modern Kyoto School. Thus the treatment herein is hardly exhaustive. Specialists in the
area may find my choice of topics somewhat idiosyncratic. As an apology to such a
criticism, I merely point out the inevitability of excluding vast tracks of philosophical
territory in such a brief introduction. Given this unavoidability, I resort somewhat for
partial cherry picking of East Asian philosophies in order to do some justice to
particular schools of thought, rather than choosing simply to skim across the surface of
many more systems in a quixotic quest for completeness.
Historical Background
According to contemporary research Chinese civilization dates back as earlier as the
fourteenth century B.C.E., with the beginning of the Shang Dynasty (c. 1300–1045
B.C.E.). We know from numerous oracle bones made from bovine scapula or tortoise
shell that the aristocratic religion of the time centered on the king and his relationship
with his departed ancestors. The king’s ancestors were believed to serve under a god
called Shangdi (Shang Ti),** or the High Lord, in a heavenly realm parallel to the
earthly court. Shangdi possessed the power to control or influence natural and human
phenomena such as the weather, crops, military campaigns and the health of the king.
The king’s deceased ancestors could intercede on the king’s behalf in Shangdi’s
heavenly court. Within this heavenly realm there were also thought to exist lesser gods
that personified the powers of mountains, rivers and other natural features.
In order to please their ancestors and Shangdi, Shang kings performed elaborate
sacrificial offerings. To check the success of these offerings and to predict future events,
divination was employed. Divination was practiced by writing questions on the shoulder
bone of cattle or the bottom bone of tortoises, then placing hot irons into the bone and
Transcriptions used in this book follows pin-yin style. The older Wade-Giles style is often shown in
parentheses or after a slash, i.e. Dao (Tao), Laozi (Lao Tsu), Daodejing (Tao Te Ching), etc.
**
Important vocabulary when first introduced will be in bold print.
noting the way they cracked. Some of the most common questions used in divination
were about the sacrifices (whether they were performed properly and received with
favor), military campaigns and hunting expeditions. In this way, Shang kings functioned
as crucial links between Heaven and Earth.
Shang religion demonstrates a number of themes and patterns that continue to
occur throughout the history of Chinese thought. One of these is the use of sacrifices as a
ritual means of recognizing the higher authority of the gods and ancestors and providing
for their needs. Another is the use of divination as a means of contacting the gods and
ancestors to make sure that they are pleased and will act with favor. A third theme is the
emphasis Shang religion placed on ancestor worship. This continues to be a central
concept throughout Chinese history.
In the middle of the eleventh century B.C.E., the Shang dynasty was overthrown by
the Zhou. Initially Zhou culture was not as advanced as the Shang, but the Zhou kings
quickly adopted aspects of the Shang culture. The most important religious innovation of
the Zhou was the development of the concept of Heaven (Tian) as the supreme deity. At
first the Zhou seemed to look upon Heaven and Shangdi as the same being. With time
Heaven came to possess more of an impersonal aspect as a moral force in the universe.
Zhou kings believed that they conquered the Shang due to their moral superiority
according to the Will of Heaven. Zhou kings considered themselves Sons of Heaven, a
term that continued to be used by Chinese emperors until the beginning of the twentieth
century. They alone had the right and duty to rule and perform the required annual
sacrifices to Heaven. The belief that certain families had a divine right to rule based on
their virtue (de / te) came to be understood as the Mandate of Heaven (tianming). When
a ruling family’s virtue declined, Heaven withdrew its mandate for their rule and they
were overthrown. In the Classical period (see below), the Mandate of Heaven became
the basis for the Confucian theory of dynastic change that explained how the moral
authority to rule can pass from one family line to another.
A number of other important religious/philosophical concepts developed during
the early or Western Zhou Dynasty, which remained central to Chinese thinking
throughout its history. One of these was the belief in a naturalistic universe. The universe
was thought to be governed by certain natural laws without there being a lawgiver or
theistic god existing outside of the natural order. The regularity of nature could be
witnessed in the cyclic processes of day and night and the seasons, the process of growth
and decline, such as the cycles of the moon, and the bipolarity of nature. The ancient
Chinese understood this bipolarity of nature in terms of two opposite but complimentary
forces that are ultimately responsible for both cyclical changes and changes of growth
and decline. These bipolar forces are known as yin and yang. Yin is the dark, negative,
cold, passive, receptive, yielding, soft, female force in the universe; while yang is the
bright, positive, hot, active, creative, hard, masculine force. Every type of transformation
in the natural world from the changes of the seasons to the tensing and relaxing of
muscles in the human body were understood as a dynamic interplay of yin and yang. This
forces come to play a central role in the classic book of Chinese divination, the Book of
Changes (Yijing / I Ching).
Yin-Yang
The ancient Chinese called the harmonious interaction of yin and yang forces in nature
The Way (Dao / Tao). The basic meaning of Dao is simply a road, a path or a way. In
Chinese religious thought it comes to have two primary meanings as The Way ś one
meaning is ethical or religious truth; the other is as the ultimate metaphysical truth
underlying the reality of all appearances. The first meaning becomes important to the
Confucians; the second is the central religious concept of the Daoists.
A corollary to the belief in yin and yang is the art of feng-shui. Sometimes called
geomancy in English, the term indicates a system of divination based on the principles
of ying and yang for determining auspicious locations for human dwellings and burial
tombs. According to feng-shui, yang (called the white tiger ) is identified with the right,
east, spring and the rising sun. Yin (called the azure dragon ) is understood to be the
left, west, autumn and the setting sun. Through analyzing the topography of different
locations, the feng-shui expert is able to determine the luckiest geographical spot and
orientation for dwellings, temples, shrines, tombs and even whole cities. For example,
every Chinese temple and ancient city has its main entrance to the south according to the
basic principles of feng-shui.
Another key concept in Chinese religion is the belief in gods and spirits. As
already mentioned, the ancient Chinese believed in the existence of gods and ancestors in
Heaven. Often deceased ancestors would be elevated to the status of gods. In addition to
these, popular Chinese thought maintained the existence of countless other spirits and
ghosts inhabiting animals, plants, stones, mountains, rivers, trees, etc. Some of these
spirits were malevolent and therefore charms, exorcisms, incense and prayers were need
as protection against them. The human soul was thought to be divided into a yin and yang
component. The yin component of the soul (po) is its material or earthy aspect, which
resides in the grave after the death of the body. If properly buried and sacrificed to, the
po soul rests peacefully; if not, it could become a demon, devil or ghost (kuei) and cause
problems. Also, when properly buried and sacrificed to, the spiritual or yang aspect of
the soul (hun) resides in Heaven and bestows blessings upon the surviving family
members. These popular beliefs about the human soul would later be modified
according to Buddhist notions of karma and rebirth.
In 771 B.C.E., the Zhou king was assassinated during an attack on the capital,
Chang’an, by non-Chinese nomads. Thereafter, the capital moved eastward to the city of
Luoyang in the Yellow River valley. With this move began a period of both political
conflict and philosophical ferment known as the Classical Period. The first half of this
period became known as the Spring and Autumn period (722–479 B.C.E.) after the
Spring and Autumn Annals supposedly revised by Confucius. The second half is known
as the Warring States period (47Ś–221 B.C.E.). During the Warring States period, the
power of the Zhou kings began to decline and many feudal lords waged war against each
other to extend their political power. The collapse of the Zhou system generated both a
theoretical and practical problem for Chinese intellectuals. The first was, If Heaven has
a moral will, how can it allow such violence and suffering to continue? The second was,
How can political order and social harmony be restored? These questions gave rise to
roughly a half a dozen major schools of thought such as Confucianism, Mohism,
Legalism, and Daoism. Among these Confucianism and Daoism became the most
important and influential.
Chapter Outline
Chapter 2 is about Daoism (Taoism). Philosophical Daoism (Taoism) or Classical
Daoism is often opposed in scholarly literature to religious Daoism. In Chinese, the
term associated with philosophical Daoism is the School of the Way (Daojia), and the
term used for religious Daoism is Teaching of the Way (Daojao). Philosophical
Daoism or the School of the Way centers on two classic literary works of the ancient
period: the Daodejing (Tao Te Ching), The Classic of the Way and its Virtue, and the
Zhuangzi (Chuang Tzu). According to legend, the Master Lao (Laozi / Lao Tzu), an
older contemporary of Confucius, composed the Daodejing at the request of a border
guard before he left the world to be a mountain recluse. The modern view is that Laozi is
most likely a legendary rather than a historical figure, and that the Daodejing is a
composite work composed orally by different authors over more than a century.
Chapter 3 explores the philosophy of Zhuangzi (Chuang Tzu.) Unlike Laozi,
Zhuangzi appears to have been a real person who lived at the same time as the Confucian
philosopher Mencius in the third century B.C.E. Unlike the Daodejing, Zhuangzi’s text,
known simply as the Zhuangzi, is not concerned with political matters, but rather focuses
on the individual’s mystical relationship with the Dao. Its style is often elegant,
humorous and profound. According to Burton Watson (1964: 3), the central theme of the
Zhuangzi may be summed up in a single wordś freedom. In order to be free, one’s
conventional values must be discarded. A truly liberated person is free from
conventional judgments about suffering, poverty, wealth, fame, success or failure.
The fourth chapter is about Confucius, the founder of Confucianism. Born in 551
B.C.E., in the state of Lu, Confucius was generally known as Kong Zhongni or by the
honorific title Kongzi ( Master Kong ). Confucius is the Latinized version of another
of his titles (Kongfuzi) invented in the seventeenth century by Jesuit missionaries.
Legend has it that Confucius’ father died when he was three, leaving him and his mother
extremely poor. Confucius is said to have established a private school at the age of 30.
At the age of 51, he was appointed as the head of the Zhongdu county of Lu. Later he
was promoted to Minister of Industry, Minister of Public Security, and acting Prime
Minister of Lu. After offending the most powerful noble in Lu, Ji Huanzi, he was forced
to leave Lu at the age of 55. Later in life, Confucius concentrated his energies on revising
the classics. The revised classics were not his own works, but through his revisions they
became regarded as such. Confucius did not write any systematic treatise on his
thoughts, but his students compiled a collection of his sayings into a book known as the
Lun-yu (Analects). This book became the most widely known and influential of the
Chinese classics, and functioned something like the Bible of Confucianism.
Chapter Five deals with the first real Confucian philosopher, Master Meng (Mengzi)
or Mencius (c. 372-289 BCE), and his philosophical adversary, Xunzi (c. 325-238 BCE).
Mencius is said to have been a disciple of Zi Si, the grandson of Confucius. Like
Confucius he wandered around trying to get kings to put his political views into practice
without success. His thoughts were compiled in a work known as the Mencius (Mengzi).
The two main themes of the Mencius are human nature (ren xing) and humane
government (ren zheng). Mencius believed in the innate goodness of human nature. He
states, all men have compassionate hearts. Xunzi (Hsün Tzu) regarded himself as a
disciple of Confucius and Confucius’ disciple Zhong Gong. Xunzi had a number of
opposing views to Mencius. His thinking was much more naturalistic, while Mencius
was more idealistic. He believed that Nature is bad. Its goodness is artificial. He
thought that a person’s moral concepts were acquired after birth and not innate. Xunzi
did not believe that people deliberately violate the rules of morality, but that they have
no natural conception of morality at all. In other words, they are morally blind by nature.
Chapter 6 outlines the development of Buddhism in India and its transplantation
to China. Mahāyāna Buddhism began to filter into China from the first century of the
Common Era, but it took several centuries before Buddhism became integrated into
Chinese society and culture. The Buddhist scriptures from India were written in Indic
languages (various prakrits and Sanskrit) and therefore needed to be translated into
Chinese. Often teams of translators worked together under imperial sponsorship. One of
the most famous Chinese translators was Kumarajiva (350–413), who led a team in the
capital city of Chang’an. Numerous pilgrims journeyed from China to India in search of
scriptures such as Faxian (fourth and fifth century) and Xuanzang (seventh century).
Beginning in the fourth century a number of Buddhist schools had emerged in China.
Although these schools found their inspiration from Indian Buddhist scriptures and
religious concepts, they developed into distinctively Chinese systems. Four of the most
important were Tiantai, Huayan (Hua-yen), Pure Land and Chan (Zen). Tiantai and
Huayan were both elaborate philosophical systems; whereas Pure Land emphasized faith
and Chan stressed meditation. This book focuses on the teachings of Huayan and Zen.
Chapter 7 investigates the Buddhist philosophy known as Huayan. The most creative
and definitive period in the history of the Huayan School was the era of the first three
patriarchs during the 7th century. The concepts of noumenon (li) and phenomena (shih)
are probably the most important terms in Huayan thought. Noumenon is a term borrowed
from Western philosophy to translate the Chinese term li or principle. For Immanuel
Kant, a noumenon or thing in itself” (German Ding an sich) is an unknowable,
indescribable reality that underlies observed phenomena. In Huayan Buddhism the
noumenon or principle of every event/object (phenomena) is its emptiness. In Mahāyāna
Buddhism, emptiness means that all phenomena (shih) lack independent existence.
Therefore, declaring that all things have emptiness as their true nature is the same as
saying that all things are interdependent. This is the Huayan notion of relativity. Much
of Huayan thought, such as the Four Realms of Reality and the Ten Mysterious
Gates, are ways of describing the mutual interpenetration of the ultimate realm
(noumenon) with phenomena, and the nonobstruction of phenomema with each other
due to their emptiness. The First Patriarch Tu Shun taught that the all in one, one in all
perspective of Huayan as the culmination of Buddhist thinking. The most famous
Huayan philosopher, the third Patriarch Fazang (Fa-tsang), wrote many works
systematizing and elaborating the teachings of his predecessors. He is sometimes
considered the school’s true founder. He was the personal teacher of Empress Wu and
was given by her the title of National Teacher. He wrote a famous treatise based on his
explanation of the Huayan vision of reality to the Empress called Treatise on the Golden
Lion. Probably the most famous work of Fazang is the Treatise on the Divisions of
Doctrine in the Unitary Vehicle of the Huayan.
Chapter 8 looks at Chan Buddhism. Chan was the most successful of the Chinese
schools of Buddhism. The word Chan comes from the Chinese transliteration (channa)
of the Sanskrit word dhyāna, which means a state of meditative concentration. Chan
therefore literally means the meditation school. When Chan traveled from China to
Japan in the twelfth century, the Japanese pronounced the Chinese character for Chan
Zen. Thus, Chan and Chinese Zen are two names for the same thing. Chan claims to be
a mind-to-mind transmission outside of words and scriptures. This direct transmission
of the enlightened mind of the Buddha is believed to have passed from the Buddha
akyamuni to his disciple Ka yapa, who Chan considers to be the first patriarch of the
tradition. The twenty-eighth Indian patriarch, Bodhidharma, is regarded as bringing
Chan from India to China in 520 C.E. Although there are many legends about
Bodhidharma, very little is known about the historical figure. After the first five Chinese
patriarchs, Chan split between Northern and Southern schools over a dispute
regarding transmission and the nature of enlightenment. The most famous Chan master
of the Southern School was Huineng, whose life and teachings were immortalized in the
Platform Sutra of the Sixth Patriarch. The Southern School was later systemized into five
lineages or houses. Two of these, the Linji line (Rinzai in Japanese) and Caodong
(Soto in Japanese), became the main lineages in Japanese Zen.
Chapter 9, explores the development of Neo-Confucianism. In the late Tang, some
Confucians began to oppose the teachings of Buddhism and Daoism. In the 11th century
this movement developed into the teachings known as the School of the Way (dao xue)
or the School of Principle (li xue), which attempted to redirect Chinese religion toward
the Confucian classics and away from Buddhist and Daoist thought. During the Southern
Song (1127-1279 CE), the Learning of the Way teachings became more closely
identified with the Cheng-Zhu school, named after Cheng Yi (1033-1107) and Zhu Xi
(1130-1200). Cheng Hao (1032-1085), Cheng Yi’s brother, initiated an alternative
interpretation known as the School of Mind (xin xue), which was later completed by
Wang Yangming (1427-1529). By the 14th century, this new Confucianism became the
official interpretation and remained so from 1313 to 1905 (almost 600 years!). Modern
scholars refer to this type of Confucianism as Neo-Confucianism. Neo-Confucianism
became an international movement and spread to Korea, Japan, and Vietnam. It
flourished in all of these East Asian countries and since the sixteenth century some of
most creative philosophical work occurred in Korea and Japan. Although opposed to
Buddhism and Daoism, Neo-Confucianism borrowed many theories from these other
two religions. Nevertheless, Neo-Confucianism always placed the most emphasis on the
traditional values of Confucianism: the moral transformation of the individual and
society.
Chapter 10 deals with what is generally termed modern or new NeoConfucianism. Many scholars divide the modern Neo-Confucians into three periods: 1)
1920s to 1940s; 2) 1950s to 1970s; and 3) 1980s to present. Scholars of the first period
attempted to combine Neo-Confucian philosophy with modern Western philosophies.
Scholars of the second and third periods were generally from Taiwan and Hong Kong. A
main concern of the third group is the increase of certain social problems in East Asia
brought on by modernity and globalization such as prostitution, drug trafficking and use,
and pollution. This group seeks to find solutions to these problems in Confucian ethics.
Since the founding of the People’s Republic of China in 1Ś50, Marxism has been the
guiding ideology of Main Land China. Nevertheless, Confucianism is still studied as an
academic subject.
Chapter 11 focuses on arguably Japan’s greatest thinkerś Dōgen. The Kamakura
Period of Japanese history witnessed the transplanting of Chinese Chan to Japan. As in
Chinese Buddhism, Japanese Zen emphasizes sitting meditation, which is called zazen.
The initial goal of the Zen practitioner is to achieve a break-through (kensho), which is
the gateway to enlightenment (satori). Japanese Zen is divided into two main schools:
Rinzai and Soto. The Rinzai school was introduced from China by Eisai (1141–1215) in
1191. The special characteristic of the Rinzai school is its use of non-logical riddles
called koans employed by the Zen master to break the student’s mind from its habitual
patterns of thinking. Two of the more famous koans are, Does a dog have a Buddha
nature? and What is the sound of one hand clapping? A student of Eisai, Dōgen
(1200–53), founded the Soto Zen school. For Dōgen, zazen was not a means for attaining
enlightenment, but enlightenment itself.
The twelfth and final chapter looks at Japan’s Kyoto School of philosophy. The
Kyoto School began with the writings of Nishida Kitarō (1870-1945). Other important
figures in the movement were Tanabe Hajime (1885-1962), Nishitani Keiji (1900-1900),
Watsuji Tetsuro (1889-1960), Masao Abe (1915-2006), Shitzuteru Ueda (b. 1926), and
Eshin Nishamura (b. 1933). The School derives its name from a group of scholars at
Kyoto University, who while well-grounded in Western philosophical thought, use
Western philosophical ideas in creatives ways in conjunction with Asian philosophy,
particularly Mahāyāna Buddhism. The result is a unique religious and philosophical
perspective, which has come to gain the name of The Kyoto School. The Kyoto
School, however, does not strictly represent a distinctive philosophical outlook, but
rather consists of a constellation of different views influenced specifically by German
thinkers such as Kant, Hegal, Nietzsche and Heidegger and Christianity, entering into
dialogue with East Asian thought inspired by Buddhist notions such as emptiness. One of
the most distinctive ideas to emerge out of this new synthesis of Western and Asian
thought, is Nishida’s notion of absolute nothingness.