REVIEWS REVIEWS REVIEWS
Extreme climatic events shape arid and
semiarid ecosystems
Milena Holmgren1*, Paul Stapp2*, Chris R Dickman3, Carlos Gracia4, Sonia Graham5, Julio R Gutiérrez6,
Christine Hice7, Fabián Jaksic8, Douglas A Kelt9, Mike Letnic10, Mauricio Lima8, Bernat C López4,
Peter L Meserve11, W Bryan Milstead12, Gary A Polis13, M Andrea Previtali11, Michael Richter14, Santi Sabaté4, and
Francisco A Squeo6
Climatic changes associated with the El Niño Southern Oscillation (ENSO) can have a dramatic impact on terrestrial ecosystems worldwide, but especially on arid and semiarid systems, where productivity is strongly limited by precipitation. Nearly two decades of research, including both short-term experiments and long-term
studies conducted on three continents, reveal that the initial, extraordinary increases in primary productivity
percolate up through entire food webs, attenuating the relative importance of top-down control by predators,
providing key resources that are stored to fuel future production, and altering disturbance regimes for months
or years after ENSO conditions have passed. Moreover, the ecological changes associated with ENSO events
have important implications for agroecosystems, ecosystem restoration, wildlife conservation, and the spread
of disease. Here we present the main ideas and results of a recent symposium on the effects of ENSO in dry
ecosystems, which was convened as part of the First Alexander von Humboldt International Conference on the
El Niño Phenomenon and its Global Impact (Guayaquil, Ecuador, 16–20 May 2005).
Front Ecol Environ 2006; 4(2): 87–95
E
l Niño Southern Oscillation (ENSO) is fundamentally a climatic and oceanographic phenomenon,
but it has profound effects on terrestrial ecosystems as
well. Although the ecological effects of ENSO are
becoming increasingly known from a wide range of terrestrial ecosystems (Holmgren et al. 2001; Wright 2005),
their impacts have been most intensively studied in arid
and semiarid systems. Because inter-annual variability
in precipitation is such a strong determinant of productivity in dry ecosystems, increased ENSO rainfall (Panel
1) is crucial for plant recruitment, productivity, and
diversity in these ecosystems. Several long-term studies
In a nutshell:
• El Niño Southern Oscillation (ENSO) events have a profound
impact on arid and semiarid ecosystems, with important implications for agriculture, human populations, and natural
resources conservation and restoration
• Although most ecological effects are mediated by increases in
plant growth, changes in resources and population levels can
trigger complex trophic interactions involving multiple
resources, prey, and predator species
• Because ENSO effects may persist for months or even years,
their consequences are best elucidated by long-term, ecosystem-scale, comparative studies
1*
Resource Ecology Group, Wageningen University, Bornsesteeg 69,
Building 119, 6708 PD Wageningen, The Netherlands (milena.
holmgren@wur.nl); 2*Department of Biological Science, California
State University, PO Box 6850, Fullerton, CA 92834–6850, USA
(pstapp@fullerton.edu); 3Institute of Wildlife Research, University of
Sydney, NSW 2006, Australia; (continued on p 95)
© The Ecological Society of America
show that this pulse in primary productivity causes a
subsequent increase in herbivores, followed by an
increase in carnivores, with consequent changes in
ecosystem structure and functioning that can be quite
complex and pervasive. We begin by discussing the
effects on plant communities, then move to studies of
populations of higher-level consumers and entire food
webs. Where appropriate, we discuss the implications of
ENSO events for land-use practices, natural resource
management, and humans. We conclude with a brief
synthesis, including suggestions for additional work
needed in this important area.
Plant responses
Production of herbaceous plants and seed banks
Herbaceous plants in arid and semiarid ecosystems
respond very rapidly to pulses of precipitation by germinating, growing, and producing large quantities of seed
(Figure 1). For instance, Julio Gutiérrez and colleagues
have been studying the arid scrub communities in northcentral Chile since 1989, and have described changes in
ephemeral plant cover, from 11–16% pre-El Niño
1989–90 to 54–80% during El Niño 1991–92 and back to
13–21% post-El Niño 1993–94 (Gutiérrez et al. 1997).
Comparable responses have been described for the
Galápagos Islands (Hamann 1985), islands in the Gulf of
California (Polis et al. 1997), and the Atacama Desert in
Chile (Vidiella et al. 1999) and Peru (eg Block and
Richter 2000).
Plant species composition also changes in El Niño
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Climatic events shape arid ecosystems
(a)
88
M Holmgren et al.
ephemeral plants to rainfall pulses seem to be related to
the rainfall regime in previous years. For instance, at one
experimental site in Chile, the cover of ephemeral plants
in 1991 (223 mm rainfall) peaked at 80% and then
decreased to 54% in 1992, despite this also being a comparably wet year (229 mm). These observations suggest
that other factors, such as nutrients, become limiting
after the first rainy pulse (Gutiérrez et al. 1997).
Effects in dry forests and shrublands
(b)
Courtesy of L Albán and R Rodríguez
(c)
Figure 1. Effects of El Niño rainfall on the forests of northwest
Peru. The normally sandy landscapes with scattered Prosopis
pallida trees (a) become covered by pastures (b) and by new
recruited trees (c).
years. Some species that are absent or rare during non-El
Niño years become dominant during the rainy events.
Annual species that respond strongly to infrequent rainfall pulses, such as those ocurring in El Niño years, appear
to be able to survive in the system, buffering the absence
of sufficient water during dry years, by producing large
seed reserves during rainy pulses. As a consequence, there
is very little correlation between seed bank composition
and the species found growing during dry years (Gutiérrez
et al. 2000). It is interesting to note that the responses of
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ENSO events represent large interannual rainfall pulses
of long duration. These resource pulses can trigger
responses in many types of organisms, including not only
those species that are able to use short pulses of increased
superficial soil water, but also deeper-rooted shrubs and
trees (Schwinning and Sala 2004; see also additional
papers in the same volume of Oecologia). A major consequence of rainy conditions associated with ENSO is the
regeneration of woody vegetation (Figure 1). Examples
include increased shrub cover in the Chihuahuan desert
(Brown et al. 1997) and the successful establishment of
cactus seedlings in the Sonoran desert (Bowers 1997)
during rainy El Niño events, as well as the regeneration of
mulga, Eucalyptus, and conifer woodlands in semiarid
Australia during wet La Niña episodes (Austin and
Williams 1988).
In northwest Peru, spectacular natural regeneration of
several tree species has been observed during the very
strong ENSO events of 1982–83 and 1997–98. Bernat C
López and colleagues studied growth and recruitment in
one of the most dominant native tree species of the
Peruvian dry forests (Prosopis pallida) and compared this
with Prosopis chilensis in north-central Chile. They found
that in northwest Peru, mean annual growth rate (López
et al. 2005) and recruitment of new P pallida trees were
positively correlated with annual rainfall, and were
almost twice as high during ENSO years than during nonENSO years. In contrast, neither recruitment nor growth
rate of P chilensis in northern Chile was significantly correlated to rainfall and ENSO conditions. These results
make sense in light of the differences in ENSO-related
precipitation between the two regions; precipitation in
northwest Peru increases enormously during ENSO years
(up to 25 times higher than during non-ENSO years) but
only moderately (1.6 times) in north-central Chile.
Implications for land-use management and
restoration
Although one might imagine that an ecosystem basically
tracks the fluctuations in environmental conditions, a
fundamentally different trajectory may be seen in ecosystems that have alternative stable states. Semiarid ecosystems can have alternative vegetation states (eg dry forests
and shrublands vs degraded savannas and barren soil)
depending on grazing and water availability (eg Rietkerk
© The Ecological Society of America
M Holmgren et al.
Climatic events shape arid ecosystems
© The Ecological Society of America
Grazing pressure
Vegetation biomass
and van de Koppel 1997). This may
(b)
(a)
Collapse
Fc
have considerable implications for
Low biomass
their response to variability in climate
Fr
such as ENSO events and global cliAlternative
Recovery
stable
Recovery
Fc
mate change (Scheffer et al. 2005),
states
High biomass
El Niño
which may result in catastrophic
regime shifts (Scheffer and Carpenter
Collapse
2003). Holmgren and Scheffer (2001)
Fr
Herbivore control
hypothesized that ENSO episodes of
increased rainfall can be used together
Grazing pressure
Water
with grazing control to enhance plant
establishment and produce permanent Figure 2. (a) Equilibrium biomass of vegetation in semi-arid regions as a function of
shifts in ecosystem state (Figure 2). grazing pressure. The inflection points (dots) of the curve are fold bifurcations that mark
Together with colleagues, Milena critical biomass removal rates. At grazing pressures higher than Fc the vegetation can
Holmgren has been searching for evi- only be in a state with low biomass. At grazing pressure lower than Fr a high biomass
dence of this in the semiarid ecosys- condition is the only stable state. At intermediate grazing pressure (between Fc and Fr),
tems of north-central Chile and north- a high biomass state and a low biomass state are alternative equilibria (solid lines) of the
west Peru, using tree-ring studies in system. Here, the dashed middle section of the sigmoidal curve represents an unstable
natural populations and field experi- equilibrium that marks the border of the basins of attraction of these two stable branches.
ments with seedlings. They found that (b) Critical thresholds of biomass removal as a function of water availability. Under
rainy El Niño episodes can indeed trig- wetter conditions, equilibrium biomass and the critical grazing pressure for collapse (Fc)
ger forest regeneration, but that, as dis- or recovery (Fr) are higher. A certain reduction of biomass removal rate (eg herbivory
cussed earlier, large regional differ- control) indicated by the vertical arrows may be sufficient to induce woodland recovery
ences exist. Experiments revealed that in a wet (“El Niño”) year, but not in a dry year. (Reproduced courtesy of Springer
this is due not only to the smaller Science and Business Media; Holmgren and Scheffer 2001.)
ENSO signal in Chile, but also to a
much greater mortality caused by herbivores. The huge the occurrence of conditions that are conducive to sucimpact of species in Chile seems to be the combined cessful establishment (Howden et al. 2004).
The primary productivity boost described previously
result of slower plant growth and greater pressure from
exotic species (especially European rabbits and hares). and its potential application in ecosystem restoration
These results suggest that ENSO events may be used as could be overshadowed by fires and overgrazing.
“windows of opportunity” to trigger forest recovery if her- Although plant regeneration improves when herbivore
bivores are controlled at the right moment. Clearly, the pressure declines (Holmgren and Scheffer 2001), oversuccessful use of ENSO events in restoration programs grazing during the subsequent dry years is likely to
will depend on a combination of climatic, ecological, and become a problem, because both native herbivores and
social conditions (Scheffer et al. 2002). Currently, El livestock increase numerically during the rainy pulse. In
Niño forecasts are being used for the implementation of addition, abundant dry grasses serve as high fuel loads,
reforestation programs in northwest Peru, although with facilitating the initiation and spread of large fires. Clear
no systematic control of herbivores and with varying links between ENSO and fire are found in arid lands in
Australia (Skidmore 1987), northwest Peru (Block and
degrees of success (eg Vilela 2002).
While studies conducted in the Western Hemisphere Richter 2000; Richter and Ise 2005), and the southwesthighlight the importance of boosts in primary productiv- ern US (Westerling et al. 2003). This is reflected in the
ity associated with ENSO-related pulses in rainfall, striking similarity between fire histories in the southwestresearch in Australia also demonstrates the implications ern US and northern Patagonia over the past century,
of ENSO-related drying events for restoration and refor- with major fires happening during dry La Niña events
estation efforts. Numerous tree species in Australia have (Kitzberger et al. 2001). The frequency and intensity of
developed drought tolerance, but high seedling death wildfires in tropical systems are also influenced by ENSO
rates due to water and heat stress are common for both and can release large amounts of carbon to the atmosnatural populations and planted seedlings. Indeed, while phere (Page et al. 2002; Cochrane 2003).
recruitment of many plant species fails during dry El Niño
conditions, rainy La Niña years stimulate primary produc- Consumer population and food-web responses
tivity and woodland regeneration (Austin and Williams
1988). Research is currently being undertaken to investi- Notwithstanding the ground-breaking work by Peter and
gate how ENSO-related dry periods and La Niña-related Rosemary Grant on the ecology and evolution of
wet periods affect native tree establishment and to assess Darwin’s finches on the Galápagos Islands (Grant and
how seasonal climate forecasting may be used to both Grant 1989; Grant et al. 2000), some of the best evidence
reduce the risk of unsuccessful establishment and predict for the ecological effects of ENSO events on consumer
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Climatic events shape arid ecosystems
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Panel 1. The ENSO cycle and its weather effects (from McPhaden 2004)
The El Niño Southern Oscillation (ENSO) cycle is the most prominent source of interannual climatic variation on our planet.This oscillation has two opposite phases, known as El Niño and La Niña. Normally, trade winds along the equator blow from east to west, piling
warm, superficial seawater in the western Pacific (Figure 3b).As a consequence, cold, deep water is pushed deeper in the west and elevated in the east, which facilitates the upwelling of cold water off the western coast of South America. As the trade winds blow, they
collect heat and moisture from the ocean.The warm humid air becomes less dense and rises over the warm western Pacific waters, a
region with low atmospheric pressure. Deep convection produces heavy precipitation.The air then returns eastwards and sinks over
the cooler waters of the eastern Pacific,
La Niña conditions
(a)
(b) Normal conditions
(c) El Niño conditions
generating a high-pressure region.
El Niño begins when the trade winds
Convective loop
weaken as atmospheric pressure rises in
the western Pacific and falls in the eastern
Equator
Equator
Pacific.Weakened trade winds allow water Equator
from the warm seawater pool in the western Pacific to move eastward, reducing
Thermocline
Thermocline
Thermocline
coastal upwelling of deep cold water
120˚E
80˚E
120˚E
80˚E
120˚E
80˚E
(Figure 3c). As surface sea temperature
warms up in the eastern Pacific, convective Figure 3. Diagram showing the sea–atmospheric system during (a) La Niña, (b) normal,
cloudiness and rainfall migrate eastwards.
and (c) El Niño conditions. (From McPhaden 2004.)
This process further weakens the trade
winds, shifting the rain zone towards the
central and eastern Pacific. As a result, drought conditions
affect large portions of Australia, Indonesia, and the El Niño
Philippines, while torrential rains often occur in the island (a)
states of the central Pacific and along the west coast of South
America.This shift in the rainfall convective zone also leads to
changes in atmospheric circulation (known as teleconnections) that propagate the influence of El Niño worldwide.As a
consequence, during an El Niño episode, rainfall dramatically
increases in certain areas of the world, while severe droughts
occur in other regions (Figure 4a).
Dry
The El Niño phase lasts approximately one year before the
Wet
climatic conditions reverse.The next phase, known as La Niña, is
characterized by stronger than normal trade winds and a shift in
heavy rainfall to the far western tropical Pacific (Figure 3a). La
Niña produces roughly the opposite climate patterns from
those seen during an El Niño episode (Figure 4b).The oscillation
between El Niño and La Niña is irregular, but typically occurs
once every 3–6 years (Allan et al. 1996; McPhaden 2004).
(b)
The strength of the ENSO effects varies both spatially and
temporally. For example, during an El Niño year, rainfall may La Niña
double in north-central Chile, while it can be more than 25
times higher than normal in northern Peru. The strength, Figure 4. Regions showing increased precipitation (blue) and drier
duration, and frequency of ENSO events seem to be affected conditions (orange) during (a) El Niño and (b) La Niña phases.
by other climatic oscillations, such as the Pacific Decadal (From Allan et al. 1996.)
Oscillation (PDO).
populations has come from studies involving small mammals, which are important components of arid and semiarid ecosystems. In addition, because many small mammals are commensal, or interact with humans directly or
indirectly, population irruptions during ENSO events are
often viewed as pest outbreaks, which may lead to
increased agricultural damage or a higher risk of zoonotic
diseases such as hantavirus (Hjelle and Glass 2000) and
plague (Stapp et al. 2004).
Population responses of small mammals and their
predators
ENSO events in semiarid Chile result in predictable
increases in rainfall, which trigger flushes in vegetation and
the associated size of the seed bank, especially by ephemerals (Jaksic 2001). In turn, with delays of 6–12 months, small
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mammal numbers increase in response to primary productivity, usually reaching irruption levels of 100 individuals
ha-1 (Jaksic and Lima 2003). Mauricio Lima and colleagues
conducted detailed time-series analyses to evaluate the relative importance of direct (eg survival and reproduction)
and indirect effects (eg through a limiting resource) of climate on rodent abundance in semiarid Chile (Lima et al.
1999, 2002). Their findings indicate that fluctuations in
rodent demographic rates are mainly the result of indirect
effects of rainfall, implying that these small rodent populations are strongly food-limited and that rainfall represents a
proxy for food availability. Food limitation and intraspecific
competition, therefore, are dominant forces influencing the
dynamics of these rodent populations.
Populations of local predators track fluctuations in rodent
prey (Jaksic et al. 1992); these responses are complex, however, because different predators consume different prey and
© The Ecological Society of America
M Holmgren et al.
Climatic events shape arid ecosystems
Carnivorous birds (No 2500 ha-1)
because predator numbers are limited
40
by both density-dependent and interspecific interactions (Lima et al. 2002).
35
In Auco, north-central Chile, Fabián
Jaksic and collaborators have been
30
able to detect increases in mouse numbers following precipitation associated
y = 18.5* log10 (1.03*X); r2 = 0.86
25
with four ENSO events (1987, 1991,
1997, and 2002) over an 18-year
20
period. Associated with these mouse
irruptions, carnivorous mammals and
15
birds of prey display a variety of
responses at all levels of organization.
10
At the individual level, for instance,
5
burrowing owls shift their consumption of prey over time, depending on
0
the relative abundance of prey.
0
10
20
30
40
50
60
Essentially, burrowing owls increase
-1
the consumption of irrupting mamSmall mammals (No ha )
mals, shifting away from less energetically rewarding prey such as arthropods Figure 5. Numerical response of carnivorous birds to the abundance of small rodents in
(see also Silva et al. 1995). At the pop- north-central Chile.
ulation level, Jaksic and collaborators
have identified a numerical response, with carnivorous tude (229–356 mm), each episode triggered strong
birds displaying population fluctuations to reflect mam- responses in small mammal numbers, apparently in
malian prey changes, essentially tracking their temporal response to increasing food availability (Figure 6; Meserve
course of abundance (Figure 5; Jaksic et al. 1992). Never- et al. 2001).
Individual species, however, showed variations in
theless, this numerical response is not perfect and the curve
of predator versus prey numbers saturates quickly, which response time and magnitude of population increases. For
may explain why carnivorous birds are not able to control instance, some species increase rapidly in response to a
rainy pulse and reach about the same maximum numbers,
their mammalian prey.
Finally, at the community level, the predator assemblage regardless of the duration of rainfall episodes or the annual
as a whole shows important rearrangements of richness, amount (eg Phyllotis darwini and Akodon olivaceus). Others
composition, and structure. The most prevalent guild show a longer delay in response time with increased preresponse is for predators to form looser guilds, with less diet cipitation and reach higher abundance levels during more
similarity, during ENSO events. This occurs because during prolonged rainfall episodes (eg Octodon degus). Following
ENSO years there is greater abundance and a broader vari- the rainy pulse, some species crash numerically (eg A oliety of available prey, so that predators can diverge in diet. vaceus), while others maintain oscillations (though
During La Niña years, on the other hand, with reduced smaller) in normal to dry years (P darwini). These changes
abundance and less variety of prey, predators must converge seem to be related to diet (eg granivore vs herbivore) and
on the few prey available, thus increasing their diet similar- to reproductive rate (Meserve et al. 2001).
Results from factorial experiments to exclude most verteity (Jaksic et al. 1993). Top predators in semiarid ecosystems
may be considered as periodically bouncing between times brate predators (ie foxes, owls, raptors) and the largest putaof plenty (El Niño) and lean times (La Niña), in terms of tive competitor (O degus) also varied between species.
Although competition seemed weak (Meserve et al. 1999,
their prey.
2003), it appeared that the relative importance of interspecific interactions, such as predation and competition, can
Complex interactions between competition and
become stronger during dry periods. These experiments also
predation
revealed unexpected facilitative interactions among these
In order to understand the effects of rainfall variability on rodents. For instance, the presence of the larger O degus
the whole food-web structure, since 1989 Peter Meserve apparently has an indirect positive effect on P darwini, by
and his collaborators have been conducting a large-scale, modifying habitat and creating more suitable conditions, ie
experimental study of small mammals in a semiarid thorn opening the vegetation canopy and providing burrows.
scrub community in north-central Chile (mean annual Thus, while many patterns in the structure of this small
rainfall = 143 mm). This project has spanned three high- mammal assemblage may be explained by extrinsic factors
rainfall episodes usually associated with the warm phase of such as high variability in rainfall leading to changes in
ENSO. Though ranging in duration (1–3 years) and magni- resource availability, the role of interspecific interactions
© The Ecological Society of America
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91
Climatic events shape arid ecosystems
a diminished ability to retain soil
nutrients and moisture, thus limiting potential growth responses to
future rainfall events.
10
Once dried, the plentiful vegetation produced during La Niña
events provides ample fuel for mas0
100
Phyllotis darwini
sive wildfire events in arid Australia (Figure 7). Such events were
recorded in 1916–1918, 1951,
10
1974–75, and 2001–02, and encompassed millions of square kilo0
meters (Letnic et al. 2005). These
100
Akodon olivaceus
catastrophic wildfires have devastating impacts on native ecosys10
tems and severe consequences for
human communities (Skidmore
1987). Because periods of top-down
0
trophic regulation and wildfires
1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004
coincide about one year after La
Time (months)
Niña events, these high rainfall
Figure 6. Fluctuations in the abundance of small mammals in response to changes in plant periods should be regarded as critiproductivity driven by rainfall variability in semiarid north-central Chile. The green cal for wildlife conservation in arid
background indicates an unusually high rainfall period due to the occurrence of an El Niño Australia, rather than as “boom
event or to local climatic factors.
times”, as has traditionally been the
case.
such as predation and competition cannot be discounted.
The ecology of terrestrial ecosystems in Australia is inexThese complex relationships could not have been detected tricably linked to ENSO. A major challenge for sustainable
without long-term experimental studies.
management of natural resources and biodiversity in this
country is to incorporate climatic forecasting into adaptive
management strategies that can respond to ENSO-driven
Responses of Australian mammals to La Niña and
variability in rainfall.
wildfires
100
Octodon degus
Minimum number known alive grid-1
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M Holmgren et al.
In Australia, the El Niño and La Niña phases of ENSO are
associated with drought and floods, respectively. The pulse of
primary productivity that occurs during La Niña is a fundamental and periodic process that structures terrestrial ecosystems throughout Australia. For example, La Niña rains provide opportunities for the successful recruitment of annual
herbs, perennial shrubs and trees, and successful breeding by
waterfowl (Nicholls 1991; Kingsford et al. 1999; Figure 7).
As in South America, this pulse of plant growth results in
widespread irruption of rodents (Letnic et al. 2005), followed in turn by an increase in the populations of predators,
including domestic cats (Felis catus) and red foxes (Vulpes
vulpes). These introduced species have been implicated in
the extinction or endangerment of 26 species of native
mammals throughout arid Australia. During the periods of
high predator abundance that follow La Niña events,
trophic pathways are temporarily reversed, as predation,
competition, and disease increase in importance as factors
limiting rodent populations (Letnic et al. 2004, 2005).
During droughts associated with the El Niño phase, mammal populations crash (Dickman et al. 1999, 2001) and
overgrazing by livestock, kangaroos, and feral animals can
lead to massive soil erosion (Ludwig et al. 1997). These erosion events can produce dysfunctional landscapes that have
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ENSO effects on marine inputs and terrestrial food
webs on desert islands
The dynamics of coastal arid ecosystems are largely driven
by low, variable primary productivity and inputs from the
adjacent ocean. On islands in the Gulf of California, inputs
of nutrients and energy from a very productive marine system act as spatial trophic subsidies, contributing to high
consumer densities in typical dry years. However, episodic
ENSO events bring rainfall that stimulates plant productivity, replenishes detritus and seed banks, and provides
resources for insular consumers that may remain in the system after dry conditions resume (ie as temporal trophic subsidies). A decade of research led by Gary Polis and his colleagues has focused on interactions between marine inputs
and pulsed ENSO resources as determinants of primary and
secondary production and trophic interactions on small,
rocky islands off Baja California (Polis et al. 1997; Stapp et
al. 1999; Sánchez Piñero and Polis 2000; Stapp and Polis
2003). A few of these islands host nesting colonies of
seabirds which provide food, in the form of carrion (ie
remains of dead fishes, crabs, etc), for arthropod scavengers.
Other islands are used by seabirds only for roosting and are
influenced indirectly by the addition of guano, which adds
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Climatic events shape arid ecosystems
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Figure 7. ENSO-related impacts in the Simpson Desert,
central Australia. (a) Craven’s Peak station in the northeastern
part of the desert following flood rains associated with the La
Niña phase of ENSO in 1999–2000. (b) The same area
following a wildfire that burnt > 10 000 km2 of the desert in the
summer of 2001–2002. The fire, ignited by lightning strikes,
was exacerbated by a heavy fuel load of dry vegetation resulting from the earlier La Niña rains. Fires of this magnitude have
occurred four times over the past century, and have followed flood rains on each occasion.
nutrients to soil that can be used by plants when water is
available. There are striking differences in the ecology of
these two types of islands. Polis et al.’s research coincided
with three ENSO events (1991–92, 1994–95, 1997–98) in
the region, during which winter precipitation (142 mm)
was five times higher than in the intervening dry years
(28 mm). Peaks in plant cover, particularly annuals, were
associated with these wet years, increasing plant cover
approximately threefold, especially on islands used by
seabirds. As a result, flying insects and their primary predators, web spiders, also peaked in abundance in those years,
although the increases were most pronounced on seabird
islands. This indicates more bottom-up control than was
suggested in previous analyses that pooled seabird and nonbird islands (Polis et al. 1997). Omnivorous rodents
(Peromyscus spp) also increased fourfold during the
1997–98 El Niño conditions, but populations crashed the
following year. The numerical response of these rodents
contrasted with that of granivorous rodents (Chaetodipus
spp), which experienced only a modest increase (1.6 times),
but whose populations remained much more stable once
dry conditions resumed (Stapp and Polis 2003). These
results suggest very different responses to ENSO-related
pulses, in which some species (eg omnivorous rodents, web
spiders) show strong, immediate population increases,
whereas others (eg granivores, scavenging arthropods) may
display more muted or extended responses, mediated by
interactions with other species or the availability of marine
resources (Sánchez Piñero and Polis 2000; Stapp and Polis
2003). Results from stable carbon and nitrogen isotope
analyses have confirmed the overwhelming importance of
marine resources for many consumers in dry years, while
marine and insular systems remain largely distinct during
wet years, except for the profound, indirect effects of seabird
guano on terrestrial productivity (Stapp et al. 1999).
© The Ecological Society of America
This insular system is unique in its tight linkage between
the marine and terrestrial components. Additional work is
needed on the persistence of pulsed resources (eg seed/litter
banks, consumer tissue), and on the potential impacts of
ENSO-related changes in marine productivity on inputs to
insular food webs. In addition to reinforcing the notion that
episodic, ENSO-driven rainfall events are critical factors in
the ecology of arid and semiarid systems, this work demonstrates the interdependence of ocean and terrestrial systems
and the key role of seabirds in some insular food webs. This,
in turn, underscores the importance of a healthy marine
environment and the protection of seabirds to the conservation of insular ecosystems.
Interactions between ENSO and zoonotic disease
As in other arid regions, rodent populations in the southwestern US are markedly affected by ENSO-related rainfall (Brown and Ernest 2002). Because some of these
species can transmit diseases to humans, understanding
their population dynamics and behavior has important
health implications. Since 1994, researchers at the
University of New Mexico and Centers for Disease Control
and Prevention (CDC) have been studying the effects of
climate variability on rodent populations and hantavirus
produced by the Sin Nombre virus (SNV). SNV was first
discovered in New Mexico following an outbreak of hantavirus pulmonary syndrome after the 1992–93 ENSO; this
was eventually traced back to an increase in numbers of
deer mice (Peromyscus maniculatus) and other rodents in
the family Muridae. Clearly, the numerical response of deer
mice to ENSO events has important consequences for the
ecology of hantavirus. Deer mice can take rapid advantage
of increased food resources during ENSO events because
they reproduce several times per year and have large numwww.frontiersinecology.org
M Holmgren et al.
Climatic events shape arid ecosystems
94
bers of offspring. Other species, including rodents such as
kangaroo rats (Dipodomys spp; Heteromyidae) do not transmit the disease and apparently do not respond as strongly to
ENSO pulses. Kangaroo rats typically have only one litter
per year, making them less able to increase in abundance in
response to improved food availability. Moreover, their territorial behavior often makes space, not food resources, the
limiting factor. Current research aims to identify, through
satellite imagery, the characteristics of sites that act as refugia for Peromyscus populations during dry years, thereby
serving as sources for high rodent numbers in outbreak years
that are associated with ENSO events.
Synthesis and conclusions
Two decades of research using a combination of long-term
observations and experimental field studies have demonstrated profound and persistent impacts of ENSO-related
rainfall variability on the dynamics of arid and semiarid
ecosystems. Some general patterns were apparent in the
three continents studied; however, there are regional differences in the relative importance of ENSO events, as well as
in the magnitude of its effects. The basic pattern is that a
rainy episode triggers a pulse in plant growth, leading to an
increase in herbivores, and later in carnivores. In subsequent dry periods, top-down effects can become strong and
food again becomes a limiting factor in these elevated populations. Within trophic levels, species clearly differ in their
response to ENSO events, often in surprising ways that may
be mediated by interactions with other species. Many of the
studies described above focus on biotic effects, which may
be important at local or relatively short temporal scales.
Additional time-series data, collected from across a range of
representative sites, are clearly needed to scale-up these
local processes to relevant regional scales, and to permit
generalizations about the ecological importance of ENSO
and other broad-scale external factors.
Importantly, ENSO-related changes in terrestrial ecosystems can have substantial effects on human communities
and land use. Accumulated dry plant material, for example, can fuel wildfires after the rainy period is over. In contrast, forest regeneration and expansion could be a longlasting result of a wet ENSO event, because trees and
shrubs become relatively less sensitive to drought and herbivory once they reach a certain critical size. Although
ENSO conditions can pose substantial challenges in
wildlife conservation and the management of vectors and
hosts of human diseases, such events also represent opportunities for novel approaches in restoration and natural
resources management. Future research should focus on
how seasonal and long-range ENSO forecasting could be
applied to adaptive management of these issues (eg current
models used to predict likelihood and severity of fire season
by ecologists and fire meteorologists in the US;
www.nifc.gov/nicc/predictive/predictive.htm). The climatic extremes associated with ENSO events, especially in
arid and semiarid systems, also provide prime opportunities
www.frontiersinecology.org
for natural experiments to test fundamental questions
about ecosystem stability and the direct and indirect consequences of pulsed resources in food webs.
Acknowledgments
We gratefully acknowledge the efforts of the technicians,
students, and volunteers who contributed to the success of
these projects, as well as the governmental agencies that
facilitated our research. These results were collected with
generous, long-term support from the EU–INCO project
(M Holmgren and colleagues; www.biouls.cl/enso/), US
National Science Foundation (P Stapp, P Meserve and colleagues), FONDECYT (Chile; J Gutiérrez and colleagues),
Australian Research Council (C Dickman, M Letnic and
colleagues), and US Centers for Disease Control and
Prevention (C Hice). S Graham thanks the Land and
Water Australia’s Managing Climate Variability Program
for their ongoing support. JR Gutiérrez and FA Squeo thank
the BBVA Foundation Prize in Research and Conservation
Biology (Spain) for their support. We are particularly grateful to MJ McPhaden (NOAA/PMEL/TAO Project Office)
for generously helping us prepare Panel 1.
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4
Departamento d’Ecologia, Fac de Biologia, Universidad de Barcelona,
Av Diagonal 645, 08028 Barcelona, Catalunya, Spain; 5CSIRO
Sustainable Ecosystems, GPO Box 284, Canberra ACT 2601, Australia; 6Departamento de Biología, Universidad de La Serena, Casilla
599 and Centro de Estudios Avanzados en Zonas Áridas (CEAZA),
La Serena, Chile; 7Department of Biology, University of New Mexico,
Albuquerque, NM 87131, USA; 8Center for Advanced Studies in
Ecology and Biodiversity (CASEB), Santiago, Chile; 9Department of
Wildlife, Fish and Conservation Biology, University of California,
Davis, Davis, CA 95616, USA; 10Parks and Wildlife Service of
Northern Territory, PO Box 30, Palmerston NT, Australia 0831;
11
Northern Illinois University, DeKalb, IL 60115, USA; 12National
Park Service, University of Rhode Island, Kingston, RI 02881, USA;
13
Department of Environmental Science and Policy, University of
California, Davis, Davis, CA 95616, USA (deceased); 14Institute of
Geography, FAU, Kochstr. 4/4, D 91054 Erlangen, Germany
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