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Chapter Title
Harbors and ports, ancient
Copyright Year
2015
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Springer Science+Business Media Dordrecht
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Family Name
Marriner
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Nick
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CNRS, Laboratoire ChronoEnvironnement UMR 6249
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Université de Franche-Comté
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UFR ST, 16 route de Gray
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Besançon
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France
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nick.marriner@univ-fcomte.fr
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marriner@cerege.fr
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Morhange
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Christophe
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Aix-Marseille Université, IUF,
CEREGE UMR 6635
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Europôle de l’Arbois, BP 80
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13545
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Aix-en-Provence cedex 04
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France
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Flaux
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Clément
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Aix-Marseille Université, IUF,
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Europôle de l’Arbois, BP 80
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Aix-en-Provence cedex 04
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France
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Carayon
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Nicolas
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Archéologie des Sociétés
Méditerranéennes, UMR 5140
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390 avenue de Pérols
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34970
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Lattes
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France
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Scandinavia (Ilves, 2009), the Mediterranean (Marriner
and Morhange, 2007), and Africa (Chittick, 1979).
HARBORS AND PORTS, ANCIENT
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Nick Marriner , Christophe Morhange , Clément Flaux
and Nicolas Carayon3
1
CNRS, Laboratoire Chrono-Environnement UMR 6249,
Université de Franche-Comté, Besançon, France
2
Aix-Marseille Université, IUF, CEREGE UMR 6635,
Aix-en-Provence cedex 04, France
3
Archéologie des Sociétés Méditerranéennes, UMR 5140,
Lattes, France
Synonyms
Haven; Port; Roadstead
Definition
Coastal areas have been used as natural roadsteads at least
since prehistoric times. In the Oxford English dictionary,
a harbor is “a place on the coast where ships may moor
in shelter, especially one protected from rough water by
piers, jetties, and other artificial structures.” This safe refuge can be either natural or artificial. As a result, the term
“harbor” can often be ambiguous when it refers to
a premodern context because it incorporates a plethora
of landing site types, including offshore anchorages, in
addition to different mooring facilities and technologies
(Raban, 2009). Conceptions of ancient Mediterranean harbors have frequently been skewed by all-season harbor
facilities such as Alexandria, Piraeus, and Valletta with
their favorable geomorphological endowments. The
archaeological record is, however, more complex. Port is
derived from the Latin portus meaning “opening, passage,
asylum, refuge.” Drawing on multidisciplinary archaeological and geoscience tools, there has been a renewed
interest in ancient harbors during the past 30 years, including the Indian Ocean (Rao, 1988), the Atlantic,
Introduction
Until recently, coastal sediments uncovered during Mediterranean excavations received very little attention from
archaeologists, even though, traditionally, the received
wisdom of Mare Nostrum’s history has placed emphasis
on the influence and coevolution of physical geography
in fashioning its coastal societies (Braudel, 2002; Stewart
and Morhange, 2009; Martini and Chesworth, 2010;
Abulafia, 2011). Before 1990, the relationships between
Mediterranean populations and their coastal environments
had been studied within a cultural-historical paradigm,
where anthropological and naturalist standpoints were
largely considered in isolation (Horden and Purcell,
2000). During the past 20 years, Mediterranean archaeology has changed significantly, underpinned by the emergence of a new culture-nature duality that has drawn on
the North European examples of wetland and waterfront
archaeology (Milne and Hobley, 1981; Coles and Lawson,
1987; Purdy, 1988; Coles and Coles, 1989; Mason, 1993;
Van de Noort and O’Sullivan, 2006; Menotti and
O’Sullivan, 2012). This built on the excavation of Alpine
lake settlements in Switzerland and elsewhere from the
1850s onwards (Keller, 1866). Because of the challenges
of waterfront contexts, the archaeological community is
today increasingly aware of the importance of the environment in understanding the socioeconomic and wider natural frameworks in which ancient societies lived, and
multidisciplinary research and dialogue have become
a central pillar of most large-scale excavations (Walsh,
2004; Butzer, 2005; Butzer, 2008; Walsh, 2008).
It is against this backdrop that ancient harbor contexts
have emerged as particularly novel archives, shedding
new light on how humans have locally interacted with
and modified coastal zones since the Neolithic (Marriner
A.S. Gilbert (ed.), Encyclopedia of Geoarchaeology, DOI 10.1007/978-1-4020-4409-0,
© Springer Science+Business Media Dordrecht 2015
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Title Name: EOG
HARBORS AND PORTS, ANCIENT
and Morhange, 2007). Their importance in understanding
ancient maritime landscapes and societies (e.g., Gambin,
2004; Gambin, 2005; Tartaron, 2013) makes them one of
the most discussed archaeological contexts in coastal
areas (Figure 1). Around 6,000 years ago, at the end of
the Holocene marine transgression, societies started to settle along “present” coastlines (Van Andel, 1989). Older
sites were buried and/or eroded during this transgression
(Bailey and Flemming, 2008). During the past
4,000 years, harbor technology has evolved to exploit
a wide range of environmental contexts, from natural bays
and estuaries through to the completely artificial basins of
the Roman and Byzantine periods. Although some of
these ancient port complexes continue to be thriving transport centers, now, many millennia after their initial foundation, the vast majority have been completely
abandoned, and their precise whereabouts, despite rich
textual and epigraphic evidence, remain unknown.
Although not the sole agent of cultural change, these environmental modifications indicate in part that long-term
human subsistence has favored access to the open sea.
Key to this line of thinking is the idea that societies have
adopted adaptive strategies in response to the rapidly
changing face of the coastal environment, and in many
instances, harbor sites closely mirror modifications in the
shoreline (e.g., Brückner et al., 2004). Nonetheless, it is
important to emphasize that regional environmental
change, although strong, must not be seen as the principal
agent of cultural shifts and that site-specific explanations
remain fundamental (Butzer, 1982).
During the 1960s, urban regeneration led to large-scale
urban excavations in many coastal cities of the Mediterranean. It was at this time that the ancient harbor of Marseille (France) was rediscovered. Nonetheless, it was not
until the early 1990s that two large-scale coastal excavations were undertaken at opposite ends of the Mediterranean in Marseille (Hesnard, 1994; Hesnard, 1995) and
Caesarea Maritima in Israel (Raban and Holum, 1996).
Both projects placed emphasis on the harbor archaeology
and their articulation within the wider landscape. The first,
at Caesarea Maritima, investigated a completely artificial
Roman harbor complex on the Levantine coast, active
between the first and second centuries AD (Reinhardt
et al., 1994; Reinhardt and Raban, 1999; Raban, 2009).
At Marseille, meanwhile, researchers set about
reconstructing the archaeology and environmental history
of the city’s ancient harbor since the seventh century BC,
founded in a naturally protected limestone embayment by
Greek colonists from Ionia (Figure 2).
In contrast to deltaic areas, the smaller analytical scale
of harbor basins meant that coastal changes could be studied not only with greater facility but also more finitely.
The research at Marseille (Morhange et al., 2003)
reconstructed a rapid shift in shoreline positions from the
Bronze Age onwards and demonstrated the type of spatial
resolution that can be obtained when large excavation
areas are available for geoarchaeological study. These
studies were unique in that, for the first time in
a Mediterranean coastal context, both sought to embrace
a multidisciplinary methodology. Investigative fields
included not only archaeology but also geomorphology,
geography, sedimentology, history, and biology (Raban
and Holum, 1996; Hesnard, 2004). The waterlogged conditions were particularly conducive to environmentally
contextualized analyses, and both studies demonstrated
how coastal archaeology could benefit from being placed
within a broader multidisciplinary framework.
Since these projects, there has been a great proliferation
of studies looking into coastal and ancient harbor
geoarchaeology (see Marriner and Morhange, 2007 for
multiple references; Figure 1), building on pioneering
archaeological work in the first half of the twentieth century (e.g., Negris, 1904a; Negris, 1904b; Paris, 1915;
Jondet, 1916; Paris, 1916; Lehmann-Hartleben, 1923;
Poidebard, 1939; Halliday Saville, 1941; Poidebard and
Lauffray, 1951). Ancient harbor basins are particularly
interesting because (1) they served as important economic
centers and nodal points for maritime navigation (Casson,
1994; Arnaud, 2005); (2) there is generally excellent preservation of the material culture (Rickman, 1988; Boetto,
2012) due to the anoxic conditions induced by the water
table; and (3) there is an abundance of source material
for paleoenvironmental reconstruction (Marriner, 2009).
Seaports are particularly interesting, as they allow us to
understand how people “engaged with” the local environmental processes in coastal areas.
Here, we will explore the specific interest of harbor sediments in reconstructing ancient coastal landscapes and
their evolution through time. In particular, we will discuss
the stratigraphic evidence for these changes and set them
within the wider context of coastal changes driven by various natural and anthropogenic forcing agents. We will
also address present challenges and gaps in knowledge.
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Harbor origins
The ease of transport via fluvial and maritime routes was
important in the development of civilizations. At least
three areas – the Indus, China, and Egypt – played an
important role in the development of harbors and their
infrastructure.
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Egypt
It has been suggested that the Egyptians were one of the
earliest Mediterranean civilizations to engage in fluvial
and maritime transportation. Evidence for the use of boats
in ancient Egypt derives from deepwater fish bones found
at prehistoric hunter/gatherer campsites (Shaw et al.,
1993). The earliest boats were probably rafts made of
papyrus reeds, which enabled these societies to navigate
between camps. It is speculated that wooden boats were
adopted during Neolithic times, around the same time as
the introduction of agriculture and animal husbandry.
The rise of chiefdoms during the Egyptian Predynastic
period (3700–3050 BC) was accompanied by the widespread adoption of boats as attested by art and pottery
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depictions (Fabre, 2004–2005). North of the First Cataract
in Egypt, ships could travel almost anywhere along the
Nile. On the delta, the then seven branches served as navigable waterways into the Eastern Mediterranean
(Tousson, 1922; Stanley, 2007; Khalil, 2010). The Eastern
Mediterranean was also a natural communications link for
the major cultural centers of the Levant, Cyprus, Crete,
Greece, and North Africa. In light of this, it is unsurprising
that the works along the fluvial banks and coastlines of the
Red Sea and Mediterranean were many and varied. During
the third millennium BC, canals were excavated from the
Nile to the valley temples of the Giza pyramids so that
building materials could be transported (Fabre,
2004–2005; Butzer et al., 2013). Quays were also commonly established along the Nile, for instance, at fourteenth century BC Amarna, boats have been depicted
parallel to shoreside quays equipped with bollards
(Blackman, 1982a; Blackman, 1982b). An artificial quay
dating to the second millennium BC is attested at Karnak,
on the Nile (Lauffray et al., 1975; Fabre, 2004–2005).
High sediment supply and rapid changes in fluvial systems mean that few conspicuous remains of these early
riverine harbors are still visible, particularly on the delta
(Blue and Khalil, 2010). In Mesopotamia, a similar evolution is attested (Heyvaert and Baeteman, 2008).
Navigation in the Red Sea during pharaonic times is
a theme that has attracted renewed interest during the past
30 years, underpinned notably by the discovery of a number of exceptional coastal sites, shedding new light on the
extent and chronology of human impacts in maritime
areas. Extending for over 2,000 km from the Mediterranean Sea to the Arabian Sea, the Red Sea was a major
communications link. Egyptian seafarers traveled along
its shorelines during the Predynastic period and were
probably the first to contact the peoples living on the
Sudanese coast and around the Horn of Africa. Since the
discovery of remains at Mersa/Wadi Gawasis in 1976,
new findings have been made more recently at Ayn
Soukhna, El-Markha, and Wadi al-Jarf (Tallet, 2009). In
the absence of harbor excavations, much of the data available remain preliminary. At Mersa/Wadi Gawasis, archaeological data have documented evidence for some of the
world’s earliest long-distance seafaring, including bundled ropes, ships, and remnants of storage boxes used for
transport of goods. The site was used extensively during
the Middle Kingdom (around 4,000–3,775 years ago),
when seafaring ships departed from the harbor for trade
routes along the African Red Sea coast (Bard and
Fattovich, 2010; Hein et al., 2011).
The Indus Valley
On the Indian subcontinent, archaeological explorations
during the past century have brought to light a large number of structures related to ancient harbor works and maritime activities (Rao, 1988). The Indus valley in particular
has been a key focus of research, where high sediment
supply in a context of rapidly changing deltaic
3
environments is responsible for the landlocking of many
ancient port sites (Gaur and Vora, 1999). The oldest reference to a harbor in India derives from a mid-third millennium Mesopotamian text mentioning boats from Meluhha
that were anchored in Agade harbor (Kramer, 1964).
Nonetheless, despite rich textual evidence, the exact location of many of these ancient harbor sites is equivocal.
Most would have exploited riverbanks that served as natural harbors. Many of the best-studied examples derive
from the region of Gujarat, which attests to significant
paleo-shoreline changes during the past 4,500 years
(Gaur and Vora, 1999).
Archaeological sites of Harappan age (3000–1500
BC), including Lothal, Padri, and Bet Dwarka, have
yielded particularly interesting archaeological records
consistent with maritime activity (Gaur and Vora, 1999).
Lothal, on the paleo-banks of the river Sabarmati, is one
of the best-studied examples of a Harappan harbor city.
The site presently lies 35 km from the coast at the head
of the macrotidal Gulf of Cambay and is believed to have
been an important trade center during the Harappan period
(Rao, 1991). A number of Egyptian and Mesopotamian
imports have been recovered from the site. Excavations
have brought to light a brick basin of trapezoidal shape
that measures 214 36 m and is 3.3 m deep. It has tentatively been labeled as the world’s first dockyard (Rao,
1979), although these interpretations are not without contention (e.g., Gaur, 2000), and the basin presents striking
similarities with water storage basins used throughout
the region. Based on present knowledge, it is difficult to
confirm that Lothal’s basin was used as a harbor. Elsewhere in the Indus valley, Chalcolithic/Harappan landing
platforms attributed to harbor works have been identified
at Kuntasi and Inamgaon. Paleoenvironmental changes
are seen as important causes of harbor abandonment.
China
Between 7000 and 5000 BC, agricultural villages and
towns began to emerge and grow along the Yellow and
Yangtze River basins and coasts. Research has focused
on this transitional period because it corresponds to the
onset of deltaic sedimentation and the emergence of agriculture and early complex societies (Zong et al., 2007;
Chen et al., 2008). Ancient Chinese history is marked by
three successive dynasties that became the roots of Chinese culture: the Xia Dynasty (2200–1766 BC), the Shang
Dynasty (1766–1122 BC), and the Zhou Dynasty
(1122–256 BC). Despite the importance and continuity
of Chinese civilization, understanding of its harbors is relatively limited in western academic circles due to obvious
language barriers. Nonetheless, the recent rediscovery of
Hepu harbor of the Western Han Dynasty (206 BC to
25 AD) is particularly promising in shedding new light
on this question. Now located within Beihai City in south
China’s Guangxi Zhuang Region, recent archaeological
work suggests that Hepu harbor – probably the oldest seaport in China – served as a very important “marine silk
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Title Name: EOG
HARBORS AND PORTS, ANCIENT
road.” This navigation link allowed western goods to be
transported into the vast continental interior of Asia.
Early Mediterranean harbors
Our understanding of early harbors is poor. In the Mediterranean, the first artificial structures appear to date to the
Middle/Late Bronze Age. For example, submerged boulder piles are attested at Yavne-Yam, a Middle Bronze
Age site on the coast of Israel; these suggest premeditated
human enterprise to improve the quality of the natural
anchorage (Ezra Marcus, personal communication).
Recent geoarchaeological work in Sidon (Lebanon) has
tentatively dated the presence of a semi-protected cove
beginning around 4410 40 BP (2750–2480 cal BC;
Marriner et al., 2006b; Marriner, 2009). This sedimentological unit has been interpreted as a Middle Bronze Age
to Late Bronze Age proto-harbor, with possible reinforcement of the shielding sandstone ridge improving the quality of the natural anchorage. It is suggested that small
boats were beached, with larger vessels being anchored
in the outer harbor of Zire (Frost, 1973; Carayon, 2008;
Figure 3).
At Kommos, in southern Crete, a large building with
six galleries (Puglisi, 2001) has been interpreted as
a hangar for the dry-docking of Minoan ships during the
winter months. This building, dated to the fifteenth century BC, is an illustration of Minoan harbor construction
even though, in this instance, it had no direct impact upon
the quality of the anchorage haven.
After this period, the maritime harbors of the ancient
Mediterranean evolved in four broad technological leaps.
Bronze Age to early Iron Age ashlar header
technology
A double ashlar wall infilled with stones is a harbor construction method common to the Phoenicians; it is known
as the pier-and-rubble technique (Raban, 1985). This system has been noted in an eleventh century BC layer at
Sarepta, Lebanon (Markoe, 2000). Van Beek and Van
Beek (1981) have suggested that this technique is Levantine in origin and that it spread from the Late Bronze
Age Levant to the western Punic colonies, Greece, and
Roman North Africa, where it can be found as late as the
sixth century AD. The use of ashlar techniques is well
attested in the Persian period harbor of Akko (Israel), the
Hellenistic harbor at Amathus in Cyprus (Empereur and
Verlinden, 1987), and the Roman quay at Sarepta, Lebanon (Pritchard, 1978), Dor, and Athlit (Israel). Iron Age
Athlit is one of the best-studied Phoenician harbors
(Haggi, 2006; Haggi and Artzy, 2007). The northern harbor’s mole extends about 100 m into the sea. It is about
10 m wide and constitutes two parallel ashlar headers that
are 2–3 m in width. A fill of rubble and stones was placed
between the ashlar walls. This form of construction
improved the stability of the mole against high-energy
waves. The mole was placed on a foundation of ballast
pebbles of various sizes. Underwater excavations have
revealed that the layer of pebbles extends more than 5 m
beyond the outer side of each wall, a total width of over
20 m. Radiometric dating of wood fragments constrains
this Phoenician structure to the ninth century BC (Haggi,
2006), although paradoxically there is very little pottery
dating from this period (Michal Artzy, personal communication). A similar example is also known from the Syrian
coast at Tabbat el-Hammam, where the archaeological
evidence supports a ninth/eighth century BC age
(Braidwood, 1940).
Depending on the time and culture, different variations
are noted in the use of headers. From the fifth century BC,
metal links were used to reinforce blocks (e.g., Sidon and
Beirut). At Amathus (Cyprus) during Hellenistic times,
the header masonry was built upon a ballast base of disorganized blocks.
Cothons
Archaeologists refer to the sites of Carthage (Tunisia),
Mahdia (Tunisia), Phalasarna (Crete), Jezirat Fara’un
(Egypt), and Lechaion (Greece) as “cothon” harbors.
The Greek term was applied to the harbor at Carthage by
Strabo and Appian, the original meaning of “drinking
cup” which is metaphorically appropriate to the protected
harbor basin. Carthage is the only site that has been
referred to as a “cothon” in ancient texts, although
a Punic etymology has not yet been supported, meaning
it is difficult to propose that the concept was Carthaginian
in origin or that all harbors built into the shoreline in the
same manner were felt to be variations on a “cothon”
(John Oleson, personal communication). Nowadays, specialists agree that the term can be associated with an artificially dug harbor basin linked to the sea via a man-made
channel (Carayon, 2005). The design solves some of the
problems involved in building a harbor along a shallow,
featureless coastline, or on the bank of a river, and
a number of cultures appear to have adopted this solution,
from the Bronze Age onwards. Some authors have
suggested that Trajan’s basin at Portus also qualifies as
a cothon, in addition to some of the proposed Etruscan
harbor basins associated with river mouths (John Oleson,
personal communication). It would appear that the carving
of a cothon is a simple but energy-consuming technique
used to create a particularly well-sheltered basin. This type
of infrastructure poses three problems: (1) rapid silting up
in a confined environment; (2) the carving of a basin in
rocky outcrops or clastic coastlines, which is energy consuming; and (3) maintaining a functional channel outlet
to the sea in a clastic coast context. Despite these shortcomings, the cothon persisted for many centuries
(Carayon, 2008). A Latin author, writing in the fifth century AD, noted that this type of harbor was common at this
time: “ut portus scilicet faciunt” (Deutero-Servius,
Aeneidos, I, 421).
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Hydraulic concrete
Pre-Roman ashlar block methods continued to be used
throughout the Roman era. Nonetheless, another technique was introduced during the second century BC
(Gazda, 2001) that completely revolutionized harbor
design and construction – the use of hydraulic concrete.
This technological breakthrough meant that natural roadsteads were no longer a prerequisite to harbor loci, and
completely artificial ports, enveloped by imposing concrete moles, could be located on open coasts (Hohlfelder,
1997). The material could be cast and set underwater.
Roman architects and engineers were free to create structures in the sea or along high-energy shorelines
(Brandon et al., 2005; Brandon et al., 2010). Pozzolana
facilitated the construction of offshore basins such as
Claudius’s harbor at Portus of Rome (Testaguzza, 1970).
The Roman author Vitruvius (first century BC) provided
an inventory of harbor construction techniques
(Vitruvius, De Architectura, V, 12).
Romano-Byzantine harbor dredging
Vitruvius gave a few brief accounts of dredging, although
direct archaeological evidence has, until now, remained
elusive. The ancient harbors of Marseille and Naples have
both undergone widespread excavations (Figure 4;
Hesnard, 1995; Giampaola et al., 2004), and extensive
multidisciplinary datasets now exist for the two sites. At
Tyre and Sidon, geoarchaeological research has led to
the extraction of 40 cores that have facilitated
a chronostratigraphic reconstruction of basin silting
(Marriner et al., 2005; Marriner and Morhange, 2006a;
Morhange and Marriner, 2010a). Why were ancient harbors dredged? On decadal timescales, continued silting
induced a shortening of the water column. De-silting infrastructure (Blackman, 1982a; Blackman, 1982b), such as
vaulted moles, partially attenuated the problem, but in
the long term, these appear to have been relatively ineffective. In light of this, repeated dredging was the only means
of maintaining a practicable draft depth and ensuring longterm harbor viability. At Marseille, although dredging
phases are recorded from the third century BC onwards,
the most extensive enterprises were undertaken during
the first century AD, at which time huge volumes of sediment were extracted. At the excavations of Naples,
absence of pre-fourth century BC layers has been linked
to extensive dredging between the fourth and second centuries BC (Carsana et al., 2009). Unprecedented traces
165–180 cm wide and 30–50 cm deep attest to powerful
dredging technology that scoured into the volcanic substratum, completely reshaping the harbor bottom. Notwithstanding the scouring of harbor bottoms, this newly
created space was rapidly infilled and necessitated regular
intervention. Repeated dredging phases are attested up
until the late Roman period, after which time the basin
margins were completely silted up. At Marseille, three
dredging boats have been unearthed (Pomey, 1995). The
vessels were abandoned at the bottom of the harbor during
5
the first and second centuries AD. They are characterized
by an open central well that is inferred to have accommodated the dredging arm.
It was not until the Industrial Revolution in England
that cement and iron structures were developed on
a large scale (Palley, 2010). In 1756, Smeaton made the
first modern concrete (hydraulic cement) by adding pebbles as a coarse aggregate and mixing powdered brick into
the cement. In 1824, Aspdin invented Portland cement by
burning ground limestone and clay together. The Frenchman Monier invented reinforced concrete in 1849 using
imbedded steel. It can withstand heavy loads because of
its tensile and compressional strengths. Reinforced concrete was widely used in railway ties, pipes, floors, arches,
bridges, and ports.
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Geoarchaeology of harbor basins: tools and
methods
Over the past 2 decades, ancient harbors have attracted
interest from both the archaeological and earth science
communities. In tandem with the development of rescue
archaeology, particularly in urban contexts, the study of
sedimentary archives has grown into a flourishing branch
of archaeological inquiry (Milne, 1985; Leveau et al.,
1999; Milne, 2003; Walsh, 2004; Leveau, 2005). The
growing corpus of sites and data demonstrates that ancient
harbors constitute rich archives of both the cultural and
environmental pasts. Ancient harbor sediments are particularly rich in research objects (archaeological remains,
bioindicators, macrorests, artifacts, etc.), and they yield
insights into the history of human occupation at a given
site, coastal changes, and the natural processes and
hazards that have impacted these waterfront areas
(Reinhardt et al., 2006; Bottari and Carveni, 2009;
Morhange and Marriner, 2010b; Bony et al., 2012).
Ancient harbors are both natural and constructed landscapes and, from a geoarchaeological perspective, comprise three elements of note.
474
The harbor basin
In architectural terms, the harbor basin is characterized by
its artificial structures, such as quays, moles, and sluice
gates (Oleson, 1988; Oleson and Branton, 1992). Since
the Bronze Age, there has been a great diversity in harbor
infrastructure in coastal areas, reflecting changing technologies and human needs. These include, for instance,
the natural pocket beaches serving as proto-harbors
(Frost, 1964; Marcus, 2002a; Marcus, 2002b), through
the first Phoenician mole attributed to around 900 BC
(Haggi and Artzy, 2007), to the grand offshore constructions of the Roman period made possible by the discovery
of hydraulic concrete (Oleson et al., 2004).
In their study of harbor landscapes, geoarchaeologists
are also interested in the sedimentary contents of the basin
and relative sea-level changes.
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Ancient harbor sediments
Port basins constitute unique coastal archives. Shifts in the
granularity of these deposits indicate the degree of harbor
protection, often characterized by a rapid accumulation of
heterometric sediments following a sharp fall in water
competence brought about by the installation of artificial
harbor works. The harbor facies is characterized by three
poorly sorted fractions: (1) human waste products,
especially at the base of quays and in areas of unloading
(harbor depositional contexts are particularly conducive
to the preservation of perishable artifacts such as leather
and wood); (2) poorly sorted sand; and (3) an important
fraction (>90 %) of silt that signifies the sheltered environmental conditions of the harbor. They are also particularly pertinent archives for reconstructing the history of
heavy metal pollution at coastal settlements (e.g., Véron
et al., 2006). Harbor basins are characterized by rapid
accumulation rates. For instance, sedimentation rates of
up to 20 mm/year have been recorded in undredged areas
of the Graeco-Roman harbor of Alexandria (Goiran,
2001). High-resolution study of the bio- and lithostratigraphical fractions can help shed light on the nature of
ancient harbor works, such as at Tyre (Marriner et al.,
2008) or Portus (Goiran et al., 2010). Recent research
has sought to characterize and date these chronostratigraphic phases using the unique sedimentary signature
that each technology brings about (Marriner and
Morhange, 2007; Marriner, 2009). In the broadest sense,
these are characterized by an evolution from natural roadsteads before the Bronze Age towards completely artificial
seaport complexes from the Roman period onwards.
Relative sea-level changes, the paleo-water column,
and ship circulation
Nowadays, most ancient harbors are completely infilled
with sediments – e.g., the Roman harbor of Luni at the
mouth of the river Magra (Bini et al., 2009) or the Roman
harbor of Aquileia (Arnaud-Fassetta et al., 2003). Harbor
sediments are particularly conducive to the preservation
of biological remains. Within this context, it is possible
to identify and date former sea-level positions using
biological indicators fixed to quays, that, when compared
with the marine bottom, allow the height of the paleowater column to be estimated (Laborel and LaborelDeguen, 1994; Morhange et al., 2013). Such relative
sea-level data are critical in understanding the history of
sedimentary accretion in addition to estimating the draft
depth for ancient ships (Pirazzoli and Thommeret, 1973;
Morhange et al., 2001; Boetto, 2012). Archaeological
work undertaken upon ancient wrecks suggests that the
largest fully loaded ships during antiquity required
a draft of less than 3 m (Casson, 1994; Pomey and Rieth,
2005). These two reference levels, the paleo-sea level
and sediment bottom, are mobile as a function of crustal
movements – e.g., local-scale neotectonics (Stiros et al.,
1996; Stiros, 1998; Evelpidou et al., 2011), regional isostasy (Lambeck et al., 2004), sediment budgets (Vött et al.,
2007; Devillers, 2008), and human impacts such as dredging (Marriner and Morhange, 2006b). All these factors can
potentially impact the available accommodation space for
sediment accretion.
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Sediments versus settlements
As outlined above, one of the key problems posed by
artificially protected harbors relates to accelerated
sediment trapping. In the most acute instances, it could
rapidly reduce the draft depths necessary in accommodating large ships (Pomey and Rieth, 2005). From a cultural
perspective, therefore, harbors were important “economic
landscapes,” and many changes in harbor location can be
explained functionally by the need to maintain an interface
with the sea in the face of rapid sedimentation. The best
example of this coastal dislocation derives from Aegean
Anatolia (Brückner et al., 2005). Delta areas in particular
serve as excellent geo-archives to understand and analyze
the impacts of rapidly evolving settlement phases.
It is important to set these geoarchaeological results
within a wider spatiotemporal framework using archaeological data from coastal and hinterland valley areas.
Changes in sediment supply at the watershed scale are particularly important in understanding base-level changes in
deltaic and coastal contexts, as is the case of the Gialias in
Cyprus (Devillers, 2008) or the paleo-island of Piraeus
(Goiran et al., 2011). Probing the rates of progradation is
also key to understanding the timing, origin (climate or
human forcings), and rhythm of local and basin-scale
erosion.
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Ancient harbor stratigraphy, terminology and
research goals
During the past 20 years, multidisciplinary inquiry has
allowed a better understanding of where, when, and how
ancient Mediterranean harbors evolved. This is set within
the wider context of a new “instrumental” or “quantitative
revolution” towards the environment. A battery of
research tools is available, tools that broadly draw on geomorphology and the sediment archives located within this
landscape complex (Marriner and Morhange, 2007).
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Where?
The geography of ancient harbors constitutes a dual investigation that probes both the location and the extension of
the basins. Biostratigraphical studies of sediments, married with a GIS investigation of aerial photographs and
satellite images, can be used to reconstruct coastal evolution and identify possible anchorage areas (Ghilardi and
Desruelles, 2009). Traditionally, urban contexts have been
particularly problematic for accurate archaeological
studies because the urban fabric can hide many of the
most important landscape features. In such instances,
chronostratigraphy can be particularly useful in
reconstructing coastal changes (Morhange et al., 2003).
For example, litho- and biostratigraphical studies of cores
drilled into the city center of Tyre attest to a well-sheltered
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port basin between the Hellenistic and Byzantine periods,
today buried beneath the modern market by thick sediment tracts. The chronostratigraphy demonstrates that
during antiquity, the harbor was approximately twice as
large as present (Figure 5). This approach helps not only
in reconstructing ancient shorelines and changes through
time (e.g., as at Ephesus, Priene, Frejus, Alexandria, or
Pelusium on the Nile Delta) but can also aid in relocating
ports for which no conspicuous archaeological evidence
presently exists, as in the case of Cuma (Stefaniuk and
Morhange, 2005) or Byblos (Stefaniuk et al., 2005).
Geophysical techniques can also provide a great multiplicity of mapping possibilities, notably in areas where it
is difficult to draw clear parallels between the archaeology
and certain landscape features (Nishimura, 2001).
Because geophysical techniques are nondestructive, they
have been widely employed in archaeology and are
gaining importance in coastal geoarchaeology (Hesse,
2000) and ancient harbor contexts (Boyce et al., 2009).
Very rapid and reliable information can be provided on
the location, depth, and nature of buried archaeological
features before excavation. At Alexandria, geophysical
surveys have allowed Hesse (1998) to propose a new
hypothesis for the location of the Heptastadium. Hesse
suggests that the causeway linking Pharos to the mainland
was directly tied into the city’s ancient road network. In
this instance, the findings have since been corroborated
by sedimentological data from the tombolo area (Goiran,
2001). Stratigraphic data are therefore critical in providing
chronological insights into environmental changes and
coastal processes. Such a dual approach has also been successfully employed at Portus, one of the ancient harbors of
Rome. Large areas of the seaport and its fringes have been
investigated using coastal stratigraphy (Bellotti et al.,
2009; Giraudi et al., 2009; Goiran et al., 2010; Di Bella
et al., 2011; Mazzini et al., 2011; Salomon et al., 2012),
geophysics, and archaeological soundings (Keay et al.,
2005; Keay et al., 2009; Keay and Paroli, 2011), yielding
fresh insights into the harbor’s coastal infrastructure and
functioning. On the Tiber delta, geophysics has also been
used to accurately map the progradation of the coastal
ridges. Bicket et al. (2009) have demonstrated that the
Laurentine ridge, 1 km inland from the modern coastline, constitutes the Roman shoreline of the Tiber delta.
When and how?
Chronostratigraphy is essential in understanding modifications in harbor technology and the timing of human
impacts, such as lead pollution from the Bronze Age
onwards (Véron et al., 2006) or ecological stresses demonstrated by changes in faunal assemblages (Leung Tack,
1971–72). The overarching aim is to write
a “sedimentary” history of human coastal impacts and
technologies, using quantitative geoscience tools and
a standardized stratigraphic framework (e.g., sequence
stratigraphy). Research in the eastern and western Mediterranean attests to considerable repetition in ancient
7
harbor stratigraphy, both in terms of the facies observed
and their temporal envelopes. There are three distinct
facies of note: (1) middle-energy beach sands at the base
of each unit (e.g., the proto-harbor), (2) low-energy silts
and gravels (e.g., the active harbor phase), and (3) coarsening up beach sands or terrestrial sediments which cap the
sequences (e.g., post-harbor facies). In the broadest terms,
this stratigraphic pattern represents a shift from natural
coastal environments to anthropogenically modified
contexts, before a semi- or complete abandonment of the
harbor basin.
There are a number of stratigraphic surfaces that are key
to understanding the evolution of ancient harbor basins.
The maximum flooding surface (MFS)
Ancient harbors form integral components of the
highstand parasequence (aggradational to progradational
sets). For the Holocene coastal sequence, the maximum
flooding surface (MFS) represents the lower boundary of
the sediment archive. This surface is broadly dated to
around 6000 cal BP and marks the maximum marine
incursion (Stanley and Warne, 1994). It is associated with
the most landward position of the shoreline. In the eastern
Mediterranean, it is contemporaneous with the
Chalcolithic period and the Early Bronze Age. Indeed,
the MFS along the Levantine coast clearly delineates the
geography of early coastal settlements from this period
(Raban, 1987).
Natural beach facies
The MFS is overlain by naturally aggrading beach sands,
a classic feature of clastic coastlines. Since around
6000 cal BP, relative sea-level stability has impinged on
the creation of new accommodation space, leading to the
aggradation of sediment strata. This is particularly pronounced in sediment-rich coastal areas such as deltas
and at the margins of fluvial systems. Where this sedimentation continued unchecked, a coarsening upward of sediment facies is observed, consistent with high-energy wave
dynamics in proximity to mean sea level. For example,
Gaza bears witness to important coastal changes since
the Bronze Age. During the mid-Holocene, the coast comprised estuaries at the outlets of major wadi systems. This
indented coastal morphology spawned important maritime settlements such as Tell es-Sakan and Tell al-’Ajjul
at the outlet of Wadi Ghazzeh, which probably served as
a natural harbor. During the same period, the rate of
sea-level rise slowed, leading to the formation of the Nile
Delta and small, local deltas along the coasts of Sinai and
Palestine. From the first millennium BC onwards, the
coast was regularized by infilling of the estuaries, and
the harbor sites became landlocked. In response, new cities, such as Anthedon, were founded on a Quaternary
ridge along the present coastline (Morhange et al., 2005).
The harbor foundation surface (HFS)
This surface marks important human modification of the
sedimentary environment, characterized by the transition
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from coarse beach sands to finer-grained harbor sands and
silts (Marriner and Morhange, 2007). This surface corresponds to the construction of artificial harbor works and,
for archaeologists, is one of the most important surfaces
to date the foundation of the harbor.
The ancient harbor facies (AHF)
The AHF corresponds to the active harbor unit. This
artificialization is reflected in the sedimentary record by
lower-energy facies consistent with a barring of the
anchorage by artificial means. Harbor infrastructure
(quays, moles, and jetties) accentuated the sediment sink
properties by attenuating the swell and marine currents
leading to a sharp fall in water competence. Research
has demonstrated that this unit is by no means homogeneous, with harbor infrastructure and the nature of sediment sources playing a key role in shaping facies
architecture. Of note is the granulometric paradox of this
unit consisting of fine-grained silts juxtaposed with coarse
gravels made up of ceramics and other urban waste.
In some rare instances, a proto-harbor phase (PHP) precedes the AHF. Before the major changes characteristic of
the AHF, biosedimentological studies have elucidated
moderate signatures of human presence when societies
exploited natural low-energy shorelines requiring little or
no human modification. For instance, coastal stratigraphy
has demonstrated that the southern cove of Sidon, around
Tell Dakerman, remained naturally connected and open to
the sea throughout antiquity (Poidebard and Lauffray,
1951; Marriner et al., 2006a; Marriner et al., 2006b). The
PHP interface is by no means transparent, particularly in
early Chalcolithic and Bronze Age harbors, and the astute
use of multiproxy data is required (Figure 6).
During the Late Bronze Age and Early Iron Age,
improvements in harbor engineering have been recorded
by increasingly fine-grained facies. Plastic clays tend to
be the rule for Roman and Byzantine harbors, and sedimentation rates 10–20 times greater than naturally
prograding coastlines are recorded. The very wellprotected Roman harbors of Alexandria, Marseille, and
Frejus (Gébara and Morhange, 2010) all comprise plastic
marine muds consisting of 90 % silts and a coarse gravel
fraction of human origin. Significant increases in sedimentation rates can also be attributed to human-induced
increases in the supply term, for example, anthropogenic
changes in the catchments of supplying rivers
(deforestation, agriculture), erosion of mudbrick urban
constructions (Rosen, 1986), and finally use of the basins
as waste dumps. This underlines the importance of an
explicit source-to-sink study integrating both the coastal
area and the upland hinterland. Such high rates of harbor
infilling were potentially detrimental to the medium- to
long-term viability of harbor basins and impinged on the
minimum 1 m draft depth.
The harbor abandonment surface (HAS)
This surface marks the “semi-abandonment” of the harbor
basin. Recent studies have focused upon the role of natural
hazards in explaining the decline or destruction of ancient
Mediterranean harbors. While these factors may have had
a role to play, it seems that the financial weight of
maintaining harbor works in the face of the Mediterranean’s shifting political and economic makeup was simply
too burdensome (Raban, 2009). A relative decline in harbor works after the late Roman and Byzantine periods is
characterized by a return to “natural” sedimentary conditions comprising (1) coarse-grained sands and gravels in
a coastal context and (2) terrestrial facies in fluvial environments. Following hundreds to thousands of years of
artificial confinement, reconversion to a natural coastal
parasequence is sometimes expressed by high-energy
upper shoreface sands. This shoreline progradation significantly reduced the size of the basins, often landlocking
the heart of the anchorages beneath thick tracts of coastal
and fluvial sediments.
Ancient harbor case studies: from natural to
artificial ports
Today, it is recognized that harbors should be studied
within broader regional frameworks using a multidisciplinary methodology (Carayon, 2008; Blackman and
Lentini, 2010). There is great variety in harbor types,
and, broadly speaking, three areas or physical processes
are important in influencing harbor location and design:
(1) geographical situation, (2) site and local dynamics,
and (3) navigation conditions dictated by the wind and
wave climate. The diversity of contexts investigated during the past 20 years has brought to light some striking patterns. Numerous processes are important in explaining
how these have come to be preserved in the geological
record, including the distance from the present coastline,
position relative to present sea level, and geomorphology
(Marriner and Morhange, 2007). Ancient harbors can be
divided into six non-exhaustive types on the basis of preservation. Sediment supply, human impacts, crustal
changes, and coastal energy dynamics are significant in
explaining how ancient harbors have been preserved in
the geological record (Bony, 2013).
Drowned harbors
Drowned cities and harbors have long captured the public
imagination and inspired research (Marinatos, 1960;
Frost, 1963; Flemming, 1971; Bailey and Flemming,
2008), fueled by mediatized legends such as Atlantis
(Collina-Girard, 2001; Gutscher, 2005) and the “biblical
flooding” of the Black Sea (Yanko-Hombach et al.,
2007a; Yanko-Hombach et al., 2007b; Ravilious, 2009;
Buynevich et al., 2011).
After the Last Glacial Maximum, when global sea level
lay around 120 m below present, transgression of the
continental platform gradually displaced coastal
populations landwards until broad sea-level stability led
to a sedentarization of populations along present coastlines (Van Andel 1989). The continental shelf between
Haifa and Atlit (Israel) is one of the best-studied examples
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(Galili et al., 1988; Sivan et al., 2001). A series of submerged archaeological sites dating from the Pre-Pottery
Neolithic B (8000 BP) and late Neolithic (6500 BP)
were found at depths of 12 to 8 m and 5 to 0 m, attesting
to the postglacial transgression of the Levantine coastline.
Since 6000 cal BP, coastal site and port submersion can be
attributed to crustal mobility (e.g., historical subsidence in
eastern Crete and uplift on the western coast) and/or sediment failure in deltaic contexts.
For example, on the western margin of the Nile Delta of
Egypt, the coastal instability of the Alexandria area is
responsible for a 5 m drowning of archaeological
remains since antiquity (Empereur and Grimal, 1997;
Goddio et al., 1998; Goiran, 2001; Fabre, 2004–2005).
The subsidence has been variously attributed to seismic
movements (Guidoboni et al., 1994) and Nile Delta sediment loading (Stanley et al., 2001; Stanley and
Bernasconi, 2006). Approximately 22 km east of Alexandria, around Abu Qir bay, an 8 m collapse of the former
Canopic lobe of the Nile is responsible for the drowning of
two ancient seaport cities, Herakleion and East Canopus,
during the eighth century AD (Tousson, 1922; Stanley
et al., 2001; Stanley et al., 2004a; Stanley et al., 2004b).
Italy’s Phlegraean Fields volcanic complex testifies to
a very different crustal context that has led to a series of
yo-yo land movements during the late Holocene. The
ancient ports of Miseno, Baia, and Portus Julius are
located inside a caldera (Gianfrotta, 1996; Scognamiglio,
1997; Figure 7). Since Roman times, tectono-volcanism
inside this collapsed volcanic cone has led to significant
shoreline mobility and is responsible for a 10 m submergence of the Roman harbor complexes (Dvorak and
Mastrolorenzo, 1991). The pattern of movement inside
the bay is spatially contrasted because around the fringes
of the caldera the columns of the Roman market attest to
an upper limit of marine bioerosion at 7 m above present
sea level. Recent research suggests a series of post-Roman
inflation-deflation cycles at both Pozzuoli (Morhange
et al., 2006a) and Miseno (Cinque et al., 1991) linked to
the interplay of deep magma inputs, fluid exsolution, and
degassing (Todesco et al., 2004), all acting as drivers of
rapid coastal change. Other studied examples of drowned
cities include Helike and Kenchreai in the Gulf of Corinth,
Greece (Kiskyras, 1988; Soter, 1998; Soter and
Katsonopoulou, 1998; Rothaus et al., 2008) and Megisti
on the island of Castellorizo, Greece (Pirazzoli, 1987).
Uplifted harbors
The best geoarchaeological evidence for uplifted harbors
derives from the Hellenic arc, one of the most seismically
active regions in the world (Stiros, 2005).
In western Crete, Pirazzoli et al. (1992) have ascribed
a 9 m uplift of Phalasarna harbor, founded in the fourth
century BC, to high seismic activity in the eastern Mediterranean between the fourth to sixth centuries AD
(Stiros, 2001). This episode is concurrent with a phase of
Hellenic arc plate adjustment linked to uplift (1–2 m) in
9
Turkey, e.g., the uplifted harbor of Seleucia Pieria
(Pirazzoli et al., 1991), Syria (Sanlaville et al., 1997),
and parts of the Lebanese coastline (Pirazzoli, 2005;
Morhange et al., 2006b). Phalasarna’s ancient harbor sediment record is of particular interest because its rapid uplift
has possibly trapped tsunami deposits inside the basin
(Dominey-Howes et al., 1998).
The Gulf of Corinth constitutes a neotectonic graben
separating the Peloponnese from mainland Greece
(Moretti et al., 2003; Evelpidou et al., 2011). It is one of
the most tectonically active and rapidly extending regions
in the world (6–15 mm/year) with a marked regional contrast between its subsiding northern coast and an uplifting
southern flank borne out by its geomorphological features
and archaeology (Papadopoulos et al., 2000; Koukouvelas
et al., 2001). Biological and archaeological proxies attest
to pronounced spatial disparities in the amplitude of uplift.
The position of the gulf’s ancient harbors can help to
refine the recent tectonic history. The harbor of Heraion
on the gulf’s northern coast is, for instance, modestly
uplifted by around 1 m (Pirazzoli et al., 1994).
The western harbor of Corinth at Lechaion is also
uplifted. Emerged Balanus fossils indicating a former biological sea level 1.2 m above the basin surface have been
dated to around 2470 45 BP, i.e., 375 120 cal BC
(Stiros et al., 1996). The location of the port basin in a wellprotected depression suggests silting was already
a problem during its excavation and not favorable to the
basin’s long-term viability as a seaport (Morhange et al.,
2012). At Aigeira, an artificial Roman harbor was functional between 100 AD and 250 AD (Papageorgiou
et al., 1993). Biological and radiometric evidence from
the city’s harbor structures attests to 4 m of uplift tentatively attributed to an earthquake around 250 AD (Stiros,
1998; Stiros, 2005).
In a different geodynamic context, Holocene evolution
of Etna’s coastline is associated with subduction of the
African plate under the Eurasian plate. It presents
a number of uplifted harbors, such as the neoria of the military harbor of Giardini-Naxos (Blackman and Lentini,
2010). This category of harbor is often poorly represented
due to destruction by modern urbanization, e.g., the harbor
of Kissamos, northwestern coast of Crete (Stefanakis,
2010).
Landlocked harbors
Around 6000 cal BP, the maximum marine ingression created an indented coastal morphology throughout the Mediterranean. During the ensuing millennia, these indented
coastlines were gradually infilled by fluvial sediments
reworked by longshore currents, culminating in
a regularized coastal morphology. This process was particularly intense at deltaic margins.
Coastal progradation as a driver of settlement and harbor changes is best represented by Ionia’s ancient ports
in Turkey (Brückner, 1997), many of which are located
inside infilled ria systems. Such rapid coastal change is
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HARBORS AND PORTS, ANCIENT
linked to two factors: (1) broad sea-level stability since
6000 cal BP; and (2) the morphology of these paleovalleys, which correspond to narrow, transgressed grabens
with limited accommodation space (Kayan, 1996; Kayan,
1999). For example, the Menderes floodplain has
prograded by 60 km during the past 7,000 years
(Schröder and Bay, 1996). The best-studied examples
include Troy (Kraft et al., 2003), where the harbor areas
were landlocked by 2000 cal BP, and also Ephesus, Priene,
and Miletos in Turkey (Brückner et al., 2005; Kraft et al.,
2007).
In Cyprus, Devillers (2008) has elucidated the infilling
of the Gialia’s coastal embayment. The sedimentary
archives attest to an easterly migration of the coastline.
Human societies constantly adapted to this changing
coastal environment as illustrated by the geographical
shift of at least four ancient harbors: Early/Middle Bronze
Age Kalopsidha, Middle/Late Bronze Age Enkomi,
Graeco-Roman Salamina, and Medieval Famagusta. The
latter is located on a rocky coast outside the paleo-ria.
Despite the ecological attraction of estuaries and fluvial
mouths for harbor location, ancient engineers were aware
of the longer-term hazards to survival. Greek settlers, for
instance, founded Marseille around 600 BC at the distal
margin of the Rhone delta in order to avoid the problems
of rapid siltation. It is only in instances of absolute necessity that artificial ports were located inside deltaic systems.
The Imperial harbors of Portus on the Tiber delta are
a classic example (Goiran et al., 2010).
Eroded harbors
Eroded harbors can result from two complementary geological processes: (1) a fall in sediment supply to the
coastal zone and/or (2) the destruction of harbor works
in areas exposed to high-energy coastal processes. The
best examples of eroded harbors date from the Roman
period, when natural low-energy roadsteads were no longer a prerequisite for harbor location. At many high- to
medium-energy coastal sites across the Mediterranean,
the Romans constructed large enveloping moles to accommodate mooring facilities and interface installations such
as fishponds and industrial saltpans. Good examples of
eroded ancient harbors include Carthage and the outer
Roman basin of Caesarea Maritima (Raban, 2009).
Fluvial harbors
1000 River harbors are not subject to the same geomorphologi1001 cal and sedimentary processes as coastal seaports, and
1002 therefore diagnostic harbor sediment signatures can be
1003 markedly different. Unfortunately, geoarchaeological
1004 study of such contexts has been relatively limited until
1005 now. It is nonetheless an interesting avenue for future
1006 research and provides opportunities with which to com1007 pare and contrast the coastal data (Milne and Hobley,
1008 1981; Good, 1991; de Izarra, 1993; Bravard and Magny,
1009 2002; Arnaud-Fassetta et al., 2003). In particular, current
1010 research has focused upon the relationships between
999
fluvial settlements, including their harbors, and flood hazards (Arnaud-Fassetta et al., 2003).
The environmental challenges of fluvial harbors are
linked to: (1) seasonal and exceptional flood episodes
(Stewart and Morhange, 2009); (2) river mouth access
and rapidly shifting longshore bar development; and
(3) the lateral instability of riverbanks (Bruneton et al.,
2001; Brown, 2008).
The Egyptians and Mesopotamians were among the
earliest western civilizations to engage in fluvial transportation, and primeval Bronze Age harbor works are known
from the banks of the Nile at Memphis and Giza (Fabre,
2004–2005). Despite excavations at a number of sites on
the Nile Delta, e.g., Tell El-Daba/Avaris and Tell
el-Fara’in (Bietak, 1996; Shaw, 2000), the exact location
of many of the river ports is equivocal. There has been
extensive research looking at the Canopic branch of the
Nile Delta coast (Stanley and Jorstad, 2006; Stanley,
2007). Geoarchaeological data show that the Ptolemaic
and Roman city of Schedia (Egypt) once lay directly on
the Canopic channel, which was active from the third to
second centuries BC until the fifth century
AD. Abandonment of the site resulted from the avulsion
of Nile waters to the Bolbitic and later Rosetta branches
in the east. The discovery of a series of active and abandoned channels around the Greek city of Naukratis
(Egypt) attests to significant fluvial mobility during antiquity. These channels served as transport pathways for the
ancient settlement, although the site’s fluvial port has
never been precisely located (Villas, 1996). In the northeastern part of the Nile Delta, a number of sites on the
now-defunct Pelusiac branch (Sneh and Weissbrod,
1973) have attracted geoarchaeological interest.
Goodfriend and Stanley (1999) have shown that Pelusium,
an important fortified city located at the mouth of the
Pelusiac branch, was abandoned during the twelfth century AD following a large and rapid influx of Nile river
sediment in the ninth century AD. This discharge in sediment led to the avulsion of a new distributory to the west,
probably the Damietta branch.
Aquileia in northeastern Italy is a well-studied example
of a Roman fluvial harbor. A series of important waterways characterized the Aquileia deltaic plain during antiquity. These were channelized during the Roman period so
as to ensure favorable conditions for navigation and to
mitigate against the impact of floods (Arnaud-Fassetta
et al., 2003). A similar evolution is attested at Minturnae
(Italy), which controlled the bridge on the Appian Way
over the Liris River. It occupied a prime location that
allowed the Roman colony to evolve into a flourishing
commercial center until its final abandonment around
590 AD. Recent geoarchaeological work undertaken at
the mouth of the Tiber delta, around the ancient site of
Ostia, has probed the evolution of the city’s ancient harbor, which serviced ancient Rome around 32 km upriver
(Goiran et al., 2012). Problems of basin silting meant that
the harbor had already experienced an important phase of
sediment infilling by the first century AD (Goiran et al.,
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2014). Continued late Holocene progradation dynamics
have isolated ancient Ostia, which is now about 4 km from
1071 the present coastline. The silting of the harbor basin prob1072 ably acted as a precursor to the construction of Rome’s
1073 new port basin at Portus, although Ostia and the fluvial
1074 banks of the Tiber continued to accommodate smaller,
1075 shallow-draft vessels.
1076
At a number of sites, the excavation of ancient harbor
1077 quays has facilitated the precise reconstruction of fluvial
1078 bank mobility since antiquity. This can be linked to the
1079 vertical accretion of riverbanks by flooding and the grad1080 ual funneling of fluvial waters by human activities. In
1081 London, for instance, Milne (1985) has described
1082 a 100 m shift in the port’s waterfront between AD
1083 100 and today. Under a mesotidal fluvial regime, funnel1084 ing of the waterbody has led to a positive increase in tidal
1085 amplitude. A similar evolution is also attested at Bordeaux
1086 (France), where the staircasing of numerous quays and
1087 platforms has been described at two sites in the Garonne
1088 estuary (Gé et al., 2005). Three ancient and medieval plat1089 forms attest to a positive change in tidal amplitude of
1090 around 1.1 m during the twelfth to fourteenth centuries
1091 AD that can probably be linked to human impacts on the
1092 fluvial system.
1069
1070
Lagoonal harbors
1094 Since 6000 BP, spit accretion on clastic coasts has discon1095 nected a number of paleo-bays from the open sea. This
1096 process formed lagoons that have gradually infilled to
1097 yield rich geological archives. Lagoons offer natural pro1098 tection, and their use as anchorage havens has been wide1099 spread since early antiquity. Nevertheless, lagoons pose
1100 a number of challenges that explain why these contexts
1101 were largely avoided as harbors during later periods:
1102 (1) difficult accessibility, namely, the mobility of the outlet
1103 channel that was particularly problematic for navigation,
1104 and (2) seasonal fluctuations in lagoon level, especially
1105 in the case of large waterbodies at the margins of fluvial
1106 systems.
1107
Maryut lagoon lies at the northwestern margin of the
1108 Nile Delta, in a depression between two consolidated
1109 sandstone ridges of Pleistocene age (Flaux et al., 2011;
1110 Figure 8). The lagoon presently extends for 70 km on a 1111 SW-NE axis with a maximum width of 10 km. During
1112 antiquity, Nile inflow into the Maryut was supplied by
1113 the Canopic, the westernmost branch of the Nile. The
1114 Maryut’s location at the intersection between the Mediter1115 ranean Sea and a major fluvial system has driven impor1116 tant paleoenvironmental changes during the past
1117 8,000 years (Flaux, 2012; Flaux et al., 2012; Flaux et al.,
1118 2013). It is also responsible for significant seasonal varia1119 tions in lagoon levels, driven by annual Nile flood cycles.
1120 There has been renewed interest in the Maryut because
1121 mounting archaeological evidence suggests that the
1122 lagoon was an important waterway during antiquity, with
1123 a densely occupied shoreline and numerous harbors and
1124 mooring sites (Blue and Khalil, 2010). Recent work by
1093
11
Flaux (2012) has demonstrated that the lagoon’s Hellenistic and Roman harbors present a steplike mooring architecture to accommodate these seasonal fluctuations.
Similar annual variations of around 1.4 m are also attested
in the Dead Sea and the Sea of Galilee (Hadas, 2011).
Reinforced landing quays at the Roman harbor of Magdala (Israel) comprise a comparable architecture to offset
such variation and avoid erosional undercutting
(De Luca, 2009). Recent work has unearthed a wellpreserved harbor structure, extending for more than
100 m, which was functional during the Hellenistic and
Roman periods (Sarti et al., 2013). Chronostratigraphic
investigations have demonstrated that the harbor basin
silted up and was abandoned during the Middle to Late
Roman period (270–350 AD).
Lagoonal systems were particularly conducive to endolagoonal harbor circulation. A number of lagoon strings
were exploited in the Mediterranean during Roman times,
most famously the Fossa Neronis (Italy) in the direction of
Rome (Cuma, Campania), Narbonne in southern France
(Sanchez and Jézégou, 2011), and the upper Adriatic
lagoons between Istria and the Po (Degrassi, 1955). New
archaeological data from the Maryut lagoon in Egypt also
suggest that the basin possessed a series of harbor complexes and mooring sites during Hellenistic and Roman
times (Blue and Khalil, 2010). At present, the archetype
of a harbor lagoon is medieval Venice which operated very
successfully as a port up until recent modification of its
marginal marine system.
Conclusions and future research directions
The impact of ancient harbor geoarchaeology on our
understanding of the archaeological record in waterfront
areas is clear and explicit. We have presented methods
for reconstructing ancient harbor landscapes at a wide
range of temporal and spatial scales, drawing on geoscience techniques, paleoecology and archaeology. With particular emphasis on the Mediterranean region, we have
concentrated on the description and illustration of selected
case study examples drawn from different geomorphological contexts. These lay the foundations for more geographically
extensive
studies,
integrating
the
archaeological record with sediment archives for many
Holocene time periods.
Some of the main advances made during the past
20 years include (1) the precise characterization of harbor
facies in coastal contexts, using a variety of sedimentological, geochemical, and paleoecological proxies; (2) the
characterization and intensity of human impacts in coastal
areas (e.g., Véron et al., 2006); and (3) the scope to derive
high-resolution RSL data (e.g., Morhange et al., 2001).
Ancient harbor research is a rapidly evolving offshoot of
geoarchaeology, and there is reason to be optimistic about
its future prospects and applications. For the Mediterranean, as geographical gaps are gradually being filled and
new research methods developed, more finite, regional-
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scale interpretations are becoming possible at a variety of
temporal scales.
1182
Current gaps in knowledge relate to the chronostra1183 tigraphic characterization of harbor facies in fluvial con1184 texts that, in the absence of archaeological structures,
1185 renders the precise localization of harbor basins particu1186 larly challenging. Furthermore, our understanding of
1187 ancient harbor geoarchaeology is biased towards later
1188 periods, particularly Greek and Roman ports. Major gaps
1189 remain with regard to the Bronze Age, and future studies
1190 must look to probe these earlier periods. While our under1191 standing of Mediterranean harbors continues to improve,
1192 it seems important to extend research to new geographical
1193 regions such as China, the Red Sea, and the Persian Gulf.
1194 One area of concern is the rise in catastrophic research in
1195 harbor contexts that mirrors the growth of neocatastrophic
1196 research during the past 20 years (Marriner et al., 2010;
1197 Marriner and Morhange, 2013). We advocate for the adop1198 tion of more nuanced approaches to the study of high1199 energy episodic events such as tsunamis and earthquakes.
1180
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HARBORS AND PORTS, ANCIENT
19
ATLANTIC
OCEAN
Aquileia
Bordeaux
Frejus
Marseille
BLACK
SEA
Luni
Rome
Portus
Minturnae
Cuma
Pozzuoli
Miseno
Baia
Portus Julius
Byzantium/
Istanbul
Coppa
Nevigata
Naples
Troy
Heraion
Rachgoun
Carthage
Mahdia
Giardini
Naxos
Piraeus
Helike
Aigeira
Kenchreai
0
Seleucia
Pierea
Lechaion
Kissamos
Phalasarna
MEDITERRANEAN
SEA
N
Ephesus
Priene
Menderes ria
500 km
Megisti
Gialias
Amathus
Beirut
Sidon
Sarepta
Dor Tyre
Athlit Akko
Caesarea
Yavne Yam
Herakleion
East
Wadi Ghazzeh
Canopus
Pelusium
Naukratis
Alexandria
Tell Jezirat Fara’un
Maryut Schedia
Harbors and ports, ancient, Figure 1 Mediterranean harbor sites discussed in the text.
Kition
Bamboula
Tabbat el-Hammam
Byblos
El-Daba
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20
HARBORS AND PORTS, ANCIENT
Early
Bronze
600 BC
575 BC
Bargemon
excavation
site
500 BC
Neolithic
Bronze
N
2nd -1st c. BC
1st -3rd c. AD
Jules Verne
excavation site
5th c. AD
City hall
Modern
0
20 m
Vieux Port
Harbors and ports, ancient, Figure 2 Coastal progradation in the ancient harbor of Marseille since Neolithic times.
Chronostratigraphy and marine fauna fixed upon archaeological structures document a steady 1.5 m rise in relative sea level during
the past 5,000 years. Sea level was broadly stable around the present datum between AD 1500 and the last century.
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HARBORS AND PORTS, ANCIENT
0
120 m
21
1 km
80 m
40 m
0m
-5m
0 15 knots
- 10 m
Anchoring
- 30 m
Docking
? Nahrel-Aou
ali
?
Zire
Outer
harbor
Quay described
in the Mission de
Phénicie
Present harbor
Outcropping
sandstone
Saida
Open harbor/
Crique "ronde"
N
Sidon-Dakerman
Mont L
ebano
n
M e d it e r
ranean
Sea
- 20 m
Wind rose
Harbors and ports, ancient, Figure 3 Sidon’s ancient harbor areas (Adapted from Carayon (2008) and Marriner (2009)).
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22
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HARBORS AND PORTS, ANCIENT
Harbors and ports, ancient, Figure 4 Harbor dredging in Naples (Photograph: D. Giampaola, Archaeological Superintendence of
Naples).
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HARBORS AND PORTS, ANCIENT
Infill
−1
Ostracod
assemblages
Texture
25
25 5075%
50
Palaeo
-environmental
interpretations
A
Semi-abandoned
port
B1
Byzantine
harbour
B2
Artificial
Graeco-Roman
harbour
C
Pocket beach /
proto-harbour
75 %
Coarse
sands
−2
Unit
Mean sea
level
0
1485 ± 30 BP
1420 -1300 cal. BP
−3
Fine, silty sands
1910 ± 30 BP
1930 - 1770 cal. BP
−4
2265 ± 30 BP
2350 - 2150 cal. BP
−5
Fine sands
2360 ± 30 BP
2060 - 1890 cal. BP
2245 ± 35 BP
2350 - 2150 cal. BP
−6
Coarse sands
5730 ± 30 BP
6260 - 6020 cal. BP
−7
6400 ± 35 BP
7760 ± 40 BP
7780 ± 40 BP
D
Shelly silts and clays
1
Plastic clays
substratum
Sand
N
1000 10000
Number of ostracods per 10 g of sand
(log scale)
Lagoonal
Coastal
Marine
Marine lagoonal
Phoenician
sea wall
m
ar
se
gr
av
el
s
e
ed
100
Gravels
Sands
Silts & clays
co
fin
m
cl
ay
si
lt
−9
10
5
7800 ± 40 BP
8350 - 8160 cal. BP
Lagoon
T5
T1 T4
T2
T9 T6
Tyre
Bronze Age
coastline
0
−8
m
Depth (m)
23
Buried harbor
basin
Ancient
caus
eway
0
500 m
Tombolo
10 m
Submerged
urban quarters
5m
0m
Harbors and ports, ancient, Figure 5 Chronostratigraphic evolution of Tyre’s ancient northern harbor since the Bronze Age (core
T9).
Comp. by: D.Prabhakharan Stage: Galleys Chapter No.: 119
Date:21/7/14 Time:22:29:15 Page Number: 24
Title Name: EOG
24
HARBORS AND PORTS, ANCIENT
Ancient Harbor Parasequence
Log
Lithofacies
association
Key
stratigraphic
surfaces
Iron Age
Ancient harbor muds
Bronze Age
proto-harbors
Transition
phase
Upper
shoreface
Roman &
Byzantine
engineering
apogee
~
~
3
Harbor
Abandonment
Surface
2
Harbor
Foundation
Surface
1
Maximum
Flooding
Surface
Lower/
middle
shoreface
~
~
cl
ay
si
lt
fin
e
m
e
co d
ar
se
Flooding surface
Sand
Prograding upper shoreface/foreshore
(harbor abandonment)
Ancient harbor muds
Lower/middle shoreface sands
Harbor dredging
Key stratigraphic surfaces
Harbors and ports, ancient, Figure 6 Chronostratigraphic
evolution of ancient Mediterranean harbors in coastal areas.
Comp. by: D.Prabhakharan Stage: Galleys Chapter No.: 119
Date:21/7/14 Time:22:29:15 Page Number: 25
Title Name: EOG
HARBORS AND PORTS, ANCIENT
25
Harbors and ports, ancient, Figure 7 Pozzuoli’s drowned harbor remains presently 10 m below mean sea level. The site lies inside
a caldera, where shoreline mobility is attributed to volcanism and faulting (Photograph: Centre Jean Bérard, Naples).
Comp. by: D.Prabhakharan Stage: Galleys Chapter No.: 119
Date:21/7/14 Time:22:29:16 Page Number: 26
26
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HARBORS AND PORTS, ANCIENT
Harbors and ports, ancient, Figure 8 Evolution of the Maryut lagoon during the past 3,000 years (From Flaux, 2012). The general
aridification trend described during this period appears to be linked to the gradual decline of the Canopic branch of the Nile, which
supplied the Maryut lagoon with freshwater.
Comp. by: D.Prabhakharan Stage: Galleys Chapter No.: 119
Date:21/7/14 Time:22:29:17 Page Number: 27
Title Name: EOG
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Encyclopedia of Geoarchaeology
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