781
A qualitative biological risk assessment for vase tunicate
Ciona intestinalis in Canadian waters: using expert knowledge
Thomas W. Therriault and Leif-Matthias Herborg
Therriault, T. W., and Herborg, L-M. 2008. A qualitative biological risk assessment for vase tunicate Ciona intestinalis in Canadian waters: using
expert knowledge. – ICES Journal of Marine Science, 65: 781 – 787.
Keywords: Ciona intestinalis, ecological risk, genetic risk, invasive species, risk assessment, vase tunicate.
Received 18 June 2007; accepted 25 February 2008; advance access publication 17 April 2008.
T. W. Therriault and L-M. Herborg: Pacific Biological Station, 3190 Hammond Bay Road, Nanaimo, BC, Canada V9T 6N7. Correspondence to
T. W. Therriault: tel: þ1 250 7567394; fax: þ1 250 7567138; e-mail: thomas.therriault@dfo-mpo.gc.ca.
Introduction
Non-indigenous species (NIS) can pose an enormous risk to the
integrity of native ecosystems (Sala et al., 2000), and global invasions appear to be accelerating (Ruiz et al., 2000). However, not
all introductions pose the same level of risk, because some NIS
fail to establish or to attain population proportions that lead to
ecological or economic impacts (Williamson, 1996). Therefore,
it is important to characterize the potential risk posed by a NIS
in a timely manner, especially if management or mitigation
measures are to be undertaken. Typically, this is done using a
risk assessment, whereby both the probabilities (likelihoods) and
consequences (impacts) of an invasion are characterized. By considering the general phases of an invasion event, there is a hierarchy within which risk can be considered formally (Lockwood et al.,
2005; Holt, 2006).
Generally, NIS risk assessments characterize the potential for
arrival, survival, reproduction, and spread (filters in the invasion
process), and the potential impacts (ecological, genetic) associated
with an introduction (Hayes, 1998; Lockwood et al., 2005). The
risk assessment presented here is adapted from the process outlined in the two-part Canadian National Code on Introductions
and Transfers of Aquatic Organisms, which was designed for
intentional releases (DFO, 2003), so characterizing the probability
of arrival was a necessary addition for unintentional introductions.
Part I of the Code evaluates the probability and consequence of the
establishment of an aquatic organism, and Part II evaluates the
probability and consequence of the establishment of a pathogen,
parasite, or fellow traveller of the aquatic organism. In each part,
# 2008
two component ratings are determined and combined to determine the overall level of risk: high (organism of major concern,
management/intervention required), moderate (organism of
intermediate concern, management/intervention probable), or
low (organism of little concern, management/intervention unlikely). Additionally, an uncertainty level is assigned ranging from
very low (i.e. certain with a scientific basis) to very high (i.e.
highly uncertain or “best guess”).
Ciona intestinalis has been identified on both sides of the North
Atlantic, in North America and Europe (Millar, 1966; NIMPIS,
2002), but extensive debate has not resolved the native range of
this species. Consistent with others, we classify it as a cryptogenic
species (NIMPIS, 2002) until its native range can be resolved. It
has spread to the west coast of North America, South America,
Australia, New Zealand, Asia, and Africa (Kott, 1990; NIMPIS,
2002; Lambert and Lambert, 2003), primarily as a fouling
species on commercial vessels or associated with aquaculture
transfers (Cohen et al., 2000). In its invaded range, C. intestinalis
has had negative ecological consequences, including impacts on
shellfish aquaculture (Uribe and Etchepare, 2002; Carver et al.,
2003; Ramsay et al., in press), as well as on native species diversity
and ecosystem processes (Blum et al., 2007). Ciona intestinalis has
broad environmental tolerances, especially temperature and salinity (Dybern, 1965; Carver et al., 2003), which partially explains
its cosmopolitan distribution. Applying different environmental
models, Therriault and Herborg (2008) identified many potentially suitable habitats along both Atlantic and Pacific coasts of
Canada. Ciona savignyi, a congener that is frequently confused
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Non-indigenous species (NIS) can pose a significant level of risk, through potential ecological or genetic consequences, to environments to which they are introduced. One way to characterize the overall risk posed by a NIS is to combine the probability and consequences of its establishment in a risk assessment that can be used to inform managers and policy-makers. The vase tunicate Ciona
intestinalis is considered to be a cryptogenic species in eastern Canadian waters, but has not yet been reported from Pacific Canada.
Because it is unclear what level of risk it poses for Canadian waters, we conducted a biological risk assessment for C. intestinalis and its
potential pathogens, parasites, and fellow travellers. An expert survey was conducted to inform the risk assessment. The ecological risk
posed by C. intestinalis was considered high (moderate uncertainty) on the Atlantic coast, and moderate (high uncertainty) on the
Pacific coast. The genetic risk posed by C. intestinalis was considered moderate on both coasts, with low uncertainty on the Atlantic
coast and high uncertainty on the Pacific coast, where hybridization with Ciona savignyi may be possible. Pathogens, parasites, and
fellow travellers were considered to be a moderate ecological risk and a low genetic risk (with high uncertainty) for both coasts.
782
Material and methods
Expert survey
Given the recent invasion history of C. intestinalis, much of the
information required to inform the risk assessment process
might remain unknown, based on a search of traditional literature
reviews. Therefore, we supplemented the information collected
from the literature with an online survey of experts. Our target
experts were familiar with invasive tunicates, aquatic invasive
species, or risk assessment. Our online questionnaire was designed
in Survey Monkey (www.surveymonkey.com), and the web link
was sent to 520 experts and three mailing lists (ALIENS-L,
Tunicata, and CAISN) associated with either tunicates or invasive
species. Each respondent was asked to identify their level of expertise as either species-specific for any of five tunicates considered
(C. intestinalis, Styela clava, Botryllus schlosseri, Botrylloides violaceus, and Didemnum sp.); group-specific (colonial vs. solitary
tunicates), or tunicates in general. This design meant that each
expert answered questions appropriate to their level of knowledge.
Each was then asked to provide responses on potential vectors and
impacts at their level of knowledge.
Ten potential vectors for dispersal were considered: larval drift,
dispersal of adults attached to flotsam, ballast water, movement of
aquaculture gear and stock, fragments in fishing gear, aquarium
releases, intentional release to establish a food source, hull
fouling on slow-moving barges, and hull fouling of large
(.50 m) and small (,50 m) vessels. Respondents were asked to
provide an estimate of the importance of each vector and the
uncertainty associated with their reply. They were provided with
definitions for vector importance and uncertainty (Appendix),
and they had a choice of five answers: very high, high, medium,
low, and very low. Further, respondents were asked to state, in
their opinion, what impact invasive tunicates could have on biodiversity, marine protected areas, shellfish aquaculture, finfish aquaculture, commercial fisheries, vessels/moorings, and recreational
activities (boating, fishing, diving, etc.). As with vector importance, we wanted to measure the potential uncertainty of these
impacts, so respondents also were asked to identify the likelihood
of these impacts (Appendix). Categorical responses were converted to numerical values and averaged to determine the mean
respondent value for each variable in our survey.
Figure 1. Heat matrix used to combine the probability of
introduction and the ecological or genetic consequences of
introduction to determine an overall level of risk posed by Ciona
intestinalis in Canadian waters. Overall risk is high (dark grey),
moderate (grey), or low (light grey).
Risk assessment
Risk has two components: probability and impact. The overall
level of risk posed by a NIS is a combination of the probability
of establishment and the consequences of that establishment. We
combined these two categorical scores using a heat matrix
(Figure 1), which allows the evaluation of the relative contributions of each component score to the overall score qualitatively.
Overall risk increases from the lower right to the upper left of the
matrix, where 50% of the cells represent moderate risk and the
remaining cells represent high (25%) or low (25%) risk. Within
the probability of establishment, four major components represent
filters in the invasion process. All are determined in terms of probability or likelihood that the NIS will:
(i) arrive in the geographical area being considered by the risk
assessment;
(ii) survive where it is introduced;
(iii) reproduce within the introduced environment in order to
establish a population;
(iv) spread from the initial introduction location.
The second component of the overall level of risk is the consequences of a NIS establishing. Specifically, what are the ecological
or genetic consequences on native ecosystems or stocks if a NIS is
able to establish?
Results
Expert survey
We received 132 replies to our survey, of which 41% had speciesspecific knowledge, 16% had group-specific knowledge (colonial
vs. solitary tunicates), and 42% had general tunicate knowledge.
The respondents identified their main expertise as marine organisms (87%), ecology (68%), invasive species (68%), and risk
assessment (20%), noting that multiple answers were possible.
Of the respondents, 21 had species-specific knowledge for C. intestinalis, 14 had group-specific knowledge for solitary tunicates, and
27 had general tunicate knowledge. The survey identified several
vectors that are potentially important for the introduction or, in
most cases, secondary spread of C. intestinalis. Hull fouling on
slow-moving vessels (e.g. barges) was considered the most important vector by all experts, regardless of their expertise. Also,
aquaculture-related transfers, followed by hull fouling on small
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with C. intestinalis, is a non-indigenous tunicate from Asia that is
widely distributed along the Pacific coast from Alaska to southern
California (Lamb and Hanby, 2006), suggesting that additional
suitable habitat may exist for C. intestinalis, if tolerances are
similar.
Here, we present a biological risk assessment for C. intestinalis
in Canadian waters. We identify the overall risk potential for the
species and its associated pathogens, parasites, and fellow travellers, and we identify uncertainty for each step in the risk assessment. Further, the goal of this risk assessment was to identify
and characterize the biological risk it poses in Canada.
Socio-economic factors are important in an overall risk analysis
framework, but are beyond the scope of the biological risk assessment presented here. As C. intestinalis has recently impacted shellfish aquaculture operations in Atlantic Canada (Carver et al.,
2003) and has not been reported from Pacific Canada, a biological
risk assessment can inform managers and policy-makers on the
potential risk that the species poses to Canadian waters.
T. W. Therriault and L-M. Herborg
783
Qualitative biological risk assessment for Ciona intestinalis in Canada
Risk assessment
Probability and consequences of C. intestinalis establishment
Given that C. intestinalis has been reported on the Atlantic coast of
Canada, it is certain that the species can survive and reproduce
there (Millar, 1966). Given the presence of populations on the
Atlantic coast (both Canadian and USA) combined with potential
vectors, including slow-moving commercial and recreational
watercraft and various aquaculture activities, and areas of good
environmental suitability (Therriault and Herborg, 2008), there
is a great probability that C. intestinalis will spread along the
Atlantic coast. This would include the spread to additional areas
where the species may not have been reported yet, such as bays
around Prince Edward Island (Ramsay et al., in press). Areas of
environmental suitability also exist in Pacific coastal waters
(Therriault and Herborg, 2008), and an abundance of potential
vectors exist within this region that could be used by C. intestinalis
to establish populations or to spread along the west coast, namely
recreational watercraft, the transfer of aquaculture product or gear,
and tug and barge activity, each of which was ranked high in our
survey (Table 1). The probability of the arrival of C. intestinalis to
Canadian west coast waters was considered high because of the
presence of established populations along the west coast of the
USA, including populations reported near the Canadian border
in Puget Sound, WA (G. Lambert, pers. comm.), and farther
south in California (Lambert and Lambert, 2003), and the existence of suitable vectors. Intracoastal commercial and recreational
shipping between USA and Canadian waters along the west coast is
a likely pathway for introduction (Verling et al., 2005), especially
commercial barge traffic between Puget Sound and the Strait of
Georgia (Port of Vancouver), owing to the short transit time
and slow speeds that are unlikely to dislodge many “hitch-hikers”.
Moreover, arrival from either its cryptogenic or invaded range
outside North America should not be dismissed. Overall, the probability of establishment of C. intestinalis is very high for the
Canadian Atlantic coast (already present) and high for the
Canadian Pacific coast (Table 3).
The most severe impacts of C. intestinalis worldwide have been
on shellfish aquaculture production (Uribe and Etchepare, 2002;
Carver et al., 2003; Ramsay et al., in press), but as a highly competitive species within subtidal, epibenthic communities, it has
displaced native species, lowered biodiversity, and altered community properties in some invaded habitats (Blum et al., 2007).
Aquaculture impacts and impacts on native biodiversity also
ranked moderate to high in our expert survey (Table 2). Other ecological consequences include general competition for food and
space, which can have cascading ecological impacts (Osman
et al., 1989; Bingham and Walters, 1989). In addition to competition with native species, there also could be competition with
other non-native species (e.g. C. savignyi or S. clava). For
example, studying a C. intestinalis population in Denmark,
Petersen and Riisgård (1992) estimated a maximum filtration
potential equivalent to the volume of the cove per day, suggesting
that grazing impacts on phytoplankton could be substantial.
Therefore, the ecological consequences posed by C. intestinalis
would be moderate (Table 3); impacts would be measurable and
widespread (Appendix).
There are no species similar to C. intestinalis in Atlantic
Canada, so its potential for causing genetic consequences in
Atlantic Canadian waters is very low (Table 3). However, on the
Table 1. Responses to the expert survey on the importance of a range of potential vectors for the spread of invasive tunicates.
Potential vectors
Responses for Ciona
intestinalis (n 5 20)
Responses for solitary
tunicates (n 5 14)
Responses for general
tunicates (n 5 27)
Vector
Vector
Vector
Vector
Vector
Vector
importance
uncertainty
importance
uncertainty
importance
uncertainty
Natural
larvae
dispersal
3.00
3.67
3.38
3.62
3.24
3.15
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Natural adult dispersal by drift
2.79
3.33
3.18
3.27
3.68
2.77
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Ballast
water
release
2.47
2.56
2.92
3.17
3.36
3.00
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Hull fouling of large vessels (.50 m)
2.94
3.28
3.82
3.55
3.85
3.11
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Hull
fouling
of
small
vessels
(,50
m)
3.42
3.53
3.82
3.27
3.73
2.85
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Hull
fouling
of
slow-moving
vessels
4.20
3.70
4.18
3.73
3.96
2.81
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Aquaculture transfers
4.00
3.53
4.17
3.75
3.78
2.81
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Commercial
fishing
3.37
2.94
2.90
3.30
2.81
2.52
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Aquarium
releases
1.59
2.13
1.82
3.00
1.92
2.46
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .
Intentional releases to establish a food source
1.25
2.50
1.50
3.25
1.92
2.23
Respondents had the choice of answering species-specific questions for Ciona intestinalis, for solitary tunicates, or for tunicates in general. The three vectors
with the greatest importance for tunicate dispersal, and the three replies with the least uncertainty are emboldened. Responses for vector importance were
ranked as: very low ¼ 1, low ¼ 2, medium ¼ 3, high ¼ 4, very high ¼ 5. The uncertainty associated with the response was ranked as: very high ¼ 1, high ¼ 2,
medium ¼ 3, low ¼ 4, very low ¼ 5 (detailed definitions are provided in the Appendix).
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vessels and/or large vessels, were identified as having a high potential to introduce or spread C. intestinalis in Canadian waters
(Table 1). In contrast, aquaria and intentional release were identified as having the lowest potential to introduce or spread C. intestinalis (Table 1). The respondents to species- and group-specific
questions felt most confident (i.e. least uncertain) in their estimates of vector importance for hull fouling of slow-moving
vessels and aquaculture transfers. Experts who replied to general
tunicate questions had the greatest confidence in their responses
about hull fouling of large vessels and ballast water releases.
In addition to the potential vectors for C. intestinalis spread, the
survey collected information on several potential impacts of C.
intestinalis introductions. High impact on shellfish aquaculture
was reported by all groups of experts. Moderate-to-high impacts
were noted for biodiversity, vessels and moorings, and finfish
aquaculture (Table 2). The lowest impact uncertainty was in
almost all cases associated with the highest impacted category
(Table 2).
784
T. W. Therriault and L-M. Herborg
Table 2. Responses to the expert survey on the potential magnitude of the impact of invasive tunicates.
Potential impact
Responses for Ciona intestinalis
(n 5 21)
Responses for solitary tunicates
(n 5 13)
Responses for general tunicates
(n 5 25)
Impact level
Impact uncertainty
Impact level
Impact uncertainty
Impact level
Impact uncertainty
Biodiversity
2.95
2.79
2.73
2.91
3.14
3.00
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Marine
protected
areas
2.56
2.27
2.40
2.60
2.91
2.73
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Shellfish
aquaculture
4.00
3.45
4.46
4.15
4.04
3.64
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Finfish aquaculture
2.93
2.60
2.75
3.17
2.67
2.81
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Commercial
fishing
1.93
2.00
1.83
2.33
2.47
2.58
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Vessels/Moorings
2.94
2.89
3.00
3.75
2.96
3.35
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Recreational activities
1.89
2.17
2.18
2.73
2.10
3.10
Table 3. Summary of risk scores used to determine the overall risk
potential for Ciona intestinalis and pathogens, parasites, or fellow
travellers associated with it.
Element
Atlantic coast
Risk
score
Pacific coast
Uncertainty Risk
score
Uncertainty
Ciona intestinalis
Arrival
Very high Very low
High
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Survival
Very
high
Very
low
High
Moderate
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Reproduction
Very
high
Very
low
High
Moderate
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Spread
Very high Very low
Moderate High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Overall
estimate
Very
high
Very
low
High
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Ecological
Moderate Moderate
Moderate Moderate
consequence
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Very Low Low
Low
Low
Genetic
consequence
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Pathogen, parasite, or fellow traveller
...............................................................................................................................
Arrival
Low
High
Low
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Survival
Low
High
Low
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Reproduction
Low
High
Low
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Spread
Low
High
Low
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Overall
estimate
Low
High
Low
High
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Moderate High
Moderate High
Ecological
consequence
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . .
Low
High
Low
High
Genetic
consequence
...............................................................................................................................
Arrival, survival, reproduction, and spread are combined to determine the
overall estimate for the probability of establishment.
Canadian Pacific coast there is another member of the family
Cionidae, C. savignyi, also non-indigenous to Pacific Canadian
waters. The two species are morphologically similar, resulting in
considerable taxonomic uncertainty and frequent misidentification. Although hybridization has been reported for some marine
taxa, notably Mytilus (McDonald et al., 1991), hybridization
appears to be rare among tunicate species and has been reported
not to take place between C. intestinalis and C. savignyi (Byrd
and Lambert, 2000). Therefore, the potential genetic consequences
of a C. intestinalis introduction to the Canadian Pacific coast
should be considered low (Table 3).
Probability and consequences of the establishment of
pathogens, parasites, and fellow travellers of C. intestinalis
Little is known about the parasites and pathogens of C. intestinalis.
As yet, no diseases have been documented in C. intestinalis, but the
species is known to possess parasitic or commensal copepods
belonging to the order Doropygidae (Millar, 1971). Several
copepod species have been identified as being associated with
the branchial sac, including Pachypygus gibber, Hermannella rostrata, and Lichomolgus canui (Becheikh et al., 1996; Pastore,
2001), and Ooishi and O’Reilly (2004) isolated Haplostoma eruca
from the intestine. Tan et al. (2002) reported that fouling of nets
by C. intestinalis increased the risk of disease to farmed salmon
in Tasmania, because C. intestinalis serves as a repository for the
amoeba that is responsible for amoebic gill disease (AGD).
For solitary tunicates transported as fouling organisms, it is
usually their progeny that become established in new locations,
rather than dislodgement of the individual itself. This dramatically
reduces the probability that a pathogen, parasite, or fellow traveller
will be introduced at the same time, because larval stages of marine
invertebrates are often assumed to be relatively unsusceptible to
these agents. Based on limited information, it is unknown how
species-specific the commensal copepods of C. intestinalis are, or
if they would encounter other susceptible organisms. For
example, if the size of the branchial sac is limiting for these commensal copepods, are there ascidians present that attain a size
similar to C. intestinalis, such that potential suitable hosts exist?
In addition to some native ascidians, S. clava, another nonindigenous tunicate on both Atlantic and Pacific coasts, and C.
savignyi, a non-indigenous tunicate on the Pacific coast, could represent potentially suitable hosts for these commensal copepods.
Similarly, it is possible, albeit unlikely, that the amoeba responsible
for AGD could be transported with C. intestinalis to finfish aquaculture sites in Atlantic or Pacific Canada. Therefore, the probability that a pathogen, parasite, or fellow traveller will be
introduced is low, but uncertainty is high because available information is limited (Table 3).
It is probable that the commensal species could be rather
host-specific and that ecological or genetic impact on native
species and ecosystems would be minimal. However, given the presence of extensive finfish aquaculture at some locations, infestation
of C. intestinalis harbouring this amoeba could negatively impact
salmon aquaculture. Therefore, the ecological consequences of
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Respondents had the choice of answering species-specific questions for Ciona intestinalis, for solitary tunicates, or for tunicates in general. The three areas
with the greatest potential impact and the three areas with the least uncertainty are emboldened. Responses for impact level were ranked as: positive
impact ¼ 0, very low negative ¼ 1, low negative ¼ 2, moderate negative ¼ 3, high negative ¼ 4, very high negative ¼ 5. The uncertainty associated with the
response was ranked as: unlikely ¼ 1, possible ¼ 2, likely ¼ 3, almost certain ¼ 4, certain ¼ 5 (detailed definitions are provided in the Appendix).
Qualitative biological risk assessment for Ciona intestinalis in Canada
pathogens, parasites, and fellow travellers associated with C. intestinalis are moderate, but because of the paucity of available data,
the uncertainty associated with potential consequences is high
(Table 3, Appendix). It is unclear how either the commensal copepods or the pathogenic amoeba would negatively impact the
genetic structure of native copepod or amoeba populations.
Hence, the genetic consequences of these organisms is considered
low, but again because of the paucity of available data, uncertainty
is high (Table 3, Appendix).
Overall level of risk
Overall risk was determined using the heat matrix for both
Atlantic and Pacific Canadian waters, including the risk posed
by C. intestinalis and its potential pathogens, parasites, and
fellow travellers, using the categorical responses summarized in
Table 3. Overall ecological risks posed by C. intestinalis were
high for the Atlantic coast and moderate for the Pacific coast,
whereas genetic risks were moderate for both coasts (Figure 2).
The risks posed by pathogens, parasites, and fellow travellers of
C. intestinalis were the same for both coasts: moderate for ecological, low for genetic (Figure 2).
Discussion
The overall level of risk posed by the establishment of C. intestinalis in Canadian waters was moderate for the Pacific coast and high
for the Atlantic coast. Therefore, this species should be considered
as a major concern for Atlantic Canada, where intervention to
mitigate the potential consequences will be required. In fact, the
species has already plagued shellfish aquaculture operations in
Atlantic Canada by outcompeting cultured mussels, and mitigation strategies are being explored (Carver et al., 2003). The difference in overall risk scores between coasts was expected, given that
C. intestinalis has established populations in Atlantic Canadian
waters and is spreading, based on recent accounts (Locke et al.,
2007), but has yet to invade Pacific Canadian waters. Therefore,
efforts should be directed towards lowering the probability of
arrival there, because the potential consequences are considered
to be similar for both coasts. As natural, long-distance dispersal
of C. intestinalis is unlikely given the short larval period, perhaps
as short as 6 – 36 h (Millar, 1952), increased management of
human-mediated dispersal vectors could substantially reduce the
potential for C. intestinalis to arrive on the Pacific coast (or to
spread on both coasts). Secondary spread by recreational watercraft and aquaculture-related transfers have been identified for
this species already (Cohen et al., 2000; Lambert and Lambert,
2003), and increased management of these potential vectors
could limit spread.
Although relatively little information was available on pathogens, parasites, or fellow travellers, the parasite responsible for
AGD, Neoparameoba pemaquidensis, has been found on C. intestinalis in Tasmania, and it could pose a problem for salmon aquaculture elsewhere (Tan et al., 2002). Because of the potential
ecological consequences of AGD, the overall risk of pathogens,
parasites, and fellow travellers of C. intestinalis affecting both
coasts was moderate but with great uncertainty. This suggests
that potential pathogen issues could be looming, posing increased
risk to wild and cultured species. Although data limitations can
affect the risk assessment, it helps to identify important areas for
future research by identifying data gaps needed to be closed to
improve future risk assessments. The overall genetic risk posed
by these organisms was determined to be low, again with great
uncertainty.
Conducting risk assessments for NIS is relatively new, and a
range of different approaches has been described. Our overall
risk score was based on categorical variables for the probability
and consequences of establishment, based on an expert survey
and combined using a heat matrix. Similar approaches have
been adopted for other risk assessments. For example, Kluza
et al. (2006) employed such a methodology to assess an invasive
tunicate in New Zealand, and introductions and transfer committees use the approach for intentional introductions (e.g. DFO,
2003). The widely adopted weed risk assessment uses a set of questions that are combined to give an overall numerical score, thereby
identifying plants that should be accepted, rejected, or investigated
further before being introduced (Pheloung et al., 1999). Relative
risk models also exist, such as the one applied to Carcinus
maenas (European green crab), where ranked introduction
exposure, habitat availability, and impacts on a preselected
group of species were combined (Colnar and Landis, 2007).
Also, Herborg et al. (2007) developed a relative risk ranking of
ports, based on suitability and introduction effort for Eriocheir
sinensis (Chinese mitten crab). The advantage of the heat matrix
approach used here is the robustness of the approach to data of
various qualities, which becomes even more important in datalimited situations. Despite being qualitative, this approach is
well suited to situations when rapid evaluation is required, or
when data do not allow more quantitative approaches to be used.
Considering the limited scientific literature on dispersal pathways and specific impacts, our expert survey provided an important tool for informing the risk assessment. Expert surveys have
been used successfully in related areas, such as informing the
Australian weed risk assessment model (Pheloung et al., 1999)
and management decisions on widespread species of concern
(Kometter et al., 2004). Similarly, Nielsen and Scott (1994)
demonstrated how expert surveys could be used to direct research
and monitoring efforts to priority areas. Nevertheless, survey
results have to be studied critically. For example, respondents to
our survey who identified themselves as having general tunicate
knowledge ranked ballast water transport higher than did respondents with species- or group-specific knowledge, although no
group ranked ballast water transport among its top three potential
vectors (Table 1). This potential artefact could have arisen because
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Figure 2. Heat matrix showing the ecological (Ecol) or genetic (Gen)
risk for either the Atlantic coast (EC) or Pacific coast (WC) of
Canada, for Ciona intestinalis (Ci) and for pathogens, parasites, or
fellow travellers (FT).
785
786
Acknowledgements
This work was supported by funds from DFO’s AIS programme
and funds from the Centre of Expertise for Aquatic Risk
Assessment (CEARA). We also thank the participants from the
Charlottetown, Prince Edward Island, tunicate meeting for
helpful advice, comments, and discussion. Three anonymous
reviewers provided suggestions that greatly improved the
manuscript.
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actual vector data (e.g. vessel arrivals, ballast water discharge,
number of aquaculture-related movements). Although it may
never be possible to predict an invasion, risk assessments are
obviously vital to inform the decision-making process.
T. W. Therriault and L-M. Herborg
787
Qualitative biological risk assessment for Ciona intestinalis in Canada
Appendix
Vector importance
Very low: tunicates have not been demonstrated or believed to
utilize this vector; does not require management.
Low: tunicates are unlikely to spread by this vector; may require
effort to minimize spread.
Moderate: tunicates can spread by this vector in favourable
circumstances; management could reduce spread.
High: tunicates have used this vector extensively; management
would be important in reducing spread, but has not been
attempted.
Very high: tunicates have used this vector extensively despite
extensive management effort.
Vector uncertainty level
Very high uncertainty: little or no information; expert opinion
based on general species knowledge.
High uncertainty: limited information; third party observational information or circumstantial evidence.
Moderate uncertainty: moderate level of information; first hand,
unsystematic observations.
Low uncertainty: substantial scientific information; non-peerreviewed information.
Very low uncertainty: extensive scientific information; peerreviewed information.
Potential impact level
Positive: Positive impact; improvement of the factor in question.
Very low (negative): no measurable impact; consequences can
be absorbed without additional management action.
Low (negative): measurable, limited impact; disruption to the
factor in question, but reversible or limited in time, space, or
severity; may require management effort to minimize it.
Moderate (negative): measurable, widespread impact; widespread disruption to the factor in question, but reversible, or of
limited severity, or duration; can be managed under normal
circumstances.
High (negative): significant impact; widespread disruption to
the factor in question that persists over time, or is likely irreversible; will require effective management or adaptation of
procedures.
Very high (negative): critical impact; extensive disruption to the
factor in question, which is irreversible; may already be unmanageable, or will become so unless effective management is immediately put in place.
Impact uncertainty levels
Unlikely: impact only under exceptional circumstances, or not
expected.
Possible: impact possible under some circumstances.
Likely: impact probable under most circumstances.
Almost certain: impact expected under most circumstances.
Certain: impact already observed.
doi:10.1093/icesjms/fsn059
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