On the Relationship between Naturalistic Semantics and Individuation Criteria for Terms in a
Language of Thought
Author(s): Robert D. Rupert
Reviewed work(s):
Source: Synthese, Vol. 117, No. 1 (1998/1999), pp. 95-131
Published by: Springer
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ROBERT D. RUPERT
ON THE RELATIONSHIP BETWEEN NATURALISTIC SEMANTICS
AND INDIVIDUARON CRITERIA FOR TERMS IN A LANGUAGE
OF THOUGHT*
Naturalistically minded philosophers hope to identify a privileged nonse
ABSTRACT.
a
a mental
m and that which m represents,
that holds between
representation
to m. The natural
status underwrites
the assignment
of reference
privileged
for individuating
criterion
ist can accomplish
this task only if she has in hand a nonsemantic
to
for
the
naturalist
characterize
it
would
be
mental
m,
representations:
question-begging
as 'the representation
with
If
of assigning
such and such content'.
for the purpose
content,
mantic
relation
relation
whose
individuate
mental
systems
theory, we find
using the tools of dynamical
representations
in the cognitive
characterized
that a given mental
emerges
nonsemantically,
representation,
between
the subject and her environment.
At least
interactions
system as the result of causal
we
for the most
approach
function
basic
of our mental
to individuation
of the subject's
I argue that the dynamical
representations,
of a theory that assigns
increases
the plausibility
causal history.
systems-based
as a
reference
1. INTRODUCTION
states and their role in the
In an attempt to explain the nature of mental
often begin with assumptions
of the
lives of human beings, philosophers
a
sort: (1) there exists in the human mind/brain
system of rep
following
resentations
in LOT')1
(sometimes
among which
connections
'terms in a language of thought', or 'terms
and (2) the causal
connections;
mental representations
partly explain human
called
there are causal
holding between
behavior.
In order that assumptions
least the two following
questions
at
(1) and (2) be wholly
legitimate,
should be answered: How are mental
individuated?
and How do these representations
acquire
representations
them as representa
intentional content,2 the possession
of which qualifies
to the claim that the presence of
to give substance
tions and is supposed
representations
I aim to show
helps explain human thought and behavior?
that what appears to be the most promising
first question,
about individuation,
count as an acceptable
what might
content.
determinants
of mental
^
has
In this paper,
to the
answer
important implications
regarding
answer to the second, concerning
the
Synthese 111: 95-131, 1999.
W% ? 1999 Kluwer Academic Publishers. Printed in theNetherlands.
96
ROBERT
D. RUPERT
of other
(1) and (2) are often made by philosophers
in this paper specifically
the arguments
address
to
inclined
mental
understand
attempts by naturalistically
philosophers
Naturalism
in the philosophy
of mind holds that the human
representation.
While
assumptions
orientations,
theoretical
mind
makes
is a completely
organic,
naturalism a distinctive
to the methods
what
Furthermore,
phenomenon.
orientation
is
its
commitment
philosophical
biological
in investigating
any and
by the natural sciences
all parts of reality, including,
of course,
the human mind.
So naturalism
on
a
more
not
which
it
also
below,
implies
only
methodology,
implies that
our theories of individuation
and content for LOT terms should be spelled
employed
out in nonsemantic
terms.3
as follows.
of the paper, I proceed
on naturalistic methodology,
I outline a view
In the remainder
remarks
individuate
mantically
from research
After
of how
some brief
to nonse
a view
mental
representations,
currently emerging
that treats the mind as a dynamical
system. Here I note the
view to provide a better picture
promise of the dynamical
systems-based
than we have had to date of how a cognitive
rep
system, one that employs
resentations,
perceptual
I present
can be integrated with
systems or the muscular
some
the other component
systems (e.g., the
human
of
the
system)
subject. While
reasons
for thinking that we should adopt the dynamical
to the study of cognition,
it is not my intention
systems-based
approach
to provide detailed
in
and weighty
arguments
support of this approach.
to
is
view to understand
of
the
present enough
My goal
dynamics-based
a
what its implications might be for
theory of content for terms in LOT.
In particular, I wish to bring
tation to bear on the debate
for LOT
mental
terms.
I argue
the dynamics-based
view of mental
over the viability
of a naturalistic
that given the dynamical
systems-based
represen
semantics
view
of
a certain
and given
view of the naturalistic
philo
representations,
a
terms
of
the
defender
naturalistic
semantics
for
LOT
sophical project,
often believed
should question
the relevance of many thought experiments
to be respectable
coin in discussions
of mental content. The
philosophical
striking result here is that a subject's actual causal history may play a larger
role in determining
the content of her LOT terms than has been widely
thought.
While
be helpful
a thought
I present
in more detail in later sections,
the argument
it may
at this point to preview my basic line of reasoning. Typically,
a counterfactual
situation,
experiment
requires our imagining
alone that constrains
the fram
and normally,
it is metaphysical
possibility
this hypothetical
In
that describe
circumstance.
ing of the counterfactuals
view of the nature and the acqui
contrast, I argue that the dynamics-based
a thoroughgoing
with
sition of mental representations,
naturalism,
together
NATURALISTICSEMANTICSAND INDIVIDUATION 97
on the acceptable
framing conditions
places more stringent requirements
that are the very stuff of philosophical
for those counterfactuals
thought
If a dynamical
about meaning.
theory of indi
systems-based
experiments
tells us that a given LOT
for mental
conditions
viduation
representations
speaking, be tokened under circumstances
physically
to ask, as part of a philosophical
for a naturalist
our
attribution of content would
intuition-based
what
c, then
term t cannot,
it is fruitless
experiment,
t to be tokened
we should reevaluate the role of thought
in c. Accordingly,
theories for
of naturalistic
semantic
in critical discussions
experiments
LOT terms. Upon r??valuation,
to theories of content according
by the subject's
actual history,
counterexamples
legitimate
thought
be were
we
find an increased
an LOT
to which
this because
attached
plausibility
is fixed
term's reference
it ismuch more
to actual history-based
difficult
to give
theories.4
2. REMARKS ON METHODOLOGY
In basic
that when
agreement with Michael
faced with
(what we
Devitt
I assume
(1994, pp. 565-569),5
our
a
natural
is)
phenomenon,
suspect
of
should begin with an examination
of that phenomenon
investigation
we
or most obvious
wish
instances. Thus, if
its most widely
recognized
we
as
a
should
to understand
natural
begin by
phenomenon,
representation
the best examples we have of beings who use full-fledged
repre
inspecting
we
the beings in whose use of representations
should examine
sentations:
we are most confident,
i.e., human beings.6 As Devitt
rightly points out,
even our strongest intuitions as to which cases best exemplify
being an F
= a
are
in
F
that
this
case,
defeasible,
(in
system
employs representations)
as
our
intu
Devitt
also
But
notes,
strongest
(Devitt 1994, p. 568).
principle
items have property F should serve as the starting
itions regarding which
point of our attempt
is that the naturalist
to figure out what
should endeavor
it is to have F. The upshot,
to understand
then,
as it
representation
any general, species-independent
actually exists in humans before making
or intentionality.
claims about representation
(Of course, results in ethol
our
can
inform
and
animal
repre
ogy
study of human mental
physiology
this
While
the
field
takes
is
that
latter
sentations; my point
precedence.
it seems more
strike some as unnecessarily
chauvinistic,
may
that the very human abilities
[e.g., flexible
plausible when we recognize
use of language, creative recombination
of concepts,
thoughts about the
and
to
or
that
led
scientists
future]
early cognitive
reject behaviorism
past
position
take internal mental
lacking
for the most
seriously are abilities
representations
part in nonhuman
species.)
that seem
to be
98 ROBERTD. RUPERT
cannot
We
avoid
uralistic
the question
of individuation
when
if we wish
of mental
a nat
developing
to say that a term
of its nonsemantic
theory
representation:
semantic value in virtue of certain
acquires
some characterization
of what one of
relations, we should have in mind
those terms is and what sets it apart from the others (i.e., some characteri
in LOT
zation other than 'the term with
to examine
the relation
such and such content'). Before moving
on
between dynamical models
of the mind and LOT
term individuation,
note the limitations of Devitt's
suggested methodology
were we to attempt to apply it to the question of individuation.
As Devitt
as
describes
naturalistic
semantic
should
take
initial
data
it,
theory
points
our semantic intuitions as to which
items have specific semantic properties
that p, where p's value is
is, for example, meaning
(A semantic property
to be some specific content). However,
to construct a complete naturalistic
semantic theory for LOT terms, we need a detailed theory of the nature of
the items that are supposed to bear these semantic properties. Here humans
seem to have nothing analogous
would
to their semantic
intuitions,
i.e.,
that
informs
them
of
the
nonsemantic
individua
nothing
pretheoretically
a human thinks of water today, how is
tion criteria for LOT terms. When
she to know
the same LOT
that she is tokening
about water
she thought
individuation
yesterday?
Contrast
term she tokened
this with
in a natural
the case
about
when
of
term
the meaning
language. Knowing
nothing
of two, token, spoken words, a person can make a fairly reliable guess as to
or not, the two are instances of the same type, especially
if these
whether,
two words are from a language she speaks. With respect to terms in LOT,
to the capacity for auditory
though, there seems to be nothing analogous
discrimination
words
that underlies
whose
meanings
theory of individuation
as the initial data points
about the similarity of spoken
judgements
are not known. Thus, in developing
a nonsemantic
for LOT terms, we cannot take thinkers' intuitions
for our theorizing
(the way, for example, a linguist
the range of acoustical
variation
speakers of a given
to allow in the production
of a single phoneme).7 We
should look elsewhere,
criteria for LOT terms, and
then, for individuation
systems theory appears to have much to offer in this regard.
dynamical
in identifying
might
language are willing
3. THE DYNAMICAL
SYSTEMS-BASED
APPROACH
like to be able to explain how the various LOT terms differ from
reference to their content. We might reasonably
making
the
relevant
free parameters
of the human physical
begin by cataloguing
the LOT terms appear. By 'free parameters'
I mean
the
system in which
state
of
dimensions
which
the
relevant
the
independent,
noncognitive
along
We would
each other without
NATURALISTICSEMANTICSAND INDIVIDUATION
99
portion of the system can vary; of these parameters, we should be particu
to
larly interested in those whose variations we suspect make a difference
the individuation
of LOT terms. If we were to take the idea of a language of
as the
identify the relevant free parameters
thought too literally, we might
then
'cat' in LOT would
letters out of which LOT terms are constructed;
be different from 'bat' in LOT in virtue of the terms' having distinct initial
however, given our general
approach does not seem promising,
in the brain. More plausibly, we might
failure to find such letters written
to locate properties of the brain on the
consult contemporary
neuroscience
letters. This
basis of which
we
can individuate
of relevant
would
seem
a subject's LOT term types. Here the set
to consist of the firing rates of neurons,
parameters
such as the brain's temperature,
together with values of other parameters,
the nervous system's components
that affect the way in which
operate.
that
Note that it is incredibly difficult to construct a model of cognition
are
takes into account all of what we might
relevant
suspect
parameters.
For this reason most
constructs meant
theorists offer simplified
cognitive
at
to capture something
the
risk
of excluding
about
cognition
important
some pertinent details. Consider
one
the fact that there are approximately
trillion neurons
in a human
(Stillings et al., 1987, p. 267; Churchland
and Sejnowski,
1992, p. 51). If we begin our cognitive
theorizing
treating
rates of neural firing as our free parameters,
then idealization
and sim
seem unavoidable.8
This is true even of connectionist
models,
plification
are
to
which
be anatomically
realistic in a way that other models
supposed
brain
are not: such networks
of cognition
typically consist
units relative to the number of neurons in the brain.
of a small number
of
the free parameters of (the relevant
decided how to characterize
a
we
can
the tools of dynamical
part of)
systems
employ
given system,
that system. Begin with the idea of a state space. The
theory to analyze
state space is an abstract collection
of possible overall states of the system,
Having
one state corresponding
to each possible combination
of values of the
a standard light switch: to keep things simple,
free parameters. Consider
up (on) or down
imagine that the switch can be in only two positions,
with
state space consists of the two possible
the system's
(off); accordingly,
states of the system, one where the switch is up, and one where it is down.
to a system's
In addition
state space exists a mathematical
space called
a 'phase space'.
as
to
this
is
also
the
referred
'state
(Frequently
space',
when necessary.)
The phase space is an
leaving context to disambiguate
n -dimensional
n
mathematical
space, where
equals the number of free
in the system,
the various combinations
of values of which
parameters
state of the system; the phase
represents a possible
means
a
vector
of
field, how the system will evolve
by
each
space specifies,
from any given
100
ROBERT
D. RUPERT
state.
of vectors
in the field is often referred
(The pattern of distribution
to as the 'shape' of the phase space or as the 'phase portrait'.) The phase
(or difference
space's shape is determined
by a set of differential
equations
in systems
that move
states) that define what
through discrete
the 'dynamics'
of the system. The light switch's phase space
consists of one dimension
that can assume only two values, the phase por
trait of which will likely bore us to tears: as I have described
it, the switch
equations
are called
a static system with
two discrete
is essentially
states; in the absence of
disturbance
from outside the system, the switch simply stays in the state in
which
it begins. The equation governing
the light switch's behavior
takes
as input the initial state and yields as output that same state (although
if
it is to accurately
capture the situation of a real light switch, the equation
must also include an expression
for influence from the outside,
allowing
a
as
closed
which complicates matters);
thus,
system, its phase space is no
more
than two fixed numerical
Van Gelder
and Port
of dynamical
the application
points.9
reasons for thinking
that
to
will
the
systems theory
system
cognitive
into the nature of human thought; in doing
(1995)
lay out many
engender
important insights
so, Van Gelder and Port argue for a dynamical
(DS)10 view
systems-based
of cognition.11 They are at pains, and for good reason, to explain exactly
what advantage
is gained by employing
the tools of dynamical
systems
rather
than those of the "old-fashioned
approach".
computational
are in
(That they give such reasons is important, for many philosophers
as describing
how the central nervous system
clined to think of DS models
that
DS
have much to do with
models
instantiates amind, without
thinking
theory
the nature of cognition.) Of Van Gelder and Port's concerns, most germane
is their worry that the computational
theorist cannot
for present purposes
and the
stimuli at the sensory periphery
bridge the gulf between physical
over
that
transductions
and
entities
abstract,
sensory
produce
symbolic
are defined (Van Gelder and Port, 1995, pp.
processes
computational
The
26-30).
activity of sensing the world around us begins as a dynamical
there is no need to iden
interaction with that world. On the DS approach,
nervous
at
in
the
the
which
electrical
system become
impulses
tify
point
which
to firing neurons at the
assigned
of the
(or groups thereof) are values along dimensions
sensory perimeter
same phase space in which one finds LOT terms. Thus, on the DS view,
there is no "theoretical gap between cognitive
systems and their surrounds"
abstract
symbols,
for the numerical
values
(Van Gelder and Port, 1995, p. 28), as there is on the computationalist's
are contin
of cognition
the mathematics
view. Taking
the DS approach,
uous with
For this reason, DS theory
of transduction.
the mathematics
yields
a deep
understanding
of how LOT
terms are introduced
into the
101
NATURALISTICSEMANTICSAND INDIVIDUATION
system by treating them as modeled
cognitive
brute sensory signals that are often the causes
it follows from the methodology
Furthermore,
if we
are to discover
the nature
after or continuous
with
we
of mental
the
terms.
of tokenings of LOT
in Section
endorsed
2 that
should
seek
representation,
first to understand how LOT terms appear in the human physical
system,
are
for physically
embodied
the
the
best,
people
perhaps
only, examples
we have of full-blooded
systems.
representational
To some readers, itmay seem odd that I talk approvingly
about the DS
to speak of mental representations,
this because
approach while continuing
a
as
scientists
who
advocate
the
mind
many cognitive
treating
dynamical
bent with regard to mental
system have an eliminativist
representation.
some eliminativist
I shall consider
in more detail in the closing
claims
what I take to be the relevance
of the DS
section, after first explaining
to naturalistic
For the time being, however,
semantics.
I hope
approach
not
will
suffice:
it
should
the two following
be
noted
that
all
first,
points
in the DS camp embrace eliminativism;12
scientists
furthermore,
cognitive
of the sweeping eliminativist
there is good reason to be suspicious
claims
that sometimes
tinued
issue from those DS
talk of mental
theorists who
Thus,
representations.13
view that the DS approach can tell us something
other than that there are none.
representations,
4. DS VIEWS,
the value of con
doubt
I provisionally
important
adopt the
about mental
CAUSAL HISTORY, AND THE INTRODUCTION
TERMS
OF LOT
I now indulge in a
of the discussion,
prevent a variety of possible misunderstand
set the stage
minor digression,
for the remainder
To
which may
and
between what Iwill call
consequent
ings
objections. Let us distinguish
- terms that Fodor
terms
basic'
LOT
(1990a, p. 92) describes
'semantically
as having their content fixed in an atomistic fashion - and those LOT terms
whose
content
mental
states. Two
is fixed
partly
by
the content-laden
contribution
serve to illustrate
of other
this distinction:
contrasting
examples
one hand, it's plausible
that the infant's LOT term 'object' emerges
and acquires its reference independently
of any
very early in development
content-laden
contribution
of other mental
states.14 On the other hand,
On
to use the English
term
intentions
example of speakers'
same
to refer to all stuff of the
liquid kind as the samples con
them during the period when the term 'water' is being introduced
recall Putnam's
'water'
fronting
into the language
plays an essential
to H2O. Assuming
(Putnam,
1975). Here the content
role in limiting the representational
that a roughly analogous
process
of the term
content
sometimes
of
'liquid'
'water'
fixes
the
102
ROBERT
content
of terms
determinate
D. RUPERT
in LOT, we will have cases where LOT
in virtue of the contributions
made
extension
terms acquire
by other rep
that already have their extensions
fixed. (In fact, this would
seem to be the case for most LOT terms.) It is beyond
the scope of this
to
this
distinction
between
make
basic mental
precise
semantically
piece
contents
and
those
whose
estab
depend upon previously
representations
resentations
1996, p. 424, for a more rigorous
(see Bartsch,
description
seem to be a similar distinction).
two comments
of what would
However,
are in order: First, I do not mean
to be suggesting
that semantically
basic
lished content
mental
content
representations
is constructed.
semantically
other LOT
contribute
basic
serve as definitional
My
point
representations
and that once
terms,
to the fixation
simples out of which all other
is only that the intentional content of the
is fixed independently
of the content of
their content
of content
is fixed, such content can
terms. Second,
it is of
of other LOT
to bear inmind that the points Imake in the remain
paramount
importance
basic LOT terms, even
der of this paper apply most clearly to semantically
chosen for ease of exposition
when examples
(as with
suggest otherwise
the discussion
of
'horse'
in Section
6).
of natural language processing,
Jeffrey
regions in a state space (Elman, 1995).
LOT
This way of putting
however.15 Which
things is a bit misleading,
on
more
a
terms a subject can be said to possess
than
depends
simple
of the state space into quadrants or some such; it depends also
partitioning
of DS models
In his development
identifies LOT terms with
Elman
on the phase portrait. For a subject to possess an LOT term, a certain point
(or region) in the subject's phase space must have the property of being an
attractor in the phase space: it should be a point (or region) p in the phase
to
space such that when the system passes through states that correspond
near p (i.e., points in what is called /?'s 'attractor basin'), the system
of
toward p. Generally
speaking, we should limit our identification
a given subject's LOT terms to attractors because
the property of being
points
heads
of the
upon a point a special status in the dynamics
no
ever
that
the
will
reach
There
is
system
guarantee
system:
cognitive
a state that corresponds
to a given attractor; however,
there is a much
an attractor
greater
remain
confers
that the system will come close
to an attractor
at a state corresponding
likelihood
fixed
to, pass through, or
than there is that the
close to, pass through, or remain fixed at a state that
a
to
to
corresponds
randomly chosen point in the phase space. According
one
moves
attractor
to
from
the DS view, the cognitive
system typically
in between).
It would
another (perhaps with periods of chaotic behavior
system will
seem
come
ill founded,
then, to identify
a specific
set of coordinates
in the phase
NATURALISTICSEMANTICSAND INDIVIDUATION
103
to an LOT term simply because
such coordinates
space as corresponding
are there to be identified. Even were we to associate
one of these points
with an LOT term, we would not want to say that the subject possesses
the concept associated with that
that term or that the subject understands
term. A dynamical model of speech comprehension
can, for example,
as
a
a
state
of
the
'electron'
space
identify
subject's
region. But
region
if the subject has never heard of electrons or even entertained
the idea of
LOT
then even if an experimenter
says to the subject "think
particles,
about electrons",
the subject's cognitive
system will not pass through what
we might want to call the 'electron' region in the subject's state space. The
subatomic
like her phonological
rep
subject might pass through a state in something
we
can
of the English
resentation
space that
identify with her recognition
word
this would not be the same as having acquired
'electron'; however,
term
the LOT
of an electron.
is no attractor
as it's normally conceived
of, i.e., as the concept
terms
the
in
of
phase space again, there simply
Thinking
we
as
to the LOT term
that
would
identify
corresponding
'electron'
term is missing
from the terrain of the phase space.16
in actual history-based
semantic
theories for LOT
on
we
to
attractors
want
know
should
how
the scene, i.e.,
terms,
appear
how the phase space that models
the cognitive
system of a particular sub
'electron'.
Given
This
our
interest
ject takes on its shape. The research carried out by Esther Thelen and her
associates
in Thelen,
1995)
(see the various studies cited and described
offers one DS view of the development
of the phase portrait, a view which
to cogni
takes the development
of motor
skills in infants as fundamental
that the child's development
tion. Thelen begins with the assumption
of
motor
of certain attractors in
skills can be identified with the emergence
to the range of the child's physical move
the phase space that corresponds
as responses
to
develop
infants' concrete
interactions with the world.17 Natural patterns of move
ment are slowly altered allowing
the infant to achieve her goal (e.g., the
a
of
Thelen
further
toy).
grasping
explains how these concrete interactions
ments.
Thelen
then shows
how
these
attractors
serve as the basis for the development
of more abstract concepts,
might
such as that of acting in general (Thelen, 1995, pp. 95-98). A related DS
comes from Jean Petitot. While
the emphasis
here is not on
perspective
illustrates the way in which
abstract struc
issues, Petitot
developmental
tures (for example, concepts of semantic roles) can be derived from visual
scenes (Petitot, 1995). Petitot's work bears on current concerns because
certain
tools necessary
for human cognition,
indi
i.e., the nonsemantically
can
serve
as
viduated LOT terms that
of abstract properties,
representations
seem again to be emerging
from the actual physical
of the
experiences
subject.18
104
ROBERT
that we
Assume
LOT
D. RUPERT
terms, e.g.,
acquire many of our most
'object', in the ways described
abstract
and fundamental
by Thelen
of a given, semantically
basic
likely, then, that the emergence
on the subject's having had certain kinds
term t is highly dependent
i.e., the subject's having had a certain kind of actual history.
periences,
t there has to have
is not to say that during the process of acquiring
LOT
of ex
This
been
a perfect covariance
t and the members
between
to t. Yet, in the absence
think should be assigned
anything approaching
the extension
that we
It
and Petitot.
seems
of
of
itmay be that the only way for the subject to acquire t
perfect covariance,
for
the
(the only way
subject's phase space to take on a shape such that we
are willing
to say that the subject has acquired t) is for the person to have
had reference- fixing contact with 1.1 do not here offer an account of this
relation.19 My focus on the subject's actual history is only
the following: we are much more likely to be able to find a
t and the reference class that
historical
causal relation between
reference-fixing
meant
to show
privileged,
our intuitions
assign to t (or, better
the needs of the relevant
that should be assigned
- see note
25) if the
theory
empirical
an
of
members
of
the
assumed
reference
class
for
is,
humans,
presence
t.
of
the acquisition
of
Under such circumstances,
objections
integral part
to an actual history-based
approach would seem harder to come by than has
to t given
still, the class
we cannot proceed
thought. For in offering objections,
simply
t
if
tokened
without
"What
the
by saying,
subject
having the right history,
a member
of class cl" In
for example,
without,
having ever encountered
often been
to be relevant, the proposed counterfactual
situ
order for such an objection
how
that
describes
ation must be consistent with the empirical
theory(ies)
and acquired. And in this case, the relevant
LOT terms are individuated
theory, DS theory, seems to place substantial
empirical
range of causal histories consistent with the acquisition
constraints
on the
of t.
5. THE NATURE OF THE CONSTRAINT
and the one that follows,
that a naturalistic
semantic
In this section
I attempt
tomake
clear the effect
of
theory for LOT be firmly grounded
I outline
In the present section,
a general constraint on thought experiments.
Section 6 illustrates the way
can bear on our theorizing
to
the constraint
this constraint
by applying
demanding
on a theory
a specific
asymmetric
Consider
of LOT
theory
of
term individuation.
intentional
theory.
dependence
a simple, naturalistic
Fodor
I will
following
99). The Crude Causal
call
Theory
the
content
currently
on offer,
Jerry Fodor's
theory of reference for LOT terms, which
'Crude Causal Theory'
(Fodor, 1987, p.
says that an LOT term t refers to whatever
105
NATURALISTICSEMANTICSAND INDIVIDUATION
the tokening of t in the subject in question. Difficulties
with this
are
term
In
LOT
the
'horse'.
the
obvious.
Take
typical subject, the
theory
a
causes
an
term that we can
the
of
LOT
horse
of
tokening
perception
causes
label 'horse'; however, many other things can cause the
(by stipulation)
saddles or cows on dark nights (although
tokening of 'horse', for example,
we cannot be sure of this a priori - see notes 3 and 7). Some of these causes
are members
of kinds other than the kind horse. How are we to limit the
the other causes of 'horse'
of 'horse' to just the horses, excluding
semantics needs to locate a
tokenings? Generally
speaking, a naturalistic
can
R
that
be
characterized
relation
and that
privileged
nonsemantically
extension
holds
kind
a given LOT term t and the individual
of t.20
that constitute
the extension
between
In our quest
replace the one
to find
a suitable
identified
naturalistic
the Crude
or members
relation
Causal
R with
of the
which
it would
to
seem
by
Theory,
to appeal to counterfactual
considerations.
appropriate
Accepted
philo
a proposed
that we first calculate
the extension
suggests
sophical method
R assigns to t under some imagined circumstances
and then check to see
our intuitive assignment
to t
of extension
whether
that assignment matches
If, in the imagined circumstances,
to t an extension
that conflicts with our intuitive
in those circumstances.
assigns
conflict
Here
is taken to be a (possibly decisive)
strike against
I give no general argument against the method
our candidate
R
verdict, then the
the proposed R.
of testing philo
to our intuitive responses
their implications
sophical theses by comparing
to counterfactual
cases; however, naturalistic methodology
imposes certain
constraints on this approach as itmight be applied to test a semantic theory.
asked to
respect to the evaluation of a proposed R, we are commonly
a
t
term
LOT
S
tokens
under
such
and
such
that
conditions
imagine
subject
without being given any reason to believe that it is nomologically
possible
for a human to token t under the conditions
described.
either
Typically
a critic or proponent
of a proposed R points to an LOT term t and tells
With
us to imagine S tokening that very term under such and such conditions;
and upon her doing so, we are asked what
intuitive assignment
of con
tent we would make under those conditions
R makes
and whether
that
For the reasons set out in Section 2 above, we should be wary
assignment.
of conclusions
based on such acts of imagining
and our intuition-based
to them. Ifmy explication
of naturalistic methodology
is correct,
responses
we are obliged, first and foremost
to develop a theory of content that fits
the actual facts of the human case; the theory, so developed, would
then be
to
unusual cases, nonhuman
tentatively extended
species, etc., with an eye
on what similarities might exist between
cases and what
the nonstandard
case (although
has been identified as theoretically
in
the
human
important
106
ROBERT
D. RUPERT
reflective
is, of course, room for give and take here, for so-called
in
of
At
least
the
and the
early stages
theory development,
equilibrium).
seem
as
our
now
to
count
in
we're
would
such,
stage
highest priority is to
there
in humans, not
identify the ground of reference for mental
representations
to be able to token t where,
in some other beings who are hypothesized
so far as we can tell, it is impossible
for a human to do so (or incred
for further discussion
that a human would
do so
of this
ibly unlikely
we
our
see
construct
best theories of human
Section 7). Say that
caveat,
and they explain human cognitive
skills by invoking LOT terms
cognition,
terms implies
if this way of individuating
in a certain way;
individuated
even
for a
that it is nomologically
(or
impossible
astronomically
unlikely)
a
t
to
term
in thought
token LOT
under the circumstances
described
human
is irrelevant (or largely irrelevant)
then the thought experiment
experiment,
to the development
and evaluation of a naturalistic
semantic theory.
I have just argued that our best theory of LOT term individuation
should
our
use
to evaluate naturalistic
of thought experiments
semantic
constrain
con
'NatCon' (for naturalistic
theories; call the constraint I have described
of three
straint). Perhaps it is worth briefly inquiring after the implications
other
than
the
DS-based
of
LOT
one,
terms, to
individuating
approaches,
see whether
there is a way to escape, or at least render slight, NatCon's
force.
off
common way of individuating
LOT terms is
are considering
how thought experiments might
or criticize
a naturalistic
to either motivate
semantic
theory, a
First
recall
be used
given
know
ralistic
t should
whether,
relation
that one
that we
limits. Given
not be picked out according
or not, the content assigned
R is the correct assignment;
an independently
term (1) to which
to its content:
we want
to
to a given term by a natu
thus, we must have in hand
a
content is an open question,
term whose
identifiable
we can make an intuitive content assignment
(or, better,
an assignment motivated
needs of a particular
theory)
by the explanatory
in
and (2) the tokening of which we can then inspect for its participation
to see whether,
relation R, so that (3) we can compare the two assignments
or not, they match.
The naturalistic
by appeal
the matter
suggest a second tack: we identify t
as they occur in
of
mental processes
theory
that a given
It is sometimes proposed,
for example,
orientation
might
to the best current
of the brain.
to some specific
I
this
against
approach,21
t with a specific type of neural structure
wish only to note that identifying
t can be
in which
places a severe limitation on the range of situations
it is nomologically
tokened. Such situations are limited to those in which
LOT
(at least for a particular
I press no complaint
Though
term is identical
neural
possible
structure.
for the subject
to instantiate
subject)
the neurological
structure
in question.
NATURALISTICSEMANTICSAND INDIVIDUATION
107
cases where
should also exclude
there is an incredibly
(Such situations
as
small chance of the structure's
the result of chaotic
say,
appearing,
I assume,
neural firing, for such a structure would,
lack the causal powers
in relations that would
and participation
incline us toward thinking of it as
an LOT
remains substantive and in effect.
term.) Thus, NatCon
a third alternative, consider the view that mental representations
are
as
I
rests
view
will
realizable
abbreviate
This
view
(which
'MR').
multiply
on the observation
that a perfectly
natural kind, say, moun
respectable
As
tain, can take many
stuffs out of which
a given LOT
ture, because
different
respect to its shape or size or the
to LOT terms, MR implies that
Applied
not be identified with a specific neural struc
forms with
it is made.22
term t should
can play the role of t on different
a single subject. According
occasions
to the
of its tokening, even within
common
functionalist
elaboration
of MR, mental
possess
representations
their identities in virtue of their functional roles, i.e., their connections with
each other and to inputs and outputs, and thus, facts about the physical con
different
neural
structures
stitution of a given token of amental representation
lie beside the point. On
a
to
to
it
would
be
MR, then,
wrong-headed
point
specific neural structure
on
to
it
is
and
then
that
claim
that
the
s, say
t,
go
subject in question only
s
in the subject's brain. Furthermore,
is present
tokens t in cases where
seem that amental
state or representation
since itwould
could, at different
times, be realized by different attractors in a single subject's phase space,
seem to imply not only the irrelevance of neuroscience
MR might
to LOT
term individuation,
but also the irrelevance of any constraint
that might
emerge from the DS approach.
MR
faces metaphysical
that threaten its very coherence.
(For
problems
see the pertinent essays in Kim,
of these problems,
1993.)
aside general difficulties with MR,
it does not seem that accepting
an elaboration
Setting
MR will
allow us to escape
the force of NatCon.
First off, we should,
on methodological
our
to
limit
claims
the
grounds,
multiple
realizability
to the sorts of realizing
of a mental
states in which we
representation
reason to believe; MR was conceived
have positive
of partly as a retort
to type physicalism,
without a human's
that a being
i.e., as a way to leave open the possibility
constitution
states.
could
have
mental
While
it
physical
that such beings exist, and that our psychological
theories will
have to address their mental
tell
lives, our naturalistic methods
eventually
us to interpret MR more narrowly, as the claim that many different neural
is possible
(or many different attractors in phase space) can instantiate the
term in a human; however,
this is not the same as claiming
that just any old neural structure can be (or any old attractor can count as)
t in whatever
one can dream up. If talking about terms in
circumstances
structures
same LOT
108
ROBERT
D. RUPERT
is to yield any empirical power for an MR
theorist, there will have
on which
to be substantial
structures
constraints
of the various physical
LOT
as a given t in a given human.23 Without
such con
t
structure
at
could be
straints, any physical
any time, rendering vacuous
that invoke the tokening of t. For what explanatory
any explanations
power
at what
times count
the tokening of / have if, in a single subject at a single time, any
structure can count as a tokening of any LOT term? So long as
one hypothesized
t
the right combination
of terms in the subject's mind,
might
neural
could
LOT
to explain current behavior, as would any other
to find convenient
the subject's
for explaining
theorist might attempt to secure the explanatory
value
always be 'present'
term one happened
behavior.
The MR
of talk about
by citing those factors that are often thought by
to individuate
state types or determine
content, factors such
i's occurrence
functionalists
as relations
to inputs and outputs. However,
note the substantial
on
structures
and
constraints
which
inputoutput-based
physical
as / for the functionalist.
state type
(In the case of the mental
Putnam
the
of
that
suggests
signal
possession
example,
inputs
nature of
can count
pain,
for
"damage
on what can count
constraint
body" as an input-based
as pain [Putnam,
In an individual
1967, p. 227].)
subject, and perhaps
on which neural
in the species as a whole,
there are physical
limitations
to the Machine's
can play the role of terms for immediate
sensory input (such as
there are also physio
that could signal damage at the periphery);
on
can
structures
constraints
neural
be
which
used to give motor
logical
even
the great flexibility
and adaptability
commands;
thus,
acknowledging
structures
those
and organization
of our sen
constitution
system, the physical
on
can count
muscular
substantive
constraints
what
and
sory
systems place
as an LOT term for a given input or output.
constraints
(Physiological
or motor
as well - see Lewis,
1972,
may extend to nonsensory
concepts
includes
internal relations
1980.) I am well aware that the functionalist
of nervous
states and terms as part of her characterization
state
of mental
some
must
term
there
LOT
but
be
and
types,
types,
always
presumably,
at the periphery
to LOT terms for inputs and outputs. Given the
connection
limitations on what can count as input and output terms,
physically-based
between
there would
seem
to be a limited number
states that could play
of physical
LOT terms for inputs and outputs.
does not liberate the semantic theorist
roles vis-?-vis
the appropriate mediating
of MR
For these reasons, acceptance
to the extent that she is free to stipulate the tokening of t in subject S under
seem interesting or convenient
for the purposes of
circumstances
whatever
cases
test
remains
for naturalistic
semantic theories; NatCon
constructing
in effect.
NATURALISTICSEMANTICSAND INDIVIDUATION
109
Whichever
way we individuate LOT terms, once we have done this in
a naturalistically
(i.e., nonintentional,
nonsemantic)
fashion,24
respectable
we have introduced a substantive
constraint on what will count as a rele
a naturalistic
se
for the purposes of evaluating
thought experiment
to a
for LOT terms. NatCon
mantics
implies that if we have appealed
our
T
in
terms
individuation
of
LOT
naturalistic
theory
particular
(say, DS
we
are
us
as
to
to
to
T
to
look
inform
then
the
conditions
theory),
obliged
vant
a given LOT
under which
term can or cannot be tokened.25
6. AN EXAMPLE
In this section, I illustrate one way in which NatCon might bear on the
evaluation of naturalistic
theories of intentional content. Consider Fodor's
discussed
asymmetric
dependence
theory of content (ADT hereafter)
distances ADT from any
(Fodor, 1987, 1990a). Granted Fodor sometimes
claims about human psychology;
if the naturalistic methodology
however,
in Section 2 is sound, then Fodor should be more
advocated
interested in
as
the way his theory applies to humans
representational
systems.26 Note
much
e.g., when discussing
supporting examples and poten
Fodor considers humans as test cases (see the various
in Fodor, 1990a and Loewer
and Rey, 1991). That
examples he considers
and Summerfield,
Fodor, as well as his critics (e.g., Cram, 1992; Manfredi
also that sometimes,
tial counterexamples,
1992; Seager, 1993), find it hard to discuss ADT without using humans as
test cases seems to bolster the reasoning of Section 2 of the present work;
for it seems to show how difficult
it is to argue in a persuasive manner
about
to abstract com
attempting
once we apply ADT to the human
the conditions
for representation
from the human case. Regardless,
while
pletely
situations
that Fodor
case, for whatever
reason, the abstract, hypothetical
as a means
run a serious risk of violating
describes
of explaining ADT
NatCon.
- on
Take the LOT term 'horse' as an example. Sometimes
dark nights,
- cows
for instance
have the property of being causes of 'horse'-tokenings
the Crude Causal Theory would auto
(Fodor, 1990a, pp. 121-122). While
cows
in the extension
and incorrectly,
include
of 'horse', ADT
matically,
to give us a way to avoid this undesirable
result. ADT's central
term
to
'horse'
that
the
LOT
refers
horses
rather than cows if
says
is supposed
principle
(a) in possible
worlds
the nomic
where
and being a cause of 'horse' tokenings
the same as in the actual world), cows
sible worlds
cause of
where
'horse'
the nomic
tokenings
connection
is severed
being a horse
has been broken (all else remaining
do not cause 'horse', but (b) in pos
connection
between
between
being
(all else remaining
a cow and being a
the same as in the
110
ROBERT
horses
D. RUPERT
still cause
'horse' tokenings.
are
to
says
imagine what would
principle
were nomically
of being-a-cause-of-'horse'-tokens
actual world),
that we
The
second
half of the
happen if the property
dissociated
from cows.
we are to ask ourselves what other items, if any,
such dissociation,
to token 'horse'. If horses still
still cause the subject in question
then the second half of the asymmetric
condition
is
would,
dependence
are
we
once
to
but
how
know
what
will
the
satisfied,
happen
pertinent
nomic alterations are made?
Upon
would
as a theory of human LOT term content, ADT depends on
in
about what would happen in a human cognitive
system, described
in
nonintentional
worlds
where
the
causal
that
terms,
possible
regularities
the system and its environment
have been altered.
normally hold between
Understood
claims
to change the nomic structure of the world
in the ways ADT pre
so that cows (even on dark nights) no longer cause the subject in
In order
scribes,
seem that specific changes would have
to token 'horse', it would
question
structure
to be made in the nomic
of the world: some observable
properties
their
of cows, most
of
and
would
likely
properties
being big
four-legged,
to be nomically
from 'horse'. Thus we see that in order to
dissociated
as
a
out
content for humans, Fodor must
ADT
of
intentional
theory
spell
account of LOT term indi
underwrite
the theory with some nonintentional
have
Without
having given the details of such an account, Fodor runs
a greater risk of violating NatCon,
for we should be concerned
that without
a detailed
term
the
effects
of
the
LOT
of
individuation,
theory
suggested
are unknown
to us. If an
in the nomic structure of the universe
changes
viduation.
were to no longer cause the tokening
being big and four-legged
in me, what concomitant
changes would occur? How am I to
tell? One may well think that if the properties of being big and four-legged
were to no longer cause the tokening of 'horse' in me, then horses would
animal's
of
'horse'
no longer cause the tokening of 'horse' either (a serious problem for ADT).
is a very important part of my
After all, horses' being big and four-legged
as
not
I
horses.
do
them
actually know what would happen if
recognizing
were
no
to
longer cause me to token 'horse',
being big and four-legged
in the absence of a
that constitutes my complaint:
but it is this ignorance
are
terms
of
how
LOT
individuated,
introduced, and retokened, we
theory
not
in
will
the
counterfactual
situations ADT
do
know
what
happen
simply
directs
that we
imagine.
it be that Fodor has inmind,
theory might
can be used to individuate
terms in LOT? Fodor's
What
the machinery
of which
a the
picture
or
one
at
at
level
with
the
the neural
formal,
ory
symbolic
computational,
in good standing. I sup
level. "Tokens of symbols are physical particulars
which
pose this to be true, inter alia, of tokens of mental
representations
combines
111
NATURALISTICSEMANTICSAND INDIVIDUATION
to
neural objects"
are, presumably,
(Fodor, 1990b, p. 315).
According
structures
instan
of
neural
this now familiar picture, a human's
system
tiates a system of symbols and rules. Such rules are algorithms,
perhaps
computed by way of sensitivity
only implicitly,
represented
tional, nonsemantic
properties of the symbols. Fodor's views
term individuation,
to
both considered
nonsemantic
approaches
is of a given type in virtue of its possessing
5: a symbol
is of a given type
or, a symbol
properties;
rophysiological
its functional/computational
stantively constrain claims
suggest two
in Section
certain
neu
in virtue
of
theory Fodor chooses will sub
term tokening under counterfactual
role. Either
regarding
of Section
this was the primary conclusion
conditions;
cern is not so much
is false, but that we
that ADT
evaluate ADT
to noninten
5. Again, my con
cannot confidently
requisite detail.
would need
complications
lacking
to be addressed
if we (or Fodor)
to try to fill in a picture of LOT term individuation
in anything that
sufficient detail. For example, were we to decide on a neuro
approaches
and were we to have a subject
approach to term individuation
physiological
Numerous
were
still have
tokening of 'horse' we are confident, we would
is to
in the subject's overall neural profile that portion which
be identified as 'horse'. It is not my intent here to spell out such details;
of ADT as a theory of content for human mental
the viability
however,
current
in whose
to isolate
depends on those details. In order to make
representation
ments as to which LOT terms will be tokened in nomically
we must
have
a clear
idea of the form
those
terms
informed
judge
altered worlds,
take in the cognitive
system.
a particular
Once we have characterized
someone
as one possible
characterization),
a
case
can
where
form: "I
think of
following
stands
relation R (and ADT
can raise an objection
of the
t and some
R holds between
take to be the
c, but where c is not what we would
intuitively
of this form 'CER' (for 'counterexample
of t". Call objections
to CERs
to /?') objections.
Fodor introduces ADT
largely as a response
assumes
that the Crude
pressed against the Crude Causal Theory. Fodor
collection
extension
Causal
uations
it is so easy to describe
sit
needs fixing largely because
on
cause
dark
'horse'
the relevant R holds
(cows
nights
the resulting extension
is incorrect (be
but where
assignment
Theory
where
tokenings)
cause 'horse' doesn't
refer to cows, on dark nights or otherwise)
(Fodor,
the Crude Causal Theory, or
before dismissing
1987, p. 101). However,
any other naturalistic
theory, on the basis of a CER objection, we should
bear
in mind
the relativization
by NatCon. We should not take
to be an effective
criticism of
objection
demanded
just any logically consistent CER
the theory of reference built on R. When
evaluating
a naturalistic
semantic
112
ROBERT
D. RUPERT
at least until
of CER objections,
suspicious
theory, we should be generally
or
to
relativized
the
group of theories
they're
particular empirical
theory
the
individuation
criteria
for
LOT terms (a
that nonsemantically
specify
in
about which,
recall, we have very few, relevant, pretheoretical
schema into the
tuitions). Proper relativization
changes the CER objection
a
can
case
is
"I
describe
that
consistent
with
the
relevant empir
following:
matter
of LOT term individuation
and where
ical theory(ies)
c
not
class c, but where
is
the extension
and extension
tions which
fit this modified
schema
of f\
objections, where
a reference
to the relevant
'CER*'
between
t
(Call objec
'*' is to be
case with
relativizing
we
have
Once
theory(ies).)
adopted the DS approach to individuating LOT
to a naturalistic
semantic
terms, for example,
any CER objection
theory
must take the form of a CER-DS
for mental
objection.
representations
replaced
7.
in an individual
R holds
SWAMPMAN AND THE ROLE OF CAUSAL HISTORY
DETERMINATION
IN THE
OF CONTENT
the appearance of a particular LOT term in an actual
human seems to depend on the subject's causal history, many philosophers
as a red herring in discussions
are tempted to view this consideration
of
na
in the metaphysical
theories of intentional content. "We're interested
No matter
how much
ture of content", the cry rings out, "not the embodiment
of content within
one particular nomic setting".
In response to this intellectual
tendency, I reiterate the claim of Section
central cases
directs us to investigate
2: sound naturalistic methodology
a
over the
as we actually encounter
them. Without
full
debate
into
entering
approach, once we have seen fit to take naturalism
of human concepts
the recent history of empirical
investigations
seriously,
seems to support the secondary
to a priori medita
status here assigned
merits
of the naturalistic
tions on
the nature
structure
data on concept
empirical
to support the idea that humans are in touch
of content.
The
do not seem
and acquisition
abstract concepts
(say, Platonic
across
extensions
determine
cisely
with
suggest
that human
that pre
forms or Fregean
intensions)
all possible worlds. The data instead
are more
like rough and ready identification
concepts
may serve us well in our dealings with the surrounding
not determine
in unusual or nomically
extensions
altered
to the point, it seems that the developing
child con
More
which
procedures,
world, but may
environments.28
structs
for the
and representation
the very concepts meaning
expressly
the
of
behavior
and
of
systems
purposes
cognitive
predicting
explaining
the thinker herself) in the actual world (Astington,
1993; Flavell
(including
et al., 1995; Gopnick
of these
and Wellman,
1992); given the imprecision
113
NATURALISTICSEMANTICSAND INDIVIDUATION
concepts
itwould seem
they were developed,
to intuitions regarding
theoretical weight
of the concepts of meaning
and representation
under
and the limited use for which
to accord much
wrong-headed
the correct application
conditions.
nonstandard,
perhaps even nomologically
impossible,
All of this is perfectly consistent with the existence of a well-delineated
natural relation of reference, which
science, with what aid it
cognitive
from
should
intuitions,
may get
pretheoretical
investigate. This does not,
scientists
should try to find, or will be able
however,
imply that cognitive
across all possible
to find, a reference
relation that is fully determinate
worlds. From the standpoint of the naturalist,
the motivation
behind such
a desideratum
If the goal is to provide a full analysis of our
the naturalist
then, as I have already suggested,
concept of representation,
has no reason to think that the concept will resolve
into necessary
and
is unclear.
sufficient conditions.
relation
If, instead, the goal of locating a reference
across all possible worlds
a
is motivated
desire
that is fully determinate
by
to find out what relation we're actually referring to when we talk about
in Section 2 suggests we re
then the methodology
described
reference,
the legitimacy of the motivation,
without
spond by acknowledging
thereby
to
the
Rather
than
and suffi
certifying
goal.
identify necessary
attempting
in
cient conditions
for reference,
that determine
reference
i.e., conditions
the reference
all possible worlds, we should investigate
in this world, starting with what seem its most obvious
concern
To make more concrete
the philosophical
relation
that exists
instances.
to which
the pre
a
a
is
consider
due to
response,
particular
thought
ceding
experiment,
Donald Davidson,
often thought to have important philosophical
impli
in a swamp, as it
cations. Imagine a being who appears out of nowhere,
acts just like a person.
to Davidson's
original
(According
the Swampman
is amolecule
for molecule
description,
replica of Davidson
himself, amazingly brought into existence by a bolt of lightning that simul
were,
and who
but these details are unimportant
for present
destroys Davidson,
see
or
a
not,
Davidson,
1987, p. 443.) Whether,
purposes;
being that ap
a
as
a
out
of nowhere qualifies
is greatly disputed matter (see
person
pears
to the Swampman
the contributions
forum inMind and Language,
1996).
taneously
the behavior of Davidson's
However,
given that, ex hypothesi,
Swampman
a
is indistinguishable
from that of human, it is thought that our theories ad
intentional
should issue a definite and correct pronounce
dressing matters
ment regarding the nature and content, if any, of Swampman's
intentional
states.
For Swampman's
to bear directly
appearance
possible
of Swampman
the possibility
should provide
discussion,
to
CER-DS
the
of
causal
type
objection
theory of reference
on the current
the basis
for LOT
of a
terms
114
ROBERT
D. RUPERT
to make room. I have not filled in the
I have been attempting
of such a theory of reference,
but for present purposes,
there is
one
an
matters:
that
trait
actual
causal
history-based
only
theory assigns
reference to a semantically
basic LOT term as a function of past causal in
for which
details
teraction
between
has not
interacted
the subject and her environment.
however,
Swampman,
in any way at the time when he
his environment
with
first appears on the scene; yet by DS standards, Swampman would seem to
possess LOT terms: the appropriate phase portrait would seem to contain a
pattern of attractors similar to the patterns found in phase spaces for typical
to the extent
subjects. This opens the door for a CER-DS
objection:
are willing
to any of Swampman's
to attribute extensions
LOT
terms will
causal theories fail, for Swampman's
terms, actual history-based
have reference without
any causal history.
human
that we
can
two
in at least the following
respond
legitimately
of
lack
with
of
ways. First, given
experience
anything
Swampman's
nature or ilk, we should simply ignore the example,
and any of our reac
advocated
tions to it, on methodological
grounds. Given the methodology
The
naturalist
our
in Section
2, there is no reason
to take seriously anyone's
intuitions about
our
capacities;
primary goal is to develop
representational
Swampman's
one that (a) accom
a naturalistically
theory of representation,
respectable
our reactions to the real representational
modates
systems with which we
and (b) explains the behavior of such actual sys
have had actual experience
tems. Given this goal, we should not accept intuitions about a hypothetical
Swampman
an otherwise
as data points
well-founded
point made
above
about
or count against
to motivate
of sufficient weight
Recall
the
naturalistic
of
theory
representation.
of
the nature of humans'
and
concepts
meaning
from an early age, as
develop,
representation:
given that these concepts
to
ways
systems, we should
explain the behavior of actual representational
lack firm intuitions about the content of
expect that many persons will
to be
the naturalist
states; we should also expect
to
of
intuitions
of
those
who
claim
have
the
and rightly
so,
suspicious,
life.
mental
reliable, pretheoretical
insight into the nature of Swampman's
Swampman's
Second,
internal
the naturalist
should
be
concerned
about
the discussion
of
even as a hypothetical
being: so far as we know, it is impos
Swampman
sible for a fully formed representational
system to appear out of nowhere;
so
much
such spontaneous
goes
against what we know about
generation
the genesis of representational
irrelevant from the naturalist's
systems
that its alleged
seems
possibility
the naturalistic
standpoint. Accordingly,
no
more
to provide a theory of con
is
of
obliged
psychology
philosopher
to say
to Swampman
tent applicable
than is the nuclear chemist obliged
atoms
table would
fall an element each of whose
where on the periodic
NATURALISTICSEMANTICSAND INDIVIDUATION
115
of 4,000 protons,
1 neutron, and 5 million
electrons
(cf. Dennett,
the
1996, pp. 76-77). To defend this approach to the Swampman
example,
naturalist would seem to need amore detailed view of what is possible,
and
consists
more
a theoretical
to the point, which possibilities
count when evaluating
in the natural sciences.
It may be that both Swampman
and my
proposal
are
to
odd atom, although
appear,
incredibly unlikely
nomically
possible
in some
sense
do not violate fundamental
(i.e., their appearances
equations
or
it seems that there is a
in quantum physics
general relativity); however,
sense in which
irrelevant, and we
they are methodologically
significant
I will not
would
like some theoretical apparatus to explain why. Although
any such theory here, the actual practice of natural
attempt to elaborate
as its basis: we should be quite surprised, I think,
serve
scientists
should
to find working
scientists
refusing an otherwise
perfectly
good theory on
the ground
that it is inconsistent
with
an unactualized
that is
possibility
so
a
case
is
in
(This
incredibly unlikely
especially
even if the example
such as Swampman's,
is allowed as relevant,
where,
the force of the thought experiment depends on intuitions of which we have
- see
reason to be suspicious
the naturalist's
first response
independent
of
Faced
with
this
the
situation,
response
given above.)
type
physicist's
to ever be actualized.
seems
to be to accept
necessary.
reference based
tems, we
the otherwise
if we
when
Similarly,
on our attention
perfectly good theory, but renormalize
can construct a perfectly good theory of
to the actual histories of cognitive
sys
stand firm against those who claim that the unactualized
of Swampman
refutes our theory. Part of what is at issue here is
should
possibility
the burden
of proof. My claim is that from an examination
of scientific
the
should
when
the
is
naturalist
emerge:
practice,
following
guideline
as
asked to take an incredibly far-fetched
possibility
seriously,
providing
a possible
refutation of an otherwise well-motivated
theory, the burden of
proof is on the person doing the asking; and in the case at hand, this means
that she must
will
there to be a significant
that Swampman
possibility
and she must do so in a more convincing manner
and persistence
is
appearance
saying that Swampman's
show
and persist,
appear
than by simply
not impossible. Natural
ones;
merely
possible
for LOT terms.
These
seem
blanket
naturalistic
a bit extreme.
be a molecule
not
science's job is to explain actual phenomena,
and so it goes for a naturalistic
of
reference
theory
Given
for molecule
to Swampman-related
worries may
responses
that Swampman
to
is described
Davidson
by
we
of
Davidson
should
be
himself,
duplicate
able to say something
sensible about the meaning,
if any, of Swampman's
we
we
not?
not
should
want
to
do
rule out the possibility
thoughts,
Surely
that Swampman
has mental
states (or can token mental
representations)
116
ROBERT
D. RUPERT
that he (it?) is not a normal human. Here is a con
solely on the grounds
to make.
cession I think that the naturalist should be willing
Insofar as we
on the
successful
theories of content developed
have in hand empirically
to apply these
basis of our study of human capacities, we should be willing
For exam
theories to Swampman
Neander,
1996,
(cf.
p.
127).
by analogy
we
to
want
of
that
has
course)
say (hypothetically,
may
Swampman
ple,
states with a certain content because his (hypothetical)
intentional
phase
is in a shape that is exactly
like ones that we know to have been
a
The point here is that
that
allows
for
process
shaped by
reference-fixing.
while we should be able to make some sense of Swampman's
"behavior",
space
the Swampman
should not be the tail that wags
the theoreti
example
to philosophical
cal canine:29 intuitively decided upon, "right" responses
existence
should not be
dilemmas
hypothetical
posed by Swampman's
an application
a natu
to disprove
of modus
tollens meant
states
content.
If
has intentional
sound theory of
ralistically
Swampman
to the content identified
at all, it's because he has something
comparable
to drive
used
sound theory of content. Even this suggests too much
by a naturalistically
were
to the points made above, if Swampman
of a concession.
Returning
a
to exist, he wouldn't
real
be Swampman,
for he would possess
history.
all, so far as we can tell, there is no such thing as a swamp-person.
What bearing, then, does the naturalistic defense against swamp-people
for
of causal history-based
theories of reference
have on our evaluation
After
LOT
terms? Can
still formulate
theories
not put
the critic
fundamental
of reference?
What
a superscientist
of example,
the whole
through childhood,
sensory systems (and whatever
acquires
a wide
aside
fantastical
and
swamp-people
to actual history-based
objections
in-principle
discussed
if, to take another commonly
type
on
raises a human from in vitro fertilization
range of LOT
actual
the input to this human's
time manipulating
so that the human
other systems necessary)
terms under
conditions
that would
theory of reference, whatever
to the captive human's LOT
lead our
it might
be,
history-based
terms? Here
the wrong extensions
of a person who has no learning
the mystery
the objector has removed
at
it
all
and
with
the
intuitively more plausible
example of
history
replaced
a system
a person whose
to
create
has
been
freakishly manipulated
input
favored,
to assign
history.
by a standard phase portrait, despite a nonstandard
for
ethical
standards
research
using
existing,
quite appropriate
best modeled
Given
subjects, it would be unfair for me to respond to the critic by chal
and prove that the example, as described,
lenging her to play superscientist
for our taking the supersci
is nomologically
possible. But as a condition
to
of proof to the critic:
is
fair
the
burden
it
shift
entist example
seriously,
human
we
should
require her to show
that the superscientist
story coheres,
prima
NATURALISTICSEMANTICSAND INDIVIDUATION
117
science to which our theory of content
facie, with the theories in cognitive
If our best theory of human LOT term acquisition
and
is to be relativized.
as
at
I
is
have
the
odds
with
DS
individuation,
theory,
suggested,
supersci
entist story, and itwould seem to be, then we can dismiss the superscientist
schema.
story as a violation of the constraint built into the CER* objection
4 between
in Section
the distinction
introduced
LOT terms
Recall
whose
extensions
representations
in mind
are fixed independently
of the content of other mental
are not so fixed.
and those LOT terms whose
extensions
that our present focus is on terms of the former type, the
terms, we can see more easily why the superscientist
semantically
success as a counterexample
not
meet
to an actual
does
automatic
story
terms.
of
reference
for
LOT
Consider
history-based
theory
again the in
Bearing
basic
basic LOT term.
'object' as an example of a semantically
of
the
is
version
present in the infant
object concept
recognizable
seem to be a fundamental
term in the
from a very early age and would
fant's LOT
term
Some
in the world will the superscientist
infant's LOT. How
shape the infant's
the infant to acquire
the
'object', without
phase space causing
exposing
of the relevant
the possibility
infant to objects as stimuli (thus introducing
7?'s holding between
It's easy to say that the su
'object' and objects)?
if Thelen
will just 'stimulate the right neurons'. However,
is
perscientist
correct in claiming
in the development
of motor control
that experiences
are the rudiments of cognition,
then the superscientist
has her work cut out
even more daunting given that it is very
becomes
for her. The challenge
set
that fully describes
the workings
of differential
likely that the
equations
system is nonlinear and, at least by present lights,
cognitive
solved.
(This is part of the reason why much of the research
into human cognition
that applies the tools of dynamical
systems theory
on
rather than quantitatively
depends
qualitative modeling,
precise mod
of the human
cannot
be
The scientist would have to be quite super after all, perhaps to the
of
herself. More
point
being a nomological
impossibility
likely than not,
a
to
to master
the
for
the
scientist
infant
then,
super
get
only way
plausibly
the LOT term 'object' is for the scientist to do what other parents do, i.e.,
eling.)
a histori
show the infant some objects. This, of course, would establish
between objects and the infant's LOT term 'object',
cal, causal connection
which can be exploited by an actual history-based
theory of reference for
terms
to explain how 'object' achieves
its correct extension,
LOT
the class
of objects.
118
ROBERT
on
8. objections:
the
D. RUPERT
incompatibility
of
lot
and
THE DS
APPROACH
In this section,
two objections
to my
I address
that the DS-based
view of LOT
use
of
the DS
view
term individuation
of
does
first,
com
for meaningful
interpersonal
(possibly even intrapersonal)
to the DS-based
view of cognitive
that according
and second,
parisons,
not
like
attractors
do
behave
linguistic units
enough
repeatable,
processing,
think of them as terms in LOT.30
for us to reasonably
cognition:
not allow
runs as follows: Assume
that the DS
detail, the first objection
a
in
of
is
that
interactions
correct,
and,
particular,
theory
cognition
subject's
with her environment
system
significantly
shape her developing
cognitive
In more
in the area of developmental
by DS theorists working
Given the large degree of variation in subjects'
individual his
psychology.
even
one
not
at
different
tories, no two persons
person
points in
(perhaps
as
is
her own life) will share the same cognitive
this
characterized
profile
in the way
described
by the appropriate phase portrait; the set of attractors will differ from one
1995, pp. 86-90). Thus, given that I have
subject to the next (cf. Thelen,
identified LOT terms with attractors, there seems to be no point in talking
content of elements
two different
about the comparative
subjects' LOT
terms.
I can assuage
this first concern by reiterating what I take to
in this paper. By invoking
of DS theory to my argument
LOT terms nonsemantically,
the DS view, I intend to characterize
i.e., by
or content; we are to attribute reference
no mention
of their reference
I also claim that given the way
to such terms on independent
grounds.
interaction with the environment
shapes attractors, a theory that assigns
I believe
be the relevance
reference
at success,
on the basis
this because
chance
of past causal interactions has a reasonable
the
it seems possible
that as interaction molds
causal relations are given a toehold; at the very
attractors, reference-fixing
as the route to attractor
least, the need for interaction with the environment
secures the opportunity
for reference-fixing
causal relations
emergence
no
see
results from the fact
to enter the picture. As I
things,
problem
one
from
differ
that abstract mathematical
profiles
subject to the next;
across
for the purpose of making meaningful
all that matters
comparisons
subjects
a term with the relevant referential
subject possess
terms with the same reference
that possessing
however,
the same attractor: Assume
that
that two subjects possess
is that each
properties. Note,
does not require
subject ?z's experience
objects shaped an attractor in a; and because
the
causal interactions
occurred between
reference-fixing
the appropriate
attractor
developing
with
and objects,
the attractor
in question
refers
to objects.
119
NATURALISTICSEMANTICSAND INDIVIDUATION
for another subject, b: assume that in b, there exists an attrac
Similarly
tor that emerged as a result of ??'s interaction with objects; furthermore,
assume that enough of this interaction was of the right sort to have fixed
of Z?'sattractor
the extension
as the collection
of objects in the world. This
attractors are identical. From
in no way implies that a's and ?'s relevant
the standpoint of a naturalistic
theory of reference for LOT terms, and any
all that matters
is
externalist
explanations,
psychological
accompanying
as
same
attractors
two
attractors
the
have
those
that the
reference, different
might be.
This situation
can be roughly, but I think instruc
I have just described
as
to
in the linguistic context, where,
the
it
situation
stands
tively, compared
so
to
'cat' refers
does 'gato'. From the semanticist's
for example,
cats, and
are different
in form; at least
it is irrelevant that the words
standpoint,
as I am concerned with here,
if her interest is in referential
semantics,
refer to the same type of
the linguist will care only that the two words
note that reference might have been fixed for both
Furthermore,
terms by the same general reference-fixing
In the historical devel
process.
we
can
occurrence
the
of similar types
of
each
opment
language,
imagine
animal.
of events
the reference of the terms was fixed: the appropriate
by which
"
'cat' will refer to all things of the
pointed to extant cats and said
speakers
same natural kind as those animals
throughout
this: when
when
we
over there" (substituting
we
turn to 'gato') (Putnam,
construct
theories of reference
Spanish words
1975). My point is simply
for natural languages, we
worry not that the forms of words may differ from language to language;
so long as the relevant terms refer to the same thing or group of things, we
- and from
can make at least that meaningful
the standpoint
comparison
a
of the philosopher
naturalistic
of
for LOT
reference
developing
theory
is the one that counts.31
terms, the reference-related
comparison
The second objection
charts a course to controversial
territory,
to the
in connectionist
net
and compositionality
lively debate over constituency
can
I
to
and
do
little
resolve
now, dynamical
works,
cognitive
systems.32
the debate here, but we should keep in mind how the worry about con
stituent structure relates to the view I have put forward. Some parties to
the debate
over constituent
individual
terms do not combine
structure
to
claim that attractors corresponding
to yield composite
in
the
representations
way terms from a public language do: a system of representation
by at
nor
a
tractors has neither a combinatorial
semantics.
syntax
compositional
a gap between
the DS view and any talk of LOT:
a combinatorial
of thought possesses
it is the very idea that the medium
semantics
that inspires the idea of a language
syntax and a compositional
This
seems
of thought
to introduce
in the first place;
if these comparisons
between
natural
language
120
ROBERT
D. RUPERT
then talk of LOT seems out place: LOT
and the mental medium
degenerate,
no longer possesses
to be distinctive
of it. Fundamental
what is supposed
a mental
state as a whole,
here is the claim that an attractor representing
of atomic parts;
concatenation
e.g., a belief, does not consist of a physical
stands at odds with the idea of combi
the lack of identifiable
constituents
reasons: If
for the following
semantics
syntax and compositional
a language is governed by a combinatorial
in the
well-formedness
syntax,
language should be defined by (perhaps implicit) syntactic rules; such rules
natorial
state legal patterns of combinations
of atomic elements and do so by refer
noun
to
the
and verb, for instance, to which
the
syntactic categories,
ring
some
to
made
here
for
reference
atomic elements belong (allowances
being
is a legal string in English,
'John loves Mary'
elements).
syncategorematic
'loves' is a transitive verb flanked
and it is so because,
roughly speaking,
to
nouns
if
but
the sentence as a whole were
'John'
and
the
'Mary';
by
(as an attractor representing
of the well-formedness
thought is said to), the explanation
seem to make no sense: such an explana
sentence would
lack the identifiable
the complete
the whole
of
nominal
element
'John'
appeal to the fact that the verb is preceded by a noun, when
no
noun
there to be found. Similar remarks apply to compositional
there is
if
has a compositional
semantics
semantics: A scheme of representation
tion cannot
and only if the semantic value of an entire legal string of that system is
a function of the semantic values of the string's constituent
parts. If the
contains no identifiable element
'John' to
entire thought 'John loves Mary'
the semantic value
value we can appeal when calculating
can
semantics
it is unclear how a compositional
sentence,
attractors
if
to
loves
'John
complete
Mary'. Therefore,
representing
apply
seem pointless
states lack constituent
for us to
mental
structure, it would
to
on
to assign reference
identify certain attractors as terms in LOT and go
whose
of
semantic
the entire
to individual terms do not appear as parts of
corresponding
thus
the reference we assign to them (as well
and
complete representations,
as their assigned
remains inert: if the individual terms
syntactic properties)
them; attractors
do not appear as parts of the whole mental
state, they cannot contribute
content of the
to the representational
their individual referential meanings
their
thought (and, likewise,
alleged syntactic properties can have
complete
no effect
What
attractors
on the subject's thought processes).
seems to be missing
from my account
so that it will make
sense
of how
is an explanation
to say that the subject's to
partly in the tokening of an
combine,
in LOT consists
kening of 'John loves Mary'
attractor identical to 'John'. Here I can do little more
but Iwill
attempt
than point elsewhere,
take in the
at least suggest some directions
the DS theorist might
to identify LOT terms as recurring constituents
of larger cognitive
NATURALISTICSEMANTICSAND INDIVIDUATION
121
a beginning,
consider Elman's use of principal components
areas of the phase space (Elman,
to
(PCA)
identify privileged
analysis
to analyze a system's behavior,
When
PCA
1995, pp. 10-15).
applying
we plot values of certain parameters
of interest while
others;
suppressing
and by doing so, we highlight patterns in the behavior of the system that
structures. As
we might not notice otherwise. Elman applies PCA to characterize
syntac
dimensions
rather than to identify privileged
tic categories,
along which
certain values are to be associated with the tokening of an individual LOT
as means
the
for achieving
term; however, PCA may also hold promise
Petitot applies the morphodynamical
latter goal. Furthermore,
approach to
describe both the attractors that represent syntactic categories
(1995, pp.
and passim) and to identify individual terms (1995, pp. 250-251).
233-234
(1998) may be of some interest
Lastly, recent work by Paul Churchland
one
can
how
describes
Churchland
here;
apply Gutman point alienation,
measure
to meaningfully
certain statistical analyses,
useful for performing
more
an
across
or
two
of
structural similarity
important subvariety of dy
networks; note that we can also apply such
systems, connectionist
of similarity to compare the same system at different times in its
history. The work I have cited is, to a large extent, in its early stages; how
and variety of such work, it does not seem overly
ever, given the richness
namical
measures
to think that we will uncover LOT terms that reappear, although
optimistic
of the complete mental
not in an immediately
obvious way, as constituents
states found in cognitive dynamical
systems.33
toward which I have no more than gestured may
The analytical methods
robust LOT terms within
syntactically
provide the tools for individuating
one might worry that if
the structure of a DS theory of cognition. However,
to
DS theorists realize this promise,
they may thereby relegate DS models
the status of mere
thus rendering DS mod
models',
'implementation-level
theorist (Horgan and
from the standpoint of the cognitive
els uninteresting
theorists be interested
Tienson,
1994, p. 327), for shouldn't true cognitive
in thought itself, rather than how cognitive
by one
activity is implemented
it were so simple a matter. Alas,
particular type of cognitive being? Would
or
if we take naturalistic methodology
seriously, we have no conceptual
a priori grounds for cleanly separating essentially
from
activity
cognitive
seem to be the case, humans are the
mere
If, as would
implementation.
systems to which we have experimental
only full-blown
representational
we
carefully how humans represent the world;
their
develop
capacity to represent partly via the emergence
of attractors in the individual's
by
phase space, then properties possessed
- at
as mere
details
these attractors cannot be dismissed
implementation
access,
had best
and if humans
examine
122
ROBERT
D. RUPERT
least not until we
have a much more
out
thoroughly worked
we
at
than
have
cognition
present.34
I have left a number of issues unresolved;
in closing I briefly
on two of these. An issue of great importance
to many cognitive
is that of the causal
the constituents
of constituent
efficacy
identified using
theory
of
comment
theorists
or not,
structure, i.e., whether,
methods
have causal effects on
analytical
the system, qua constituents;
many of the works cited in note 32 take up
this issue, some authors claiming
that even if constituent
structure can be
in dynamical
uncovered
structure
is not causally
such
models,
cognitive
or explanatorily
efficacious
relevant (Garson, 1997; Ramsey,
1997). This
is a dispute worthy
of our interest, but deserves
far more attention
than
space allows.
about the value of assigning
referents as se
Also, we might wonder
mantic
the concern being that DS theorists themselves
tend to
contents,
endorse functional
role theories of content. For example,
I have
although
to Petitot's
LOT
appealed
approach as a possible means of characterizing
seems inclined
to assign content on the basis of internal
terms, Petitot
present
relations
and Tienson
1995, p. 243). Horgan
among attractors
(Petitot,
an
take a similar view: although
of DS mod
they argue for
interpretation
to which
are causally efficacious,
els according
syntactic properties
they
states internally,
characterize
the content of mental
in terms of mathe
matical
and structural relations among attractors
(Horgan and Tienson,
seems to acknowledge
the
1996, pp. 155, 164). Paul Churchland
tance of reference-determining
to the outside world,
connections
the question of representational
content, he remains a two-factor
is that regardless
of the
1998,
(Churchland,
p. 29). My position
impor
but on
theorist
impor
attractors, we should take seriously and
to which
attempt to develop a theory of reference for LOT terms according
at least at the basic level, by our commerce with
reference
is determined,
tance of internal relations
between
our thoughts refer. Limitations
to which
world
of
me
from
this
view
it
is be
here; nevertheless,
space prevent
defending
cause of what I take to be the advantages
or
of a causal, covariational,
informational
of
terms
reference
for
basic
LOT
that
theory
semantically
I have appropriated
the tools of DS theory in the way that I have, setting
items
aside
in the external
the internalist, functionalist
DS theorists embrace.
approach
to the determination
of content
that many
NOTES
*
A
shorter
and West
version
Texas
of
this paper
Philosophical
was
Society;
to the 1997 meeting
of the New Mexico
presented
thanks to the audience
for stimulating
questions
my
NATURALISTICSEMANTICSAND INDIVIDUATION
123
I would
Thalos
and anonymous
referees
for
and observations.
also like to thank Mariam
on earlier drafts of this paper.
comments
helpful
1
as 'terms in LOT',
I often refer to these representations
the arguments
Although
presented
as
in this paper do not imply the truth of the full-blown
of thought
language
hypothesis
advanced
1975, and Fodor,
1987, Appendix).
(see Fodor,
by Jerry Fodor
2
a theory of content.
to develop
I am not concerned
Here
I do not attempt
with
the
Thus,
terms:
between
the meanings
of the following
differences
'extension',
'reference',
con
'intentional
and 'extensional
'referentialcontent',
content',
content',
'representational
.
to
tent' While
the shades
of meaning
used
may
vary, all of these terms are commonly
content
in the sense that each of the terms is used
describe
the semantic
of representations,
subtle
a mind-world
or a type of content
that presumes
such
where
context
however,
interchangeably;
clearly
to employ
I am careful
that term.
that we strike off in search of a brute physical
description
a nonsemantic
at this, we then look to discover
succeeded
to denote
either
a relation.
I use these terms
Generally,
the use of one over the others,
demands
3
What's
'refers
to' relation
said here may
suggest
of a given LOT term t and having
t refers.
in virtue of which
relation
as a description
This
is misleading
of how we might
we will
t takes. In scientific
discover
the physical
forms
actually
practice,
surely have to
terms
in
of
For example,
look beyond
couched
the
relevant
sciences.
descriptions
physical
we may
as to when
a term with
to use intuitions
to be
the same content
is likely
have
to help us identify
tokened
the range of physical
variation
that tokens of t can exhibit,
the
that if the same content
assumption
being
to be tokening
the same term. This would
is being
then
represented
seem
to work
especially
the
well
subject
when
is likely
we can
to the subject under conditions
stimuli
such that the stimuli are very likely to cause
a certain
in cases where
content
for example,
is directly
content,
thoughts with
thought
n. 10). Here we
to immediate
related
observations
1990b, especially
sensory
(see Fodor,
present
reason
from
content
rides.
causes
at the sensory
will
lead to similar
periphery
as well
as in terms of what
is represented
vehicle
that
a similar
to like cause, we might
like effect
pursue
strategy
that similar
the principle
of what
content
in terms
effects,
from
Reasoning
to motor
commands;
if the subject
in movement
x, and x
engages
repeatedly
a
we
term
is always
infer
that
is
neural
LOT
with
y
y,
might
preceded
by
activity
repeated
content
to this bootstrapping
'do jc'. Although
there are some obvious
practical
advantages
we attribute
contents
in order to identity
note
the vehicles
of content,
method,
by which
with
that
respect
must
have content-independent
individuation
criteria
(cf.
ultimately
we
and (b) from a practical
must
have some
41^42),
pp. 34-35,
standpoint,
the individuation
criteria are before we begin
the bootstrapping
for we
process,
(a) the vehicles
Pessin,
1995,
idea what
to know what
sort of common
element
(certain
types of patterns
to look for in the physical
for example)
of
the
profile
subject when we
a term with
on two different
tokened
the same content
occasions.
need
While
few
on offer make
theories
a simple
content
function
of neural
think
of the subject's
activity,
that she has
past history,
the theories of content offered in Dretske (1981), Dretske (1988), andMaloney
assign
ticular)
LOT
an essential
in the fixation
term
content
to the
role
of
individual
content
that assigns
(I have
reference
subject's
tried my
on
the basis
of
(1994)
in par
history,
a theory of
at developing
- see
a subject's
actual history
past history
own hand
(learning
their discussion
is set in a much
different
Fodor
context,
Rupert,
forthcoming).
Although
some
sense
and Lepore
to be an obvious,
of
what
is thought
(1992, p. 157) give
general
with an actual history-based
causal
the worry
content,
problem
theory of intentional
being
never has to engage
that a person
in direct causal
interactions
with,
say, tigers in order to
token an LOT term that refers to them.
ROBERTD. RUPERT
124
5
Certain
differences
concerned
exist
the present
and Devitt's
in that (a) Devitt
is
project
to separate
semantics
and (b) Devitt
is careful
language
from more
abstract
about
the nature of meaning
it
questions
as the
that Devitt
believes
truth and reference
will ultimately
emerge
with
primarily
about reference
questions
self (although
fundamental
note
semantic
between
natural
once
properties,
the appropriate
naturalistic
methodology
has been
applied in semantics [Devitt, 1994, p. 572]).
6
See Churchland
ology.
7
While
it seems
or not,
is now
she
and Sejnowski
(1992,
p. 61), where
the authors
endorse
similar method
can tell, with a fair degree of reliability,
human
whether,
average
as she had on a
the same thought
this skill
occasion,
having
previous
in our development
term individuation.
of a theory of LOT
This way of
that your
is of limited help
term individuation
LOT
the horse:
it individuates
LOT
puts the cart before
approaching
terms according
to their reference.
If the naturalist
is to locate content
in the natural,
i.e.,
order of nature,
then it seems
that both terms of the 'refers to' relation will
nonsemantic,
to be nonsemantically
have
We
should bear in mind
that in cognitive
science,
been
of as a medium
for the expression
typically
thought
as
the content
of a thought, while
regarding
perhaps
fairly reliable
as indicators
cannot
of thought
be
taken
of the presence
of specific
content,
see note 3 above for discussion
in the mental medium
of the potential
(although
mental
indicators
characters
specified.
have
representations
of content:
intuitions
value of such intuitions).
practical
8
Localized
of the brain
portions
the space to which we might
look
seem
to have
that
specific
jobs to do, and this suggests
of a given LOT term could be of fewer dimen
sions than the one trillion or more
in the text. In any case,
the number
of free
suggested
nature
that result from the localized
will be quite large. Ignoring
parameters
complications
of cognitive
should not materially
affect the arguments
that follow.
processing
in search
A contrasting
arises if one takes seriously
the idea that cognitive
process
complication
in the brain alone (Rockwell,
less localized
1994), and thus is much
ing does not take place
than is often
of "noncranial"
would
alter
not, however,
parameters
thought. The addition
in the text.
the arguments
9
on Van Gelder
The preceding
of dynamical
systems
theory draws
explication
heavily
and Port (1995), Norton
and Giunti
See these sources
for a more
(1995)
(1995).
complete
of the nature of dynamical
and the mathematics
used to analyze
their
systems
explanation
behavior.
10
I will
use
it has been
thought
theory
11
Also
the abbreviation
worked
into a certain
'DS'
systems
only when
talking about dynamical
theory
view of the mind,
is most
i.e., that the mind
productively
to talk about dynamical
I mean
of as a dynamical
instead
system. When
as an area of mathematics,
I refer to it as such.
in general,
see Horgan
to this effect.
and Tienson's
work
(1994,
1996) for arguments
as
systems
Horgan
differ from Van Gelder
and Port's,
in that Horgan
and
arguments
though,
on difficulties
of their emphasis
Tienson
from the frame problem
and
place most
arising
of the computational
the related problem
of cognitive
intractability
processing.
12
are not abstract
For example,
but rather
says, "Representations
symbols
Jeffrey Elman
on
are
a
not
state
but
rather
in the
Rules
in
embedded
space.
operations
symbols
regions
and Tienson's
dynamics
ers while
mental
Elman
have
of the system,
other
making
a dynamics
which
transitions
difficult"
follow
and it does
representations,
it's just that the representations
conceived
them to be" (ibid., p. 195).
says,
movement
permits
(Elman,
rules
and
1995,
when
the rules
from
p.
certain
196). The mind
regions
does
to oth
employ
these representations.
processing
from what we
"may be different
NATURALISTICSEMANTICSAND INDIVIDUATION
13
For
why
from
of eliminativist
claims
coming
examples
of them, see Clark
should be suspicious
we
the DS
and Toribio
camp,
(1994);
125
reasons
together with
are Clark
also relevant
(1991) and Fodor and Pylyshyn (1988), which offer criticisms of connectionist-inspired,
views
eliminativist
that would
to develop
attempt
see Churchland
representation,
14
to imply here
I do not mean
seem
also
some
for a recent
to hold
against DS-inspired
of a noneliminativist,
aspects
And
eliminativism.
connectionist
of
view
(1998).
in no
that the infant's use of the LOT term 'object'
is guided
I merely
that the content
of these other representa
suggest
by other representations;
in fixing
the extension
of 'object' for the infant. The idea is that even
tions is not operative
if there is some degree
of content-based
in the determination
of reference,
interdependence
way
some
terms have
of others;
realist
to have
about
their content
fixed independently
of the content-laden
contribution
at least if one is a
of content
determination
would,
process
not seem to ever be able to get off the ground.
for the
(This demand
terms is similar
to that made
of content
for at least some LOT
by
the entire
otherwise
content,
fixation
independent
in their criticism
Fodor and Lepore
of Paul Churchland's
state-space
semantics
[Fodor
and
Lepore, 1996, pp. 152-155].) See Spelke (1990, 1991) and Bower (1989) for descriptions
of experimental
results
that reveal
the infant's
early
of a strikingly
development
rich
object
concept.
15 am
I
not
is confused
that Elman
about this point, only that this way of talking
saying
can be misleading.
16
we have some way of
terms as
The reader may wonder
whether
ruling out certain LOT
can
content
attractors
other
than
to LOT
the
that
'electron',
bearing
saying
only
correspond
a systematic,
to justify our judgements
terms. One way
be to provide
in this regard would
structures
distinction
between
that would
be appropriate
grounded
physical
physiologically
candidates
for representing
theoretical
and those that would
be appro
concepts
complex
for
As acknowledged
mental
of phonemes.
in note
candidates
being
representations
priate
3 above, this kind of distinction is difficult tomake at the physical level without employing
some
semantic
hunches,
by questioning
only) can help
patients
although
experimental,
physiological
whose
brains are directly
stimulated
data
while
(such
under
as those
local
collected
anaesthetic
as to what
structures would
conclusions
types of physical
justify our general
to play what kinds of semantic
be appropriate
roles in LOT. From a practical
standpoint,
we may be able to justify
in the text by observing
the judgement
that
however,
suggested
in question
and fails to exhibit other
the subject
fails to say sensible
things about electrons
appropriately
17
We
should
electron-directed
not
ignore
behaviors.
the possibility
and cognitive
velopmental
psychology,
nativism
has many
advocates
of
innate
science
contributions
more
generally
1992 includes
to the phase portrait.
In de
(e.g., in psycholinguistics),
a largely approving
review
(Karmiloff-Smith,
the developmental
data supporting
One might
think that the more
nativism).
is governed
and constraints,
the less plausible
cognitive
development
by innate principles
we should find an actual history-based
to one of
for LOT terms, contrary
theory of content
of much
of
the main
Dretske's
much
theses
theory
as cognitive
if not
of
the present
[Cummins,
science
work.
1991,
(This
pp.
has demonstrated
of cognitive
all, aspects
development
is one of Karmiloff-Smith's
primary
points
the development
of the wetware
itself. The
phase
LOT
space
emerge
is especially
of worry
to
has been raised with
respect
to note, however,
It is important
that as
in the way of innate cognitive
biases, many,
are shaped by environmental
interaction
(this
type
105-106]).
in discussing
the nativist
literature),
including
even if the newborn
here
is
that
infant's
point
some innate shape,
the attractors
count as terms in
that are to eventually
interaction
the environment.
with
This point
only as the result of copious
one considers
clear when
on processing,
the distinction
between
constraints
has
126
ROBERTD. RUPERT
of which
is supported
and specific
work,
by the nativist
developmental
at birth. Given
the many
forms an implicit
rule or constraint
represented
could possess much
in the way of innate
(Cummins,
1986), it seems that newborns
1990 for
biases, while
few, if any, innate, explicit mental
(See Keil,
having
representations.
a survey of the various
researchers
have in mind when
types of constraints
developmental
the innate
presence
concepts
can take
explicitly
and biases.)
they talk about innate constraints
18
a
Bartsch
offers
of conceptual
amenable
(1996)
dynamics-based
analysis
development
on the
to the DS view outlined
In Bartsch's
above.
model
the stability
of a concept
depends
on
of structure depends
of structure
in the cognitive
emergence
emergence
system, which
the subject's
direct experience
of the world. Until
the subject cannot be said to possess
the concept
a certain
of structure
stability
in question,
emerges,
While
to Bartsch.
according
Bartsch's analysis is largely in keeping with the DS view briefly described in the text.
as structures
to consciousness
between
and sub
concepts
present
so in a way
seems
to give full
that are not, and she does
that only
status to structures
In
of the former
1996, pp. 430-431).
type (Bartsch,
no special weight
I ignore this distinction,
of LOT
terms, however,
placing
Bartsch
distinguishes
structures
cognitive
representational
my discussion
or lack thereof.
on conscious
accessibility
19
a
terms that is consistent
for LOT
naturalistic
semantics
with DS
theory
Constructing
a
we will
to
In
much
addition
work.
relation,
locating
satisfactory
content-fixing
requires
to DS
to include
at least two following
have
elements,
(a)
relating
specifically
theory:
a principle
of
terms
for LOT
individuation
that
those
separates
attractors
that are
to be
identified with LOT terms from those which should not be, and (b) a principle of ancestry
over
as LOT
that tells us how attractors,
terms, are to be identified
time, as the phase
some distance
Bartsch's
model
(Bartsch,
1996) goes
space in which
they appear changes.
a
in phase
toward characterizing
the sort of stability
space we like to see before we attribute
a
a
to
that
semantic
naturalistic
extensions
concept
subject. However,
theory
assigns
given
a way
to identify
also needs
stable attractors
of a subject's
currently
history
of a current LOT
term can be said to
in order that the content
their early ancestors
its relevant
ancestors.
interactions
have been determined
involving
by past causal
20
no
so
far as I can tell.
As noted
the Crude Causal
has
real
above,
advocates,
Theory
on
the basis
with
in
of the causal
theories
cited
the theoretical
complexity
history-based
given
to use the Crude Causal
to illustrate
the need for a
it will be convenient
Theory
However,
note
4,
a suitable
to identify
relation
worries
about
the mismatch
naturalistic
theory of content
21
see Andrew
Pessin's
But
between
the causal
of
powers
states (Pessin,
1995, p. 39 and passim).
types and those of psychological
see Putnam
statements
and Fodor
of MR,
classic
(1974).
(1967)
neural
22
For
23
R.
Horgan and Tienson (1996, Chap. 9, n. 5) give a brief explanation of why it is empiri
to keep the 'multiples'
important
their argument
in terms of mental
seem
loss of empirical
power would
of multiply
cally
put
realizability
24
The text
in contrast,
favor
1996,
some
of a more
be susceptible
naturalistically
liberal,
of
universe.
While
I agree
desirable,
not
reduction
inevitable"
to some
(1993,
states
fairly
minded
such
philosophers
reject
naturalism
(Baker,
promiscuous
as part of the basic
properties
to or unification
extent
p. 94),
with
with
Baker
I think
small. While
other,
when
there
they
their points about the
interpreted,
to the multiple
limit the discussion
that all legitimate
entities,
require
in nonintentional,
nonsemantic
to characterization
ontologically
that can take semantic
p. 541)
in no need
verse,
semantically
to hold when we
of uninterpreted
LOT terms.
a
whose
strictures
naturalism
suggests
and relations
erties,
realizable
states,
a restrictive
are good
theories
that "Unity
which
reasons,
says
in
view,
p. 94; Shapiro,
furniture
of the uni
1993,
nonsemantic
she
prop
terms;
of
the
is merely
I cannot
NATURALISTICSEMANTICSAND INDIVIDUATION
for a naturalist
not just "merely",
to find unity highly,
desirable:
thus, the
an awareness
as much
theoretical
pursue
though with
unity as possible,
more
so. Even
over what
if
is decidedly
have to settle for the less desirable
into here,
go
127
should
naturalist
that we may
the liberal naturalists
were
it's not
correct,
in the text: even were we take
point
we would
still somehow
the universe,
to attribute
trivializing
a semantically
of natural
graphic
25
The
have
properties
to characterize
extent
undermine
that would
my
as part of the basic
furniture
of
we wish
to which
the entities
we to individuate
properties:
to
of semantic
its
simply
by referring
possession
to be done by our
much
work
of the explanatory
those
p
property
to what
clear
semantic
laden
of
criterion
should
bear
property
semantic
one
be
that I have
semantic
would
risk
words
according
to their
employed
or set of connected
to which
relativization
by
hinted
So not only
pp. 12-13).
to the theory(ies)
used
our
evaluation
of a
text),
theories
1989,
(Cummins,
a given
theory of content
to individuate
in the
the relevant
units
(as argued
representing
semantic
should
also be constrained
naturalistic
theory
by the
or intentional
content:
of reference
be served by our attribution
the discussion
relativize
the naturalist
at already
in the text. A naturalistic
as part of an attempt
to understand
representation
a particular
is a
(and folk theory
empirical
theory
seen
construct
here)
p, we
theory. In addition,
the apparent
facts in the case
goes against
part, we can individuate
properties.
sort of
another
in mind
be especially
sensitive,
semantic
theory should always
possibility
should we
that has
the entity
i.e., nonsemantic,
should
as a theoretical
identification
for the most
where,
language,
and phonemic,
reader
were
semantic
of
explanatory
we should
purposes
not criticize
to
a
to do what
to do in the first place
it was not supposed
naturalistic
semantic
theory for failing
to explain
for its failure
the source of each and every semantic
for example,
intuition we
have about our thoughts.
might
26
Sometimes
Fodor claims only to be giving
sufficient
conditions
for intentionality,
in the
to
to claim
is wrong
is irreducible
show
that Brentano
that intentionality
(Fodor,
attempt
1990a,
p. 96). But
to evaluate
from
the discussion
of Section
2, the worry
to Brentano's
emerges
that we
are
in no
to
applies
cases we know of intentional/representational
If ADT
i.e., human beings.
systems,
cases of representational
does not apply to the best (only?)
that we know of, what
systems
to
could be a naturalist's
for claiming
that asymmetric
is one way
justification
dependence
position
the best
fix
27
sentations,
processes
more,
raised
LOT
alleged
solution
problem
unless
ADT
a solution
to Brentano's
and thus provides
problem?
about the specific
characteristics
of these repre
say much
physical
can
that
to
exhibit
formal
which
beyond
they
claiming
computational
properties
are sensitive
Fodor does say
Fodor,
1994, Lecture
(see, for example,
1). When
intentional
Rarely
Fodor's
content,
does
Fodor
an objection
For example,
in discussing
to ADT
terribly
enlightening.
the
Fodor
of
that
for
Ned
about
the
of
Block,
says
purpose
by
talking
tokening
we should understand
terms in counterfactual
the term 'cow' as a "phono
situations,
it is not
that terms in LOT
1990a, p. 111). However,
(Fodor,
sequence"
given
seems as if it
and are not written,
this talk of phonology
and orthography
to be metaphorical.
in the text is that Fodor does not offer a theory
My concern
logical/orthographic
cannot be heard
would
have
of LOT term individuation thatmight legitimate thismetaphor.
The readermay be put off by my use of a quotation from Fodor (1990b), given that
has openly
renounced
the views
there. While
Fodor has given up on the
expressed
to LOT
semantics
described
in 1990b, he has not given up his view
teleological
approach
of the physical
constitution
summarized
in the passage
of LOT terms, so neatly
in
quoted
the text (cf. Fodor,
1990a, p. 159).
28
on family
I have
in mind
The empirical
work
is the work
resemblance
and the pro
structure
of concepts.
The early, ground-breaking
work
in this vein
is
totype/stereotype
Fodor
128
in Smith
summarized
Keil,
and Medin
the more
of
mitigation
structure
extreme
et al.,
(Armstrong
the basic
1989),
point
ROBERTD. RUPERT
the past fifteen
years have seen a
although
the prototype/stereotype-based
view of concept
and
1985; Murphy,
1989; Murphy
1988;
Medin,
seems
to stand: humans
rely largely on nondefini
And
(1981).
claims
1983;
of
Smith,
of this work
For a recent discussion
in applying
of the bearing
of the nature
concepts.
on philosophical
somewhat
in keeping
with
the view expressed
method,
here,
Putnam
and Tienson,
1996, pp. 142-143.
(1975) and Stich (1983) also provide
to philosophical
of a stereotype-based
view of concepts
provocative
applications
questions,
in Putnam's
in Stich's
about reference,
case, and the nature of mental
states,
(although
by
heuristics
tional
of concepts
see Horgan
or
Putnam's
endorse without
qualification
of concepts
and meanings
his
throughout
seem to be an intellectual
1953) for what would
to these applications,
I do not thereby
referring
Stich's
See
discussions
results).
Wittgenstein's
Investigations
Philosophical
(Wittgenstein,
ancestor
views
of the nature and structure of concepts.
of many
contemporary
a limited endorsement
of the stereotype/prototype
view of concept
structure,
By giving
are stereotypes.
to imply that word meanings
I do mean
1981, Chap.
10, and
Fodor,
(See
Fodor
and Lepore,
be word
meanings,
with
can
to doubt that stereotypes/prototypes
1992, Chap. 6, for good reasons
useful
of 'meanings'.)
Even
if concepts
interpretation
given one highly
some of our LOT
or natural
to attach
terms to
structure
language
help
prototype
determinate
external
themselves,
concepts
lack such determinacy.
because
the concepts
in nature,
complex
of
meanings
as guides
(Note
discussed
whereas
the sort Fodor
favor (Fodor,
might
of LOT or natural
to the application
that I have kept
1990a,
are such
atomic
ones,
29
Cf. David
-
terms
of LOT
the
separate
concepts
as stereotypes
are typically
in the psychological
literature
are atomic
terms I have
terms. This
in mind
the LOT
leaves
open the possibilities (1) that the typical concept discussed in the psychological
is a collection
6),
Chap.
terms, may
language
and LOT
this is
terms,
that each
often
called
'features'
to one
is identical
atomic
-
and
that
(2)
LOT
some
literature
the
concepts,
term.)
in a different,
of the
Lewis's
similar, context,
dismissal,
importantly
although
of a hypothetical
theoretical
relevance
mad,
1980, p. 221).
(Lewis,
unique Martian
30
to my attention
are
the fact that both of these points
A referee
for this journal brought
concern
context.
in the present
of particular
31
not with
I have dealt only with
of interpersonal
the question
comparison,
intrapersonal
an additional
The latter should be handled
although
complication
analogously,
comparison.
a single
of attractors within
about
the stability
when we wonder
subject over time:
we must
can
content
to fully explain
be
how meaningful
made,
intrapersonal
comparisons
on the appropriate
to characterize
in a dynamical
the structural
continuities
decide
way
over time; see notes
18 and 19.
space changes
system whose
phase
32
For a start, see the essays
that addresses
these questions.
There
is a wealth
of literature
arises
inPart I ofMacdonald andMacdonald (1995); also valuable areVan Gelder (1990), Clark
(1991), Clark and Toribio (1994), Horgan and Tienson (1996), Garson (1997), Ramsey
(1997) and theworks of DS theorists discussed in Section 4 above.
33
There
exist
the uncovering
within
cognitive
1989,
pp.
other
of
mathematical
methods
structure
syntactic
viewed
systems
and
192-193)
tensor
or
that, when
properly
to the characterization
as dynamical
product
encoding
of
employed,
individual
may
LOT
lead
to
terms
The use of cluster analysis
(Clark,
systems.
schemes
1991) are two such
(Smolensky,
possibilities.
34Van Gelder and Port
(1995), Clark (1995) andMcClamrock
or another,
as)
when
we
implementation
at the cognitive
works
(1995) argue that in one way
of
systems,
cognitive
knowledge
study
on our understanding
can have great bearing
details
human
level.
(what
are
of how
of
thought
the system
NATURALISTICSEMANTICSAND INDIVIDUARON
129
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