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0000000213276378,Açı
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D:ht
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0000000290752112,
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D:ht
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D:ht
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0000000338216678,Ber
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D:ht
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0000000346253727,
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D:ht
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D:ht
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D:ht
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D:ht
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D:ht
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Dl
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D:ht
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D:ht
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D:ht
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Dl
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D:ht
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D:
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D:ht
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Gamar
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Dl
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D:ht
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Dl
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D:ht
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Genç,El
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D:ht
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D:
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D:ht
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Haj
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Dl
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D:ht
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D:ht
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D:ht
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D:ht
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D:ht
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D:ht
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Dl
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D:ht
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Dl
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D:ht
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Dl
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0000000254847974,Mi
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D:ht
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Dl
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ht
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Dl
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D:ht
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0000000245678742,Ol
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Dl
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D:ht
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0000000226606807,Oppenhei
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Dl
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D:
ht
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0000000179736173,Ost
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D:ht
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0000000284379147,
Özdemi
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Dl
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D:ht
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000000026869645X,
Papat
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D
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D:ht
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Dl
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D:
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000000030302684X,Pet
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Dl
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D:
ht
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Dl
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D:
ht
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D:ht
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000000034477289X,
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D:ht
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Dl
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D:
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Dl
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D:ht
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Dl
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D:
ht
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0000000343778659,Radovi
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Dl
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D:ht
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0000000178387952,
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r
aORCI
Dl
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D:
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0000000277605193,RasheedRaheem,
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Dl
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D:
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Submitted Manuscript: Confidential
Template revised February 2021
A genetic probe into the ancient and medieval
history of Southern Europe and West Asia
5
10
15
20
25
30
35
40
Iosif Lazaridis1,2,*†, Songül Alpaslan-Roodenberg2,3,*†, Ayşe Acar4, Ayşen Açıkkol5, Anagnostis
Agelarakis6, Levon Aghikyan7, Uğur Akyüz8, Desislava Andreeva9, Gojko Andrijasevic10,
Dragana Antonović11, Ian Armit12, Alper Atmaca13, Pavel Avetisyan7, Ahmet İhsan Aytek14,
Krum Bacvarov15, Ruben Badalyan7, Stefan Bakardzhiev16, Jacqueline Balen17, Lorenc Bejko18,
Rebecca Bernardos2, Andreas Bertsatos19, Hanifi Biber20, Ahmet Bilir21, Mario Bodružić22,
Michelle Bonogofsky23, Clive Bonsall24, Dušan Borić25, Nikola Borovinić26, Guillermo Bravo
Morante3, Katharina Buttinger3, Kim Callan2,27, Francesca Candilio28, Mario Carić29, Olivia
Cheronet3, Stefan Chohadzhiev30, Maria-Eleni Chovalopoulou19, Stella Chryssoulaki31, Ion
Ciobanu32,33, Natalija Čondić34, Mihai Constantinescu35, Emanuela Cristiani36, Brendan J.
Culleton37, Elizabeth Curtis2,27, Jack Davis38, Tatiana I. Demcenco39, Valentin Dergachev40,
Zafer Derin41, Sylvia Deskaj42, Seda Devejyan7, Vojislav Djordjević43, Kellie Sara Duffett
Carlson3, Laurie R. Eccles44, Nedko Elenski45, Atilla Engin46, Nihat Erdoğan47, Sabiha ErirPazarcı48, Daniel M. Fernandes3,49, Matthew Ferry2,27, Suzanne Freilich3, Alin Frînculeasa50,
Michael L. Galaty42, Beatriz Gamarra51,52,53, Boris Gasparyan7, Bisserka Gaydarska54, Elif
Genç55, Timur Gültekin56, Serkan Gündüz57, Tamás Hajdu58, Volker Heyd59, Suren Hobosyan7,
Nelli Hovhannisyan60, Iliya Iliev16, Lora Iliev2,27, Stanislav Iliev61, İlkay İvgin62, Ivor Janković29,
Lence Jovanova63, Panagiotis Karkanas64, Berna Kavaz-Kındığılı65, Esra Hilal Kaya66, Denise
Keating3, Douglas Kennett37,67, Seda Deniz Kesici68, Anahit Khudaverdyan7, Krisztián Kiss58,69,
Sinan Kılıç20, Paul Klostermann70, Sinem Kostak Boca Negra Valdes68, Saša Kovačević71,
Marta Krenz-Niedbała72, Maja Krznarić Škrivanko73, Rovena Kurti74, Pasko Kuzman75, Ann
Marie Lawson2,27, Catalin Lazar76, Krassimir Leshtakov77, Thomas E. Levy78, Ioannis
Liritzis79,80, Kirsi O. Lorentz81, Sylwia Łukasik72, Matthew Mah2,27,82, Swapan Mallick2,27,
Kirsten Mandl3, Kristine Martirosyan-Olshansky83, Roger Matthews84, Wendy Matthews84,
Kathleen McSweeney24, Varduhi Melikyan7, Adam Micco2, Megan Michel1,2,27, Lidjia
Milasinovic85, Alissa Mittnik1,2,86, Janet M. Monge87, Georgi Nekhrizov15, Rebecca Nicholls88,
Alexey G. Nikitin89, Vassil Nikolov15, Mario Novak29, Iñigo Olalde2,90, Jonas Oppenheimer2,27,
Anna Osterholtz91, Celal Özdemir13, Kadir Toykan Özdoğan3, Nurettin Öztürk65, Nikos
Papadimitriou92, Niki Papakonstantinou93, Anastasia Papathanasiou94, Lujana Paraman95, Evgeny
G. Paskary96, Nick Patterson1,82, Ilian Petrakiev45, Levon Petrosyan7, Vanya Petrova77, Anna
Philippa-Touchais97, Ashot Piliposyan98, Nada Pocuca Kuzman75, Hrvoje Potrebica99, Bianca
Preda-Bălănică59, Zrinka Premužić100, T. Douglas Price101, Lijun Qiu2,27, Siniša Radović102,
Kamal Raeuf Aziz103, Petra Rajić Šikanjić29, Kamal Rasheed Raheem103, Sergei Razumov104,
Amy Richardson84, Jacob Roodenberg105, Rudenc Ruka74, Victoria Russeva106, Mustafa Şahin57,
Ayşegül Şarbak107, Emre Savaş68, Constanze Schattke3, Lynne Schepartz108, Tayfun Selçuk68,
Ayla Sevim-Erol109 Michel Shamoon-Pour110, Henry M. Shephard111, Athanasios Sideris112,
Angela Simalcsik32,113, Hakob Simonyan114, Vitalij Sinika104, Kendra Sirak2, Ghenadie Sirbu115,
Mario Šlaus116, Andrei Soficaru35, Bilal Söğüt117, Arkadiusz Sołtysiak118, Çilem SönmezSözer109, Maria Stathi119, Martin Steskal120, Kristin Stewardson2,27, Sharon Stocker38, Fadime
Suata-Alpaslan121, Alexander Suvorov59, Anna Szécsényi-Nagy122, Tamás Szeniczey58, Nikolai
Telnov104, Strahil Temov123, Nadezhda Todorova77, Ulsi Tota74,124, Gilles Touchais125, Sevi
Triantaphyllou93, Atila Türker126, Marina Ugarković71, Todor Valchev16, Fanica Veljanovska123,
1
Submitted Manuscript: Confidential
Template revised February 2021
Zlatko Videvski123, Cristian Virag127, Anna Wagner3, Sam Walsh128, Piotr Włodarczak129, J.
Noah Workman2, Aram Yardumian130,131, Evgenii Yarovoy132, Alper Yener Yavuz133, Hakan
Yılmaz20, Fatma Zalzala2,27, Anna Zettl3, Zhao Zhang2, Rafet Çavuşoğlu20, Nadin Rohland2, Ron
Pinhasi3,134*, David Reich1,2,27,82*
5
Affiliations:
1
Department for Human Evolutionary Biology, Harvard University, Cambridge, MA 02138, USA
2
Department of Genetics, Harvard Medical School, Boston, MA 02115, USA
3
Department of Evolutionary Anthropology, University of Vienna, 1090 Vienna, Austria
4
10
Mardin Artuklu University, Faculty of Letters, Department of Anthropology, Artuklu, 47510,
Mardin, Turkey
5
Sivas Cumhuriyet University, Faculty of Letters, Department of Anthropology, 58140 Sivas, Turkey
6
Department of History, Adelphi University, Garden City, NY 11530, USA
7
Institute of Archaeology and Ethnography, NAS RA, 0025 Yerevan, Armenia
Samsun Museum of Archeology and Ethnography, Kale Mahallesi, Merkez, İlkadım, 55030 Samsun,
Turkey
8
15
9
20
Iskra Museum of History, 6100 Kazanlak, Bulgaria
10
Historical Musem in Kotor, 85330 Kotor, Montenegro
11
Institute of Archaeology, 11000 Belgrade, Serbia
12
Department of Archaeology, University of York, York, YO1 7EP, UK
13
Amasya Archaeology Museum, Mustafa Kemal Paşa Caddesi, 05000 Amasya, Turkey
14
Burdur Mehmet Akif University, Faculty of Arts and Science, Department of Anthropology, 15100
Burdur, Turkey
15
National Institute of Archaeology and Museum, Bulgarian Academy of Sciences, 1000 Sofia,
Bulgaria
25
16
Yambol Regional Historical Museum, 8600 Yambol, Bulgaria
17
Archaeological Museum in Zagreb, 10000 Zagreb, Croatia
18
Department of Archaeology and Heritage Studies, University of Tirana, Tirana 1010, Albania
19
Department of Animal and Human Physiology, Faculty of Biology, School of Sciences, National
and Kapodistrian University of Athens, 10679 Athens, Greece
30
Van Yüzüncü Yıl University, Faculty of Humanities, Department of Archaeology, 65090 Tuşba,
Van, Turkey
20
21
Düzce University, Faculty of Science and Letters, Department of Archaeology, 81620 Düzce,
Turkey
35
22
Stratum Ltd., 21218 Seget Donji, Croatia
23
Independent Researcher, Berkeley, CA 94720, USA
24
School of History, Classics and Archaeology, University of Edinburgh, Edinburgh, EH8 9AG, UK
2
Submitted Manuscript: Confidential
Template revised February 2021
25
The Italian Academy for Advanced Studies in America, Columbia University, New York, NY
10027, USA
5
26
Center for Conservation and Archaeology of Montenegro, 81250 Kotor, Montenegro
27
Howard Hughes Medical Institute, Harvard Medical School, Boston, MA 02115, USA
28
Servizio di Bioarcheologia, Museo delle Civiltà, 00144 Rome, Italy
29
Centre for Applied Bioanthropology, Institute for Anthropological Research, 10000 Zagreb, Croatia
30
University of Veliko Tarnovo "St. St. Cyril and Methodius", 5003 Veliko Tarnovo, Bulgaria
31
Hellenic Ministry of Culture and Sports, Ephorate of Antiquities of Piraeus and the Islands, 10682
Piraeus, Greece
10
”Orheiul Vechi” Cultural-Natural Reserve, Institute of Bioarchaeological and Ethnocultural
Research, 3552 Butuceni, Moldova
32
33
15
National Archaeological Agency, 2012 Chișinău, Moldova
34
Archaeological Museum in Zadar, 23000 Zadar, Croatia
35
Fr. I. Rainer" Institute of Anthropology, 050711 Bucharest, Romania
36
Department of Oral and Maxillo-Facial Sciences, Sapienza University of Rome, 00161 Rome, Italy
37
Institutes of Energy and the Environment, The Pennsylvania State University, University Park, PA
16802, USA
20
25
38
University of Cincinnati, Department of Classics, Cincinnati, OH 45221, USA
39
Independent Researcher, Aberystwyth SY23 4UH, UK
40
Center of Archaeology, Institute of Cultural Heritage, Academy of Science of Moldova, 2001
Chișinău, Moldova
41
Ege University, Faculty of Letters, Department of Archaeology, 35100 Bornova-Izmir, Turkey
42
University of Michigan, Museum of Anthropological Archaeology, Ann Arbor, MI 48109, USA
43
Narodni muzej Pančcevo, 26101 Pančevo, Serbia
44
Human Paleoecology and Isotope Geochemistry Lab, Department of Anthropology, The
Pennsylvania State University, University Park, PA 16802, USA
45
Regional Museum of History - Veliko Tarnovo, 5000 Veliko Tarnovo, Bulgaria
46
Gaziantep University, Faculty of Science and Letters, Department of Archaeology, 27310
Gaziantep, Turkey
30
35
47
Mardin Archaeological Museum, Şar, Cumhuriyet Meydanı üstü, 47100 Artuklu, Mardin, Turkey
48
Muğla İl Kültür ve Turizm Müdürlüğü, 48000 Muğla, Turkey
49
CIAS, Department of Life Sciences, University of Coimbra, 3000-456 Coimbra, Portugal
50
Prahova County Museum of History and Archaeology, 100042 Ploiești, Romania
51
Institut Català de Paleoecologia Humana i Evolució Social, 43007 Tarragona, Spain
52
Universitat Rovira i Virgili, Departament d’Història i Història de l’Art, 43002 Tarragona, Spain
53
School of Archaeology and Earth Institute, University College Dublin, Belfield, Dublin 4, Ireland
54
Department of Archaeology, Durham University, Durham, DH1 3LE, UK
3
Submitted Manuscript: Confidential
Template revised February 2021
Çukurova University, Faculty of Science and Letters, Department of Archaeology, 01330 BalçalıSarıçam-Adana, Turkey
55
Ankara University, Faculty of Humanities, Department of Anthropology, 06100 Sıhhiye, Ankara,
Turkey
56
5
Uludağ University, Faculty of Science and Letters, Department of Archaeology, 16059 Görükle,
Bursa, Turkey
57
58
Department of Biological Anthropology, Institute of Biology, Eötvös Loránd University, Budapest,
Hungary
10
59
Department of Cultures, University of Helsinki, 00100 Helsinki, Finland
60
Yerevan State University, 0025 Yerevan, Armenia
61
Regional Museum of History, 6300 Haskovo, Bulgaria
62
Ministry of Culture and Tourism, İsmet İnönü Bulvarı, 06100 Emek, Ankara, Turkey
63
Museum of the City of Skopje, 1000 Skopje, North Macedonia
64
15
Malcolm H. Wiener Laboratory, American School of Classical Studies at Athens, 10676 Athens,
Greece
65
Atatürk University, Faculty of Letters, Department of Archaeology, 25100 Erzurum, Turkey
Muğla Archaeological Museum and Yatağan Thermal Power Generation Company, Rescue
Excavations, 48000 Muğla, Turkey
66
67
20
Department of Anthropology, University of California Santa Barbara, Santa Barbara, CA 93106,
USA
68
25
Bodrum Museum of Underwater Archeology, Çarşı Neighbourhood, 48400 Bodrum, Muğla, Turkey
69
Department of Anthropology, Hungarian Natural History Museum, 1117 Budapest, Hungary
70
Natural History Museum Vienna, Department of Anthropology, 1010 Vienna, Austria
71
Institute of Archaeology, 10000 Zagreb, Croatia
72
Faculty of Biology, Adam Mickiewicz University in Poznań, 61-614 Poznań, Poland
73
Municipal Museum Vinkovci, 32100 Vinkovci, Croatia
74
Prehistory Department, Albanian Institute of Archaeology, Academy of Albanian Studies, 1000
Tirana, Albania
75
30
National Museum in Ohrid, 6000 Ohrid, North Macedonia
76
ArchaeoSciences Division, Research Institute of the University of Bucharest, University of
Bucharest, 050663 Bucharest, Romania
77
Department of Archaeology, St. Kliment Ohridski University of Sofia, 1504 Sofia, Bulgaria
78
Department of Anthropology, UC San Diego, La Jolla, CA 92093, USA
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Key Research Institute of Yellow River Civilization and Sustainable Development and the
Collaborative Innovation Center on Yellow River Civilization of Henan Province, Laboratory of
Yellow River Cultural Heritage, Henan University, 475001 Kaifeng, China
80
European Academy of Sciences & Arts, St. Peter-Bezirk 10, A-5020 Salzburg, Austria
81
The Cyprus Institute, Science and Technology in Archaeology and Culture Research Center, 2121
Aglantzia, Nicosia, Cyprus
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Broad Institute of Harvard and MIT, Cambridge, MA 02142, USA
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Cotsen Institute of Archaeology, UCLA, Los Angeles, CA 90095, USA
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Department of Archaeology, University of Reading, Reading, RG6 6AB, UK
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National Museum of Kikinda, 23300 Kikinda, Serbia
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Department of Archaeogenetics, Max Planck Institute for Evolutionary Anthropology, Deutscher
Platz 6, 04103 Leipzig, Germany
87
University of Pennsylvania Museum of Archaeology and Anthropology, Philadelphia, PA 19104,
USA
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School of Archaeological and Forensic Sciences, Faculty of Life Sciences, University of Bradford,
Bradford, BD7 1DP, UK
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Department of Biology, Grand Valley State University, Allendale, MI 49401, USA
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BIOMICs Research Group, University of the Basque Country UPV/EHU, 01006 Vitoria-Gasteiz,
Spain
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Department of Anthropology and Middle Eastern Cultures, Mississippi State University, MS 39762,
USA
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Paul and Alexandra Canellopoulos Museum, 105-55 Athens, Greece
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Faculty of Philosophy, School of History and Archaeology, Aristotle University of Thessaloniki,
54124 Thessaloniki, Greece
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Ephorate of Paleoantropology and Speleology, Greek Ministry of Culture, 11636 Athens, Greece
95
Muzej grada Trogira, 21220 Trogir, Croatia
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Moldovan Historic - Geographical Society, 2044 Chișinău, Moldova
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French School of Archaeology at Athens, 10680 Athens, Greece
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Armenian State Pedagogical University After Khachatur Abovyan, 0010 Yerevan, Armenia
99
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Department of Archaeology, Faculty of Humanities and Social Sciences, University of Zagreb,
10000 Zagreb, Croatia
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Independent Researcher, 10000 Zagreb, Croatia
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University of Wisconsin-Madison, Laboratory for Archaeological Chemistry, Madison, WI 53706,
USA
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Institute for Quaternary Palaeontology and Geology, Croatian Academy of Sciences and Arts,
10000 Zagreb, Croatia
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Sulaimaniyah Directorate of Antiquities and Heritage, Sulaimaniyah, Iraq
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Pridnestrovian University named after Taras Shevchenko, 3300 Tiraspol, Moldova
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The Netherlands Institute for the Near East, 2311 Leiden, Netherlands
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Bulgarian Academy of Science, Institute of Experimental Morphology, Pathology and Archeology
with Museum, 1113 Sofia, Bulgaria
107
Hitit University, Faculty of Science and Letters, Department of Antrophology, 19040 Çorum,
Turkey
108
School of Anatomical Sciences, The University of the Witwatersrand, 2193 Johannesburg, South
Africa
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Ankara University, Faculty of Language and History - Geography, Department of Anthropology,
06100 Sıhhiye, Ankara, Turkey
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Binghamton University, Department of Anthropology, Binghamton University, Binghamton, NY
13902, USA
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Archaeological Institute of America, Boston, MA 02108, USA
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Institute of Classical Archaeology, Charles University, 11636 Prague, Czechia
"Olga Necrasov” Centre of Anthropological Research, Romanian Academy Iași Branch, 2012 Iaşi
Romania
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Scientific Research Center of The Historical And Cultural Heritage, 0010, Yerevan, Armenia
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Thracology Scientific Research Laboratorary of the State University of Moldova, Department of
Academic Management, Academy of Science of Moldova, 2009 Chișinău, Moldova
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Anthropological Center of the Croatian Academy of Sciences and Arts, 10000 Zagreb, Croatia
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Pamukkale University, Faculty of Science and Arts, Department of Archaeology, 20070 Denizli,
Turkey
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Faculty of Archaeology, University of Warsaw, 00-927 Warszawa, Poland
119
Ephorate of Antiquities of East Attica, Ministry of Culture and Sports, 10682 Athens, Greece
120
Austrian Archaeological Institute at the Austrian Academy of Sciences, 1190 Vienna, Austria
121
Istanbul University, Faculty of Letters, Department of Anthropology, 34134 Istanbul, Turkey
122
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Institute of Archaeogenomics, Research Centre for the Humanities, Eötvös Loránd Research
Network, 1097 Budapest, Hungary
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Archaeology Museum of North Macedonia, 1000 Skopje, North Macedonia
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University of Avignon, Avignon, France
125
Université Paris 1 Panthéon-Sorbonne, F-75006 Paris, France
Ondokuz Mayıs University, Faculty of Science and Letters, Department of Archaeology, 55139
Atakum-Samsun, Turkey
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Satu Mare County Museum, 440031 Satu Mare, Romania
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School of Natural Sciences, University of Central Lancashire, Preston, PR1 2HE, UK.
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Institute of Archaeology and Ethnology, Polish Academy of Sciences, 31-016 Kraków, Poland
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Department of History-Social Sciences, Bryn Athyn College, Bryn Athyn, PA 19009, USA
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University of Pennsylvania, Penn Museum, PA 19104, USA
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Moscow Region State University, Moscow Region, 141014 Mytishi, Russia
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Burdur Mehmet Akif Ersoy University, Istiklal Campus, Department of Anthropology, 15100
Burdur, Turkey
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Human Evolution and Archaeological Sciences, University of Vienna, Vienna, Austria.
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† Co-lead authors
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* Corresponding authors. E-mail: Iosif Lazaridis (lazaridis@genetics.med.harvard.edu), Songül AlpaslanRoodenberg (msglalpaslan@gmail.com), Ron Pinhasi (ron.pinhasi@univie.ac.at), David Reich
(reich@genetics.med.harvard.edu)
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Abstract: Literary and archaeological sources have preserved a rich history of southern Europe
and West Asia since the Bronze Age that can be complemented by genetics. Mycenaean period
elites in Greece did not differ from the general population, and included both people with some
steppe ancestry, and others, like the Griffin Warrior, without it. Similarly, people in the central
area of the Urartian Kingdom around Lake Van lacked the steppe ancestry characteristic of the
kingdom’s northern provinces. Anatolia exhibited extraordinary continuity down to the Roman
and Byzantine periods, with its people serving as the demographic core of much of the Roman
Empire, including the city of Rome itself. During medieval times, migrations associated with
Slavic and Turkic speakers profoundly impacted the region.
One-Sentence Summary: Polities of the ancient Mediterranean world preserved contrasts of
ancestry since the Bronze Age but were linked by migration.
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Main Text: The works of ancient writers provide powerful information about the ancient world,
recording information on different groups, their political organization, customs, relations, and
military conflicts. The manuscript tradition has been augmented by the archaeological record
which also included the discovery of diverse texts of past Mediterranean and West Asian
civilizations. Here, we leverage the power of ancient DNA to provide a third source of
information about the people inhabiting the states and empires of the past. Many of these aspects
have been recorded, or hinted at, in ancient texts composed close to the time of the events they
describe. However, no text is fully objective, and is inevitably shaped by authors’ biases and
world views. Ancient DNA provides independent evidence, with its own strengths and
weaknesses, and cannot paint a picture of the past on its own. Nonetheless, it complements the
ancient texts and evidence from archaeology. By using genetic data we can hope to obtain a
more nuanced impression of past processes, especially regarding movements of people and
biological phenotypes, than would be possible without such data.
This study is a part of a comprehensive archaeogenetic study of the genetic history of the
populations of the Southern Arc spanning a trio of papers. For a description of the full dataset
and analysis framework and characterization of the population history of the Chalcolithic and
Bronze Age periods see (1). For analysis of the population history of the Neolithic, see (2). The
present study focuses on peoples for which there is also information from written texts, and a
main theme is to test the extent to which textual insights are supported or not by the genetic data,
and furthermore to explore what complementary information genetics can provide. When we
reference ancient literature, we use standard abbreviations for locating passages in online
repositories of texts such as the Perseus Digital Library(3). Our study begins at the end of the
Bronze Age, and traces the region’s history via the 1st millennium BCE, through the Roman
Empire and to the present, a timespan of more than three thousand years.
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The Bronze Age Aegean World
Previous work has demonstrated that the Bronze Age civilizations of Greece of the periods
labeled Minoan (on the island of Crete, spanning the entirety of the Bronze Age ~35001100BCE) and Mycenaean (on the Greek mainland and its islands, spanning the latter part of the
Bronze Age since the last phase of the Middle Helladic period to the end of the Late Helladic
period ~1750-1050BCE) (4) were inhabited by genetically similar populations that traced most
of their ancestry to the Neolithic inhabitants of the region and who, in turn, were related to the
farmers of Anatolia (4-7). We refer to people associated with these archaeological contexts as
Minoan and Mycenaean, recognizing that the people themselves would almost certainly not have
considered themselves as belonging to two groups defined according to this framework defined
by modern archaeology, and that there was in fact extensive genetic variation in ancestry among
people associated with such cultures, as we prove here for the first time. Both Mycenaeans and
Minoans possessed extra “eastern” Caucasus-related ancestry compared to the Neolithic
inhabitants of Greece, but differed from each other in that the Mycenaeans taken as a group had
some steppe ancestry that Minoans lacked (4). Here we extend the geographical sampling to
multiple new sites, complementing published Mycenaean data from the Peloponnese and Salamis
and Minoan data from Lasithi and Moni Odigitria(4). From Crete, we report a Middle Minoan
individual from Zakros. From mainland contexts we report the first Mycenaean data from central
Greece—that is, the previously unsampled region north of the Isthmus of Corinth—including
Attica, Kastrouli near Delphi in Phokis, and Lokris in Phthiotis. South of the Isthmus in the
Peloponnese, we report data from many individuals from the “Palace of Nestor” at Pylos and its
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environs, including the elite “Griffin Warrior”, a young (30-35 years old) male buried in a large
stone-built tomb with hundreds of precious artifacts, many of them made in Minoan Crete (8).
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To contextualize the transformations in the Bronze Age Aegean, it is critical to characterize the
pre-Bronze Age genetic landscape (Fig. 1). We begin with the Neolithic inhabitants (4, 6, 7),
estimating proportions of ancestry using a 5-source model that we developed for Southern Arc
Holocene populations (1) which includes as proxies for the sources Caucasus hunter-gatherers
(9), Eastern European hunter-gatherers (5, 10), Levantine Pre-Pottery Neolithic (11), Balkan
hunter-gatherers from the Iron Gates in Serbia (7), and Northwestern Anatolian Neolithic from
Barcın (5). We infer that not only Neolithic Greeks from the Peloponnese (7), but also from
Northern Greece (6) possessed ~8-10% Caucasus hunter-gatherer-related ancestry (Fig. 1C).
Such ancestry was inferred for Southeastern Europe Neolithic populations in general in contrast
to central-western Europe (1) and provides proof of multiple streams of migration from different
Anatolian Neolithic populations into Europe.
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Both Caucasus- and Eastern European hunter-gatherer-related ancestry increased in the Bronze
Age in the Aegean just as the Anatolian-related ancestry decreased (Fig. 1), with Mycenaean
Greeks having 21.2±1.3% for Caucasus hunter-gatherer ancestry and 4.3±1.0% Eastern
European hunter-gatherer . Given the evenly balanced proportions of these components in the
Yamnaya and the “high steppe” cluster from the Balkans(1), it can be assumed that the Eastern
European hunter-gatherer component in the Aegean was not introduced there on its own, but was
accompanied by an approximately matching amount of Caucasus hunter-gatherer ancestry, thus
leaving a remainder of ~21.2-4.3=16.9% Caucasus hunter-gatherer. This allows us to infer that
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steppe migrants admixed with a population whose composition must have included
100−2∗4.3
~18.5% Caucasus hunter-gatherer-related ancestry. Remarkably, the estimated proportion of
Caucasus hunter-gatherer ancestry in Minoans is a virtually identical 18.3±1.2%. Thus, our
analyses resolve the question of the origins of the Late Bronze Age population by strongly
supporting one of two previously proposed hypotheses (4): that Mycenaeans were the outcome
of admixture of Yamnaya-like steppe migrants with a Minoan-like substratum, rather than the
hitherto plausible alternative scenario of an Anatolian Neolithic-like substratum admixing with
an Armenian-like population from the east. This alternative scenario is further contradicted by
the fact that pre-Mycenaean period individuals belonging to the Early Bronze Age from the
islands of the Cyclades and Euboea in southern Greece ~2,500BCE (12) had 21.2±1.7%
Caucasus hunter-gatherer-related ancestry(12), consistent with our inferred proportion and
providing direct evidence for the predicted Minoan-like substratum (4).
The fact that Mycenaeans can be modelled as a mixture in an ~1:10 ratio of a Yamnaya-like
steppe-derived population and a Minoan/Early Bronze Age-like Aegean population suggests that
any contribution of geographically intermediate populations (between the steppe and the
Aegean) to the formation of Mycenaeans was minor. This conclusion is further supported by: (i)
the lower (~5%) Caucasus hunter-gatherer ancestry in the Neolithic of the Balkans compared to
the ~20% inferred for the Aegean substratum(1), (ii) the near absence of Balkan hunter-gatherer
(Fig. S1) ancestry in the Aegean in contrast to other Southeastern European populations (~10%)
(1), and (iii) the presence of Yamnaya-like individuals with minimal local ancestry, immediately
to the north of the Aegean, in Albania and Bulgaria during the Early Bronze Age (1). Whatever
the genetic makeup of people mediating the spread of steppe ancestry into the ancestors of
Mycenaeans, the genetic impact of steppe on Aegean populations was quantitatively minor. We
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estimate the Yamnaya-related steppe ancestry proportion in Mycenaeans to be ~1/3 of the level
in the Balkans to the north, ~1/2 of that in Armenia in the east, and ~1/5-1/8 of populations of
central-northern Europe associated with the Bell Beaker and Corded Ware cultures (1).
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Eastern European hunter-gatherer ancestry as a marker for Yamnaya steppe pastoralist ancestry
is absent in a newly reported Middle Minoan period individual from Zakros in the eastern edge
of Crete, generally similar to those previously published (13), but with significant Levantine
ancestry (30.5±9.1%) which is consistent with her either being a migrant to the island from the
east or part of a structured Cretan population whose past ethnic diversity was noted as early as
the Odyssey of Homer (Hom. Od. 19.172-177).
We show, for the first time, that Eastern European hunter-gatherer ancestry was also absent in
some Mycenaean individuals, suggesting that while the contrast between the mainland and Crete
was significant (Fig. S1), the penetration of Eastern European hunter-gatherer ancestry did not
reach the totality of the mainland population during the Late Bronze Age and was even
significantly variable within Mycenaean sites. The Griffin Warrior (14), the earliest individual
(~1450 BCE) from the Palace of Nestor in Pylos, is genetically right in the middle of the general
population of the Aegean, and was thus plausibly of local Aegean origin. He had no detectable
Eastern European hunter-gatherer ancestry (compared to the average of 4.8±1.1% for the rest of
the Mycenaean-era individuals sampled at the Palace; Fig. 1H). This finding could be consistent
with a Cretan origin of this individual or his ancestors; alternatively, he could be drawn from a
mainland population that had not experienced Eastern European hunter-gatherer admixture, as
could two later individuals from Pylos, one buried near the Palace in a chamber tomb, and
another in a cist grave. Variation in Eastern European hunter-gatherer ancestry is observed at
short geographical distance scales and within the same time periods, as we observe that 4
individuals (~1450BCE) of the sample of individuals from Attica buried at Kolikrepi-Spata had
only 2±1% Eastern European hunter-gatherer ancestry that was significantly less (by more than 2
standard errors) than those of the neighboring island of Salamis and all sampling locations in the
Peloponnese. This suggests that the classical Athenian claim (e.g., Plat. Menex. 237b) of having
received fewer migrants than other Greek poleis in the remote past may have had an element of
truth, although larger sample sizes will be necessary to establish such geographic patterns
definitively.
Northern migrants made an impact throughout mainland Greece even if it was a modest one,
which is also evidenced on the male line as shown, for example, by a Y-chromosome match of
the rare R-PF7562 haplogroup between a pair of patrilineal relatives from the Palace of Nestor
which links Late Bronze Age Mycenaean Greece with an Early Bronze Age individual of the
North Caucasus at Lysogorskyja that is genetically similar to Yamnaya Y chromosomes(15).
This patrilineal connection to the Yamnaya should not be interpreted as a general association of
steppe ancestry with elite burial status, as the common people, making up most of our
Mycenaean-era individuals, also had steppe ancestry, while some members of the elite (such as
the Griffin Warrior) did not have significant evidence of it. A parallel example of an elite
individual with less steppe ancestry than others from the same cultural context during a period of
steppe ancestry spread is given by the “Amesbury Archer,” the most well-furnished grave in the
Stonehenge mortuary landscape of Great Britain(16); these two examples highlight the pitfalls of
conflating genetic ancestry with narratives of social dominance. Whatever the social role of early
steppe migrants into the Aegean, they did not establish a system that precluded admixture with
locals or prevented them from rising to positions of power. This inclusiveness may explain the
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substantial dilution of steppe ancestry in the Aegean as migrants and locals blended to form the
ancestors of the Mycenaean-era population, and may shed light on the genesis of the Greek
language, linked, on one hand with the rest of Indo-European via steppe ancestry(1) and with the
people of the Aegean that preceded the Proto-Greek speakers on the other(17).
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One of the two patrilineal relatives at Pylos (I13518) was almost certainly the offspring of first
cousins; we document such close-kin unions not only in elite Mycenaean society but also in
different localities of the Bronze Age Southern Arc (Fig. S2) (18), including an individual from
Bezdanjača in Croatia (I18717) who was likely the offspring of an uncle/niece pairing. This
documents for the first time the later persistence of the practice of close-kin matings that had
started with the Neolithic (19, 20), although whether this is due to the burials we analyzed being
a biased subset of a population, or reflects society-wide cultural preferences, cannot be resolved
with our available sample. Did descriptions of such unions in classical mythological accounts of
the “Heroic Age” reflect practices that persisted to the authors’ own time? Ancient DNA studies
from more locations would allow these patterns of mating preferences inferred from a handful of
sites to be characterized at higher resolution.
The era of Greek colonization
We report a preliminary look at demographic patterns associated with the Greek colonial period
(8th-6th c. BCE) by identifying individuals from both the Southern Arc and outside of it that were
genetically similar to Bronze Age individuals of the Mycenaean period (Supplementary Text S1;
Fig. S3) (18). This identifies an Archaic period individual from Kastrouli in Phokis in Delphi on
the Greek mainland, and individuals at Empúries in northeastern Spain who are genetically very
similar to Mycenaean era individuals from the Greek mainland(21). Empúries was an outpost
colonized by Phocaeans from western Anatolia, who were themselves said to be colonists from
Phokis (Paus. 7.3.10). Thus, we capture the end points of a long chain of transmission, with little
admixture, across the Mediterranean. Could the ancestry of the Empúries individuals be traced
back to the beginning of this chain or was it drawn from another, genetically similar source?
While we do not yet have rich sampling of the peoples of the Greek colonial world, systematic
sampling of diverse Greek colonies spread over the Mediterranean and Black Sea coasts would
make it possible to test systematically for evidence of specific metropolis-colony connections
and document the extent to which migration, admixture with local populations, and genetic
heterogeneity played a role in Greek colonization.
Ancestry typical of the Mycenaean period spread also to the eastern Mediterranean as in the case
of an individual from Ashkelon associated with a Philistine archaeological context (22). We also
show the similarity of some individuals from inland Thrace (at Kapitan Andreevo) with the
Mycenaean genetic profile, suggesting that Mycenaeans were genetically similar to some
Thracians from the east Balkans, outside the sphere of the Late Bronze Age Aegean. This
provides a cautionary tale highlighting the dangers of conflating genetic and cultural similarity.
The coastal regions of Anatolia formed another area of Greek settlement and much of the
Anatolian peninsula was incorporated into the Hellenistic kingdoms established by the
successors of Alexander the Great, providing opportunity for population transfer from
Southeastern Europe to Anatolia. Yet, we do not find Mycenaean-like individuals either at 1st
millennium BCE Greek colony sites such as Halicarnassus (modern Bodrum) or Amisos (modern
Samsun) in the Aegean and Black Sea regions respectively. This pattern is qualitatively different
from that at Empúries in Iberia and is consistent with the account of Herodotus that early Greek
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colonists of Anatolia married indigenous Carian women of Anatolia when they first settled there
(Hdt. 1.146). It is also reminiscent of the marriages of Alexander himself and his companions
with local women of the conquered Persian Empire (Arr. An. 7.4.4ff). Clearly, Greeks
segregated themselves socially and reproductively from non-Greeks in some parts of the Greek
world and not in others; an important topic for future research is to identify the factors that
correlated with Greeks mixing with peoples from local communities.
The Urartian Kingdom and its neighbors in Iran and Mesopotamia
We have already seen how the Aegean was an area of limited Eastern European hunter-gatherer
penetrance that nonetheless differentiated it from neighboring Anatolia where Eastern European
hunter-gatherer ancestry was negligible (1). An even more striking case is that of the Iron Age
Kingdom of Urartu situated in the mountainous and geographically fragmented regions of
eastern Turkey and Armenia where the linguistic landscape must have been complex in the
Bronze and Iron Ages. The people at the center of this kingdom in the Lake Van region of
Turkey (Çavuştepe) and its northern extension in Armenia, were strongly connected by material
culture, and were buried only ~200km apart, yet formed distinct genetic clusters with little
overlap during the kingdom’s early (9th-8th c. BCE) period (Fig. 2). The Van cluster is in
continuity with the pre-Urartian population (~1300BCE) at neighboring Muradiye also in the
Van region, and is characterized by more Levantine ancestry and the absence of steppe ancestry.
It contrasts with the cluster of Urartian period individuals from Armenia which have less
Levantine and some steppe ancestry like the pre-Urartian individuals of the Early Iron Age (1).
Our genetic results help explain the formation of linguistic relationships in the region. Population
continuity of the Lake Van core population with greater “Levantine” ancestry may well
correspond to the Hurro-Urartian language family (23) that linked the non-Indo-European
Urartian language of the kingdom with the earlier Bronze Age Hurrian language whose more
southern distribution encompassed parts of Syria and North Mesopotamia. Into the periphery of
this Hurro-Urartian linguistic sphere came a steppe-admixed population from the north, whose
presence marks the southern edge of steppe expansion we discussed above and whose proximity
to the Urartian speakers would provide a mechanism for the incorporation of Urartian words into
the Armenian lexicon.
When we compare (Fig. 2E) the Urartian individuals with their neighbors at Iron Age Hasanlu in
NW Iran (~1000BCE), we observe that the Hasanlu population possessed some of Eastern
European hunter-gatherer ancestry, but to a lesser degree than their contemporaries in Armenia.
The population was also linked to Armenia by the presence of the same R-M12149 Ychromosomes (within haplogroup R1b), linking it to the Yamnaya population of the Bronze Age
steppe(1). Which language was spoken here is not clear, but the population shows no connection
with the high-Eastern European hunter-gatherer, R-Z93 (within haplogroup R1a) haplogroupbearing groups from Central and South Asia belonging to steppe populations ancestral to IndoAryan speakers (24) the closest linguistic relatives of Iranian speakers (25). Present-day Iranians
do possess R-Z93 Y-chromosomes (26), or the more general upstream R1a-M17 ones (observed
in every one of 19 regional or linguistic subset populations from Iran (27), as do present-day
Indians (28), who have <1% of R1b Y-chromosomes). Thus, it appears that R1a-haplogroup Ychromosomes represent a common link between ancient and modern Indo-Iranians while R1bhaplogroup ones (to which many of the Hasanlu males belonged) do not. The absence of any R1a
examples among 16 males at Hasanlu who are, instead, patrilineally related to individuals from
Armenia suggests that a non-Indo-Iranian (either related to Armenian or belonging to the nonIndo-European local population) language may have been spoken there, and that Iranian
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languages may have been introduced to the Iranian plateau from Central Asia only in the 1st
millennium. Finally, a single individual from the Late Bronze Age of Assyrian North
Mesopotamia (~1250BCE) resembles the Urartian Van individuals in lacking Eastern European
hunter-gatherer ancestry, had the highest amount of Levantine autosomal ancestry (42.8±5.3%),
and possessed a J-P58 derived Y-chromosome with strong Levantine geographical associations
(1) and may have plausibly been a speaker of a Semitic language such as those that have been
spoken and recorded in the region for most of its history. Archaeology has furnished a wealth of
information about the political geography of the ancient Near East, and future genetic studies
will elucidate changes of population through either voluntary migration or policy that occurred
between the states and empires that arose in this region.
The Anatolian origins of the population of the Roman-Byzantine Empire
A study of a time transect of the city of Rome in Central Italy (29) identified an ancestry shift
towards the Near East during the Imperial period (27 BCE to 300 CE), but was unable to localize
the origin of the migrants driving this phenomenon. We sought to identify the geographic
sources of these Imperial era Romans by co-analyzing the data from Italy with the new sampling
from the Southern Arc of Southeastern Europe and West Asia. Surprisingly, the ancestry of
people who lived around Rome in the Imperial period was almost identical to that of
Roman/Byzantine individuals from Anatolia in both their mean (Fig. 3A) and pattern of variation
(Fig. 3B), while Italians prior to the Imperial period had a very different distribution (29, 30). We
clustered diverse Roman/Byzantine/Medieval individuals and immediate predecessors without
any knowledge of their population labels and found that the Italian and Anatolian individuals
clustered together with those of pre-Roman Anatolia, while pre-Imperial people around the city
of Rome were systematically different (Fig. 3C). This suggests that the Roman Empire in both its
shorter-lived western part and the longer-lasting eastern centered on Anatolia had a diverse but
similar population plausibly drawn to a substantial extent from Anatolian pre-Imperial sources.
In an irony of history, though the Roman Republic prevailed in its existential military struggle
against the Anatolians rallied by Mithridates VI of Pontus during the 1st c. BCE, the final
incorporation of Anatolia into the Roman Empire and the increased connectivity that ensued may
have set the stage for the very same Anatolians to become the demographic engine of Imperial
Rome itself. This recreated, in historical time, the mythical journey of Aeneas and his Trojan
exiles from Anatolia to the shores of Italy.
The Southern Arc was also a recipient of many immigrants from outside the region in the
historical period, such as two individuals sampled in Samsun in the Black Sea region from the
Roman era in the 2nd-3rd centuries CE (18). These individuals have both Eastern European
hunter-gatherer and some East Eurasian ancestry that contrasts them with the local population of
the Black Sea region that had been stable since the Chalcolithic (31), across the Early Bronze
Age transition at Amasya, and down to the time of the Kingdom of Pontus (1st c. BCE). Broad
genetic stability in Anatolia during the Roman/Byzantine period did not mean isolation, as
outliers of likely Levantine, northern European/Germanic, and Iberian origin are detected in the
Marmara region (in the Basilica of Nicaea/present-day Iznik and the Virgin Mary Monastery at
Zeytinliada, Erdek) close to the Imperial capital of Constantinople (present-day Istanbul) which
may have attracted a more diverse set of foreigners. Other outliers are found at the periphery of
the Southern Arc, in Moldova and Romania, in the Iron Age and long after the early steppe
migrants previously discussed. These are distinctive because of the East Eurasian admixture of
Central Asian Scythian individuals (32-34).
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Medieval migrations into Anatolia and the Balkans
East Eurasian ancestry also helps identify an intriguing set of outliers at Çapalıbağ in the Aegean
coast of Turkey dating from the 14th-17th centuries (Fig. 4) (18). These have ~18% such ancestry
unlike Byzantine-era individuals from Turkey (Fig. 4B), suggesting a Central Asian influence.
An admixture date estimate of 12.2±1.4 generations prior to their time using Roman/Byzantine
and Central Asian sources (Fig. 4C) suggests that the admixture occurred in the period
surrounding the 11th century arrival and expansion of Seljuq Turks to Anatolia. Present-day
Turkish individuals have an admixture date estimate of 30.6±1.9 generations (Fig. 4D), and thus
from the same early centuries of the 1000s CE which coincided with the transfer of control of
Anatolia from the Romans to the Seljuqs and eventually Ottomans. The genetic contribution of
Central Asian Turkic speakers to present-day people can be provisionally estimated by
comparison of Central Asian ancestry in present-day Turkish people (~9%) and sampled ancient
9
9
and , or ~9-22%. People from Turkey
Central Asians (range of ~41-100%) to be between
41
100
were sampled from eight localities (n=58) (35), representing broadly the present-day population.
The genetic data thus point to Turkish people carrying the legacy of both ancient people who
lived in Anatolia for thousands of years covered by our study and people coming from Central
Asia bearing Turkic languages.
The medieval period was marked by Slavic migrations into the Balkans on the basis of the
genetic analysis of present-day populations (36, 37) and recorded in historical sources such as
those of Procopius (38) in the 6th c. BCE when Slavic groups came into contact with the Roman
Empire(39). The South Slavs of today in the Balkans are one of the major groups of Slavic
speakers and the question of which migrations played a role in their origin is of interest for
understanding how this group of languages little-attested until medieval times came to be so
widespread across the greater part of Eastern Europe. We highlight Roman, Byzantine, and
Medieval individuals from Albania, Bulgaria, Croatia, Greece, North Macedonia, and Serbia,
which we studied in conjunction with those that preceded them in the Balkans and with
published data from present-day people genotyped on the Human Origins array (35, 40) (Fig. 5).
The reduction of Anatolian Neolithic ancestry was a long-term process in Southeastern Europe
(1), which allows us to differentiate present-day populations from those preceding the Slavic
migrations. When we order individuals along this component of ancestry (Fig. 5), we observe
that present-day Slavs outside the Balkans have least, while pre-Slavic inhabitants from the
Balkans have the most of this type of ancestry, with present-day people from Southeastern
Europe being intermediate between the two extremes. Three individuals from Bulgaria
(Samovodene), North Macedonia (Bitola), and an outlier individual from Trogir in Croatia (7001100CE) have the lowest levels of this ancestry. The majority of individuals from Trogir (a port
city of the Adriatic in Croatia that was founded by Ancient Greek colonists and was part of the
Byzantine Empire) overlapped with present-day people ~700-900CE, as did 12th c. CE
individuals from Veliko Tarnovo and Ryahovets in Bulgaria and a mid-4th c. CE Roman era
individual from Marathon in Greece which, however, lacked the Balkan hunter-gatherer ancestry
found consistently in the present-day population (Fig. 1). Finally, three medieval individuals
from Albania (500-1100CE) and a Late Antique (~500CE) individual from Boyanovo in
Bulgaria preceding the Slavic migrations overlapped with the more ancient population, having
high levels of Anatolian Neolithic ancestry. Among present-day speakers, Greeks and Albanians
have more Anatolian Neolithic ancestry than their South Slavic neighbors. Slavic migrations
have some echoes, ~3,000 years later, to the spread of the descendants of Yamnaya steppe
pastoralists into Southeastern Europe (1, 7). Although both events were transformative, any
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analogy should not be pushed too far. The medieval movements were carried out by large
organized communities engaging with complex states such as the Avar Khaganate and Byzantine
Empire, and no comparable polities existed in Yamnaya times. Collectively, our data suggest that
while Balkan groups experienced a shift of ancestry in the medieval period, the fusion of locals
and migrants was variable with individuals of diverse ancestry being present in medieval times
and persisting up to the present.
Phenotypes of the Southern Arc in their West Eurasian context
Our survey of populations of the Southern Arc focuses on ancestry, but it also illuminates other
aspects of biology. Superficial phenotypes such as pigmentation were remarked upon by ancient
writers. We carried out a survey of predicted pigmentation and other phenotypes of West
Eurasian populations across time (Supplementary Text S3; Fig. 6) (18) to discover the extent to
which ancient authors’ perceptions (based on direct observation or through reports of faraway
peoples) might correspond to the genetic inference of their appearance (41). We find that the
modal phenotype of eye, skin, and hair pigmentation in ancient West Eurasians was brown-eyed,
of intermediate complexion, and brown hair—even among Yamnaya steppe pastoralists—
contradicting stereotypical characterizations of Steppe peoples as being blue-eyed, pale-skinned,
and light-haired (42, 43). Note that when we use categorizations—such as “intermediate”—of
the continuous skin tone phenotype, we use the scheme adopted by HIrisPlex-S (41); in that
scheme “intermediate” skin tones are commonly found in present-day Mediterranean populations
and “pale” ones in present-day Northern European ones. A general depigmentation trend can be
seen across time (Fig. 6) with a reduction of black hair and darker skin tones accompanying the
increase of brown hair and intermediate skin tones. However, inhabitants of the Southern Arc
had significantly darker pigmentation on average than those of the north (defined as Europe
outside the Southern Arc and the Eurasian steppe) over all periods (Fig. 6), providing support for
the identification by ancient writers of light pigmentation phenotypes as being more common in
some groups of the north such as Celts and Scythians. Another contrast made by ancient writers
was with people of Africa, such as Egyptians and Ethiopians, who were said to be of darker
pigmentation (e.g., Hdt. 2.104); a comparison of people of the Southern Arc with their southern
neighbors will become possible when genomic data from people living south of the
Mediterranean become available. When examining composite pigmentation phenotypes (Fig.
6D), we observe that while average pigmentation did indeed differentiate between populations of
the Southern Arc and the north, light phenotypes were found in both areas at similar early dates,
growing in parallel in the more recent millennia of history. Light pigmentation in West Eurasia
was the result of selection across time which continued into the Historical period(44, 45), and not
the survival of supposed ancient Indo-Europeans phenotypes as some 19th /20th century writers
supposed (42, 43) or the product of the direct influence of climate that some Greco-Roman
writers hypothesized in order to explain patterns they observed during their own time (18). The
malleability of human phenotypes across time, and the presence of diverse ones—whether dark,
light, or interemediate—across space undermine prejudiced views of history that overemphasize
superficial traits at the expense of the more meaningful aspects of human culture and biology.
This study illustrates the potential of archaeogenetic study of people of the civilizations of the
ancient world in conjunction with archaeological and textual evidence. Ancient writings are
replete with the descriptions of little-known groups, such as the numerous tribes encountered by
Xenophon the Athenian at the end of the 5th c. BCE and recorded in his Anabasis, as he and his
fellow mercenaries escaped from Mesopotamia northward to the Black Sea. To what extent did
these and other named entities of antiquity correspond to ancestral groups that may one day be
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placed on the genetic landscape of the ancient world? Ancient DNA is bringing some of the
stories of these forgotten peoples back to life and paying homage to their legacies.
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Ethics Statement and Acknowledgments: This study was carried following the principles for
ethical DNA research on human remains laid out in (46). We are grateful to the authorities and
sample stewards including museums, museum curators, and archaeologists, for providing written
permission to sample each human remain. We acknowledge the ancient individuals whose
genetic data we analyzed and whose permission we could not directly ask. We aimed to write a
manuscript that was respectful of the ancient individuals, treating samples from them as derived
from real people whose memories must be respected. We sought to reflect the perspectives of
people from the diverse geographic regions and cultural contexts from which the sampled
individuals came by having each sample be represented by at least one co-author who was a
sample steward and was part of a network engaged with local communities. We thank J. Bennett,
V. Narasimhan, H. Ringbauer; J. Sedig, A. Shaus, L. Vokotopoulos, M. Wiener, and several
anonymous reviewers for critical comments.
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Funding:
35
The newly reported dataset is described in detail in an accompanying manuscript where we also
acknowledge the funders who supported dataset generation (1). Analysis of data was supported
by the National Institutes of Health (NIGMS GM100233), the John Templeton Foundation (grant
61220), by a private gift from Jean-Francois Clin, by the Allen Discovery Center program, a Paul
G. Allen Frontiers Group advised program of the Paul G. Allen Family Foundation and the
Howard Hughes Medical Institute (DR).
Author Contributions:
40
Conceived the study: ILa, SA, RP, DR
Supervised the study: SA, DKen, NPat, NR, RP, DR
Assembled archaeological material and prepared the site descriptions: SA, AAca, AAçı, AAg,
LA, UA, DAnd, GA, DAnt, IA, AAt, PA, AIA, KBa, RBa, JB, LB, ABe, HB, ABi,
MBod, MBon, CB, DB, NB, MCa, SCho, M-EC, SChr, IC, NC, MCo, ECr, JD, TID,
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10
VD, ZD, SDes, SDev, VDj, NEl, AE, NEr, SE-P, AF, MLG, BGas, BGay, EG, TG, SG,
TH, VH, SH, NH, IIl, SI, Iİv, IJ, LJ, PKa, BKK, EK, SDK, AK, KK, SKı, PKl,
SKBNV, SKo, MK-N, MKŠ, RK, PKu, CL, KLe, TEL, ILi, KLo, SŁ, KM-O, RM,
WM, KMc, VM, LM, DMi, JMM, GN, RN, AGN, VN, MN, AO, CÖ, NÖ, NPap,
NPap, APa, LPa, EPa, IP, LPe, VP, APh-T, APi, NPocK, HP, BP-B, ZP, DP, SRad,
KRA, PRŠ, KRR, SRaz, AR, JR, RR, VR, MŞa, AŞar, ES, AS LS, TSe, AS-E, MSh-P,
HMS, ASid, ASim, HS, VS, GS, MŠl, ASof, BS, ASoł, ÇS, MSta, MSt, SS, FSA, ASN, TSz, NTe, STe, NTo, UT, GT, STr, AT, MU, FV, ZV, CV, SW, PW, AYar, EY,
AYYav, HY, RÇ, RP
Performed laboratory work: SA, GBM, KBu, KC, FC, BJC, ECu, KSDC, LRE, DMF, MF,
SF, BGam, LI, DKea, AML, KMa, MMi, JO, KTO, LQ, CS, KSi, KSt, AW, JNW, FZ,
AZ, NR
Performed population genetic analyses: ILa, DR
Analyzed data: ILa, SA, RBe, OC, MMa, SM, AMic, AMit, IO, ZZ, NR, DR
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Wrote the manuscript and compiled the supplementary sections with the input of all other coauthors: ILa, SA, DR
Competing interests: The authors declare that they have no competing interests.
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Data and Materials availability: Genotype data for individuals included in this study can be
obtained from the Harvard Dataverse repository through the following link (doi to be added upon
publication). BAM files of aligned reads can be obtained from the European Nucleotide Archive
(Accession number PRJEB54831). All (other) data needed to evaluate the conclusions in the
paper are present in the paper or the Supplementary Materials
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Supplementary Materials:
Materials and Methods
Supplementary Text, S1-3
Figs. S1 to S5
Tables S1 to S5
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References (45-77)
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Fig. 1: Genetic heterogeneity in the Aegean. (A) A map of Aegean sites. (B) Timeline of
Aegean individuals, with vertical jitter added to distinguish contemporaneous individuals.
Ancestry changes of five components (C-G) show an increase of Caucasus hunter-gatherer
(CHG) and Eastern European hunter-gatherer (EHG) ancestry over time and a dilution of
Anatolian Neolithic ancestry. During the Minoan and Mycenaean periods of the Bronze Age (H)
Eastern European hunter-gatherer ancestry was variable, absent in Minoan individuals of Crete
and present in most, but not all Mycenaean individuals of the mainland.
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Fig. 2: The Kingdom of Urartu and its neighbors. Panels (A-D) show comparisons of ancestry
in four ancestral components (SRB_Iron_Gates_HG, the 5th component of the model of (1) is
negligible). This analysis shows a stark contrast between Armenia and the other populations in
terms of Eastern European hunter-gatherer ancestry (B), and between Van and Assyrian
Mesopotamia in terms of Levantine ancestry (C). When unlabeled individuals are ordered in
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increasing Eastern European hunter-gatherer ancestry, Assyrian Mesopotamia, Van lack this
ancestry (except an outlier individual from Van), while individuals from Armenia mostly possess
it, and those from Hasanlu have a limited range from zero Eastern European hunter-gatherer
ancestry to a maximum level that is less than that seen in Armenia.
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Fig. 3: The Roman Empire East and West. (A) The Imperial period Romans from the vicinity
of the city of Rome in Central Italy resembled Roman/Byzantine Anatolians in their average
admixture proportions (95% confidence interval (C.I.) of ±1.96 standard errors shown as boxes
and a heteroskedastic Gaussian process is fitted to unlabeled Italian and Anatolian individuals;
dashed lines indicate 5% and 95% quantiles). (B) P-values of the Baringhaus-Franz multivariate
two-sample test(47) for pairs of populations indicate that Imperial Romans can be drawn from
the same distribution as Roman/Byzantine ones (p=0.19), but are significantly different
(p≤2.16e-03) from all other periods of Italy. (C) Hierarchical clustering of raw ancestry estimates
of diverse individuals shows overlapping distributions of Imperial Roman and Anatolian
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Roman/Byzantine individuals (black) without knowledge of their ancestry labels and
differentiated from the distributions of SE Europe, Armenia, and the Levant.
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Fig. 4: Central Asian Turkic admixture in Anatolia. (A) Individuals from Çapalıbağ (13001650CE) and present-day Turkish individuals are intermediate between Byzantine Anatolia and
500-1500CE Central Asians along a global principal components analysis distinguishing West
from East Eurasians (left-to-right on the horizontal dimension; noise added on the vertical
dimension to distinguish points). (B) 2-way unsupervised ADMIXTURE analysis of “eastern”
ancestry: Byzantine: (0%), present-day Turkish (9%), Çapalıbağ (18%), Central Asian
individuals differ between 100% (in Mongolia) to 43% (some ancient populations of Kazakhstan
and Kyrgyzstan). (C) Individuals from Çapalıbağ in Turkey admixed 12.2±1.4 generations
(342±39 years) prior to their time using Byzantine Anatolians and Central Asians (from 50027
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1500CE) as sources. (D) Present-day Turkish people genotyped on the Human Origins array (35)
admixed 30.6±1.9 generations ago (857±53 years) using the same sources as in (D).
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Fig. 5: Byzantine and Medieval Southeastern Europe. We sort admixture proportions of
Anatolian Neolithic ancestry to investigate the dilution of this ancestry in present-day
populations from Southeastern Europe. Roman/Medieval/Byzantine-era individuals are indicated
in bold. During the Bronze Age the range of this ancestry was immense as observed in (1), but
present-day people from the Balkans have less of this ancestry than was the case from the Bronze
Age through the Iron Age and down to the classical antiquity (Ancient). Medieval/Byzantine
people from the Balkans were diverse, with some (right) continuing the ancient pattern of high
Anatolian Neolithic ancestry, several (middle) overlapping with the range of present-day people,
and some (left) having as little such ancestry as present-day Balto-Slavic people from Eastern
Europe.
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Fig. 6: Pigmentation in West Eurasia. We show the temporal distribution of genetically
predicted Eye (A), Skin (B), and Hair (C) color in West Eurasians of the last 16,000 years; each
point represents an individual, with the top row for each subphenotype corresponding to
Southern Arc and the bottom row corresponding to northern, central and western Europeans and
people of the Eurasian steppe. Panel (D) shows composite phenotypes of all three aspects of
pigmentation using the same color scheme as A-C and denoted as eye color (circle), hair color
(top), and skin color (bottom) in the composite phenotype symbols. The modal phenotype of
West Eurasians had brown eyes, intermediate skin pigmentation, and brown hair, with the
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highest prevalence (Fisher’s exact test) of low pigmentation outside the Southern Arc (in the rest
of Europe and the Eurasian steppe).
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